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Insider Information:   Marxe Austin W & Greenhouse David M
Relationship:   10% Owner
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   45    
Direct Shares   0    

Indirect Shares

   106,569,526      
Direct Value   $0    

Indirect Value

   $197,600,382      
Total Shares   106,569,526      
Total Value   $197,600,382      


                                          Charting Not Avaliable
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    2   
    11    

     Stock price went up :
    0   
    0    
     Stock price went down :
    2   
    11    
   
     Gain/Loss Ratio :
   -2.0   
   -11.0   
     Percentage Gain/Loss :
   -100.0%
 -1,100.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Adept Technology Inc ADEP 10% Owner 0 2014-03-21 1,467,850    Premium*  
            Daegis Inc DAEG 10% Owner 0 2013-12-18 708,806    Premium*  
            Remedent USA Inc /az/ REMI 10% Owner 0 2013-07-24 0    Premium*  
            Trans World Corp TWOC 10% Owner 0 2012-11-08 0    Premium*  
            Bakers Footwear Group Inc BKRSQ 10% Owner 0 2012-10-11 0    Premium*  
            Precision Optics Ord Shs POCI 10% Owner 0 2013-02-12 1,269,213    Premium*  
            Cyclacel Pharmaceuticals Inc CYCC 10% Owner 0 2011-09-23 2,806,900    Premium*  
            Autoscope Technologies Ord Shs AATC 10% Owner 0 2014-08-27 370,754    Premium*  
            Pfsweb Inc PFSW 10% Owner 0 2015-08-25 1,991,258    Premium*  
            Ultra Clean Holdings Inc UCTT 10% Owner 2008-10-31 0 2012-04-23 2,640,275    Premium*  
            Microfinancial Inc MFI 10% Owner 0 2013-11-14 1,409,332    Premium*  
            BTU International Inc BTUI 10% Owner 0 2014-12-15 1,341,837    Premium*  
            Response Genetics Inc RGDX 10% Owner 2009-03-04 0 2013-12-23 2,679,179    Premium*  
            Diversa Corp VRNM 10% Owner 0 2013-10-31 0    Premium*  
            Revolution Lighting Technologies... RVLT 10% Owner 0 2011-03-18 1,609,600    Premium*  
            Enova Systems Inc ENVS 10% Owner 0 2012-06-22 3,085,738    Premium*  
            Overland Storage Inc OVRL 10% Owner 2010-04-23 0 2013-11-22 0    Premium*  
            Westwater Resources Inc WWR 10% Owner 0 2011-03-14 8,890,900    Premium*  
            Turtle Beach Corporation HEAR 10% Owner 2010-10-07 0 2013-02-25 366,635    Premium*  
            Lightbridge Inc LTBR 10% Owner 0 2015-02-10 3,508,789    Premium*  
            Inovio Biomedical Corp INO 10% Owner 0 2012-12-03 3,919,706    Premium*  
            Crumbs Bake Shop Inc CRMB 10% Owner 0 2013-09-19 534,428    Premium*  
            Palatin Technologies Inc PTN 10% Owner 0 2011-10-05 1,800,000    Premium*  
            Alco Stores Inc ALCS 10% Owner 0 2013-04-30 0    Premium*  
            Graymark Productions Inc GRMH 10% Owner 0 2011-06-15 3,571,000    Premium*  
            CDTI Advanced Materials Inc CDTI 10% Owner 0 2012-06-29 689,814    Premium*  
            Ramtron International Corp RMTR 10% Owner 0 2012-10-16 0    Premium*  
            Broadwind Energy Inc BWEN 10% Owner 0 2015-01-09 1,926,572    Premium*  
            Plug Power Inc PLUG 10% Owner 0 2013-02-14 1,511,620    Premium*  
            Magnetek Inc MAG 10% Owner 0 2014-03-03 324,000    Premium*  
            Parkervision Inc PRKR 10% Owner 0 2012-06-06 6,421,317    Premium*  
            CPI Aerostructures Inc CVU 10% Owner 0 2015-01-29 931,040    Premium*  
            World Heart Corp WHRT 10% Owner 2012-08-02 0 2012-08-02 0    Premium*  
            Iteris Inc ITI 10% Owner 2012-10-04 0 2013-02-26 3,340,929    Premium*  
            Genasys Inc GNSS 10% Owner 2013-06-07 0 2013-06-07 4,667,710    Premium*  
            Ecotality Inc ECTYQ 10% Owner 0 2013-08-12 2,500,000    Premium*  
            Avantair Inc AAIRE 10% Owner 2013-06-27 0 2013-07-03 6,331,775    Premium*  
            Healthier Choices Management HCMC 10% Owner 0 2014-02-14 1,616,667    Premium*  
            Ideal Power Inc. IPWR 10% Owner 0 2015-01-30 1,146,935    Premium*  
            Izea Worldwide Inc IZEA 10% Owner 0 2015-02-12 10,857,144    Premium*  
            Crailar Technologies Inc CRLRF 10% Owner 2014-08-11 0 2014-08-12 6,018,600    Premium*  
            Wafergen Bio-Systems Inc. WGBS 10% Owner 0 2015-02-04 1,400,000    Premium*  
            Cellectar Bioscienc CLRB 10% Owner 2014-08-18 0 2014-09-08 1,142,368    Premium*  
            Cache Inc CACH 10% Owner 0 2014-11-17 881,946    Premium*  
            Carbon Natural Gas Company CRBO 10% Owner 0 2015-01-29 10,888,889    Premium*  
* Premium Members only  

Records found :    1902         Free Registration Required For Full Results.    Limit: 25

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  Page 9 of 77
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
THRM Gentherm Inc 10% Owner   –       –       •   2006-05-26 4 S $7.75 $2,325 I/I (300) 2,067,021 -
PIIID Peco II Inc 10% Owner   –       –       •   2008-06-27 4 B $3.45 $1,035 I/I 300 332,492 1.42 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2009-03-04 4 B $1.01 $303 I/I 300 3,191,270 1.42 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2009-03-06 4 B $1.00 $300 I/I 300 3,193,070 1.42 -
WHRT World Heart Corp Director   –       •       •   2009-06-30 4 B $2.90 $897 I/I 300 3,059,623 2.17 -
WHRT World Heart Corp Director   –       •       •   2009-07-24 4 B $3.25 $975 I/I 300 3,060,235 2.17 -
BKRSQ Bakers Footwear Group Inc 10% Owner   –       –       •   2010-05-27 4 S $1.90 $570 I/I (300) 2,428,431 0 -
DOVR Dover Saddlery Inc 10% Owner   –       –       •   2010-12-16 4 S $3.00 $900 I/I (300) 1,013,839 0 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2012-05-11 4 S $1.75 $525 I/I (300) 2,871,035 0 -
MFI Microfinancial Inc 10% Owner   –       –       •   2012-06-22 4 S $8.02 $2,406 I/I (300) 1,660,505 0 -
HEAR Turtle Beach Corporation 10% Owner   –       –       •   2012-06-28 4 S $9.40 $2,820 I/I (300) 676,862 0 -
MAG Magnetek Inc 10% Owner   –       –       •   2013-04-05 4 B $15.09 $4,528 I/I 300 346,102 1.42 -
VRNM Diversa Corp 10% Owner   –       –       •   2013-09-12 4 S $2.90 $870 I/I (300) 1,453,581 0 -
AATC Autoscope Technologies Or... 10% Owner   –       –       •   2006-08-24 4 B $11.50 $3,738 I/I 325 787,318 1.42 -
SSKN Strata Skin Sciences Inc 10% Owner   –       –       •   2006-10-25 4 S $5.75 $1,869 I/I (325) 1,156,598 0 -
MAG Magnetek Inc 10% Owner   –       –       •   2014-01-23 4 S $25.10 $8,158 I/I (325) 352,577 0 -
VRCC Vertical Communications I... 10% Owner   –       –       •   2006-04-03 4 B $0.60 $217 I/I 361 11,645,225 1.42 -
ACER Acer Therapeutics Inc 10% Owner   –       –       •   2008-02-22 4 S $1.75 $698 I/I (399) 778,447 0 -
ARMP Armata Pharmaceuticals, I... 10% Owner   –       –       •   2008-06-23 4 S $0.67 $267 I/I (399) 2,501,927 0 -
INVI Integral Vision Inc 10% Owner   –       –       •   2006-02-17 4 B $1.70 $680 I/I 400 6,455,689 1.42 -
CYCC Cyclacel Pharmaceuticals ... 10% Owner   –       –       •   2006-03-29 4 B $6.50 $2,600 I/I 400 457,557 1.42 -
THRM Gentherm Inc 10% Owner   –       –       •   2006-05-11 4 S $8.00 $3,200 I/I (400) 2,176,219 -
DOVR Dover Saddlery Inc 10% Owner   –       –       •   2008-01-09 4 B $3.98 $1,592 I/I 400 702,085 1.42 -
RGDX Response Genetics Inc 10% Owner   –       –       •   2009-03-17 4 B $1.00 $400 I/I 400 3,194,670 1.42 -
BTUI BTU International Inc 10% Owner   –       –       •   2011-03-09 4 S $12.10 $4,840 I/I (400) 1,172,174 0 -
  1902  Records found
  1   2   3   4   5   6   7   8   9  10   11   12   13   14   15   16   17   18   19   20   21   22   23   24   25   26   27   28   29   30   31   32   33   34   35   36   37   38   39   40   41   42   43   44   45   46   47   48   49   50   51   52   53   54   55   56   57   58   59   60   61   62   63   64   65   66   67   68   69   70   71   72   73   74   75   76   77      
  Page 9 of 77  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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