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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

  106,569,526      
Direct Value   $0    

Indirect Value

  $197,600,382      
Total Shares   106,569,526      
Total Value   $197,600,382      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    2   
    11    

     Stock price went up :

    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 75 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
WWR Westwater Resources Inc 10% Owner   –       –       •   2011-03-14 4 S $1.70 $1,700,000 I/I (1,000,000) 8,890,900 0 -
LPSN LivePerson Inc 10% Owner   –       –       •   2003-07-28 4 S $2.65 $2,664,705 I/I (1,004,500) 3,010,354 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2009-12-11 4 S $1.29 $1,299,703 I/I (1,009,400) 2,783,224 0 -
CRMB Crumbs Bake Shop Inc 10% Owner   –       –       •   2013-09-19 4 S $0.98 $1,004,137 I/I (1,023,600) 534,428 0 -
DAEG Daegis Inc 10% Owner   –       –       •   2013-12-06 4 S $0.85 $942,141 I/I (1,107,619) 828,008 0 -
VRCC Vertical Communications I... 10% Owner   –       –       •   2008-03-31 4 S $0.10 $116,846 I/I (1,119,246) 8,787,405 0 -
ARMP Armata Pharmaceuticals, I... 10% Owner   –       –       •   2009-10-08 4 S $0.26 $296,591 I/I (1,120,481) 875,000 0 -
BKRSQ Bakers Footwear Group Inc 10% Owner   –       –       •   2012-10-11 4 S $0.01 $12,195 I/I (1,139,700) 0 0 -
RNVA Rennova Health Inc 10% Owner   –       –       •   2010-05-19 4 S $0.90 $1,028,156 I/I (1,142,015) 0 0 -
VRCC Vertical Communications I... 10% Owner   –       –       •   2004-09-28 4 OE $2.05 $2,399,464 I/I 1,173,332 1,991,922 -
ITI Iteris Inc 10% Owner   –       –       •   2006-09-28 4 A $1.61 $1,920,590 I/I 1,192,913 4,339,707 0 -
RMKR Rainmaker Systems Inc 10% Owner   –       –       •   2005-02-15 4 S $0.49 $616,297 I/I (1,235,000) 3,290,080 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2011-12-01 4 S $0.43 $530,469 I/I (1,240,000) 12,641,450 0 -
RMKR Rainmaker Systems Inc 10% Owner   –       –       •   2004-06-16 4 B $1.85 $2,331,000 I/I 1,260,000 5,785,080 1.5 -
VRCC Vertical Communications I... 10% Owner   –       –       •   2009-05-28 4 S $0.01 $12,830 I/I (1,283,016) 5,890,826 0 -
YONG Yongye Biotechnology Inte... 10% Owner   –       –       •   2009-05-08 4 B $1.54 $2,000,001 I/I 1,298,702 3,896,780 1.5 -
NMGC Neomagic Corp 10% Owner   –       –       •   2008-09-24 4 S $0.03 $51,190 I/I (1,465,631) 0 0 -
HEAR Turtle Beach Corporation 10% Owner   –       –       •   2011-02-22 4 B $0.50 $750,000 I/I 1,500,000 3,481,411 1.5 -
INO Inovio Biomedical Corp 10% Owner   –       –       •   2011-06-30 4 S $0.61 $915,150 I/I (1,500,000) 15,575,400 0 -
VRCC Vertical Communications I... 10% Owner   –       –       •   2005-09-28 4 B $1.14 $1,750,142 I/I 1,537,100 5,493,983 1.5 -
TWOC Trans World Corp 10% Owner   –       –       •   2012-11-08 4 S $2.25 $3,474,468 I/I (1,544,208) 0 0 -
INVI Integral Vision Inc 10% Owner   –       –       •   2009-06-19 4 S $0.05 $78,744 I/I (1,574,888) 2,620,449 0 -
WHRT World Heart Corp 10% Owner   –       –       •   2004-09-16 4 OE $1.25 $2,000,000 I/I 1,600,000 4,892,408 -
WHRT World Heart Corp 10% Owner   –       –       •   2005-07-27 4 OE $1.00 $1,600,000 I/I 1,600,000 4,892,408 -
GDLN Guideline Inc 10% Owner   –       –       •   2007-05-17 4 B $1.00 $1,607,189 I/I 1,607,189 5,887,779 1.5 -

  1902  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40   41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74   75  76   77      
  Page 75 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed