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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

  106,569,526      
Direct Value   $0    

Indirect Value

  $198,451,152      
Total Shares   106,569,526      
Total Value   $198,451,152      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    2   
    11    

     Stock price went up :

    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 74 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-02 4 S $12.36 $1,360 I/I (110) 1,802,391 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-04 4 S $12.00 $12,001 I/I (1,000) 1,801,391 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-06 4 S $12.00 $300,000 I/I (25,000) 1,776,391 0 -
DAEG Daegis Inc 10% Owner   –       –       •   2013-12-06 4 S $0.85 $942,141 I/I (1,107,619) 828,008 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-13 4 S $1.17 $408,695 I/I (350,000) 2,953,513 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-16 4 S $1.15 $4,247 I/I (3,677) 2,949,836 0 -
DAEG Daegis Inc 10% Owner   –       –       •   2013-12-17 4 S $1.08 $108,290 I/I (100,139) 727,868 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-17 4 S $1.43 $39,891 I/I (27,966) 2,350,346 0 -
DAEG Daegis Inc 10% Owner   –       –       •   2013-12-18 4 S $1.10 $21,062 I/I (19,062) 708,806 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-12-18 4 S $9.00 $74,733 I/I (8,300) 2,454,873 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-18 4 S $1.18 $139,074 I/I (118,230) 2,831,606 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-19 4 S $1.17 $20,437 I/I (17,436) 2,814,170 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-19 4 S $1.60 $235,448 I/I (147,100) 2,203,246 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-20 4 S $1.40 $138,767 I/I (98,881) 2,104,365 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-12-20 4 S $9.00 $367,511 I/I (40,830) 2,414,043 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-20 4 S $1.17 $7,839 I/I (6,700) 2,807,470 0 -
PFSW Pfsweb Inc 10% Owner   –       –       •   2013-12-20 4 S $9.05 $18,100 I/I (2,000) 2,348,955 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-20 4 S $13.12 $262,368 I/I (20,000) 1,756,391 0 -
BWEN Broadwind Energy Inc 10% Owner   –       –       •   2013-12-21 4 S $10.02 $230,345 I/I (23,000) 2,391,043 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2013-12-23 4 S $1.11 $142,377 I/I (128,291) 2,679,179 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-23 4 S $1.44 $245,593 I/I (170,302) 1,934,063 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-23 4 S $13.85 $537,591 I/I (38,811) 1,717,580 0 -
ADEP Adept Technology Inc 10% Owner   –       –       •   2013-12-24 4 S $14.85 $297,030 I/I (20,000) 1,697,580 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-24 4 S $1.59 $68,795 I/I (43,308) 1,890,755 0 -
LTBR Lightbridge Inc 10% Owner   –       –       •   2013-12-26 4 S $1.58 $47,448 I/I (30,000) 1,860,755 0 -

  1902  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40   41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74  75   76   77      
  Page 74 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed