| |
| |
|
| Insider
Information: |
Asher Daniel |
| Relationship: |
10% Owner |
| City: |
Chicago |
| State: |
IL |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
4 |
|
| Direct
Shares |
3,931,067 |
|
|
Indirect Shares
|
9,094,369 |
|
|
| Direct
Value |
$71,756,022 |
|
|
|
Indirect Value
|
$71,243,120 |
|
|
| Total
Shares |
13,025,436 |
|
|
| Total
Value |
$142,999,142 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
2
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
6
|
2
|
| |
|
|
|
Gain/Loss Ratio : |
-6.0
|
-2.0
|
| Percentage
Gain/Loss : |
 -17.1%
|
-37.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
B. Riley Financial Inc |
RILY |
10% Owner |
2017-05-22 |
2,344,193 |
2022-05-23 |
2,161,293 |
Premium* |
|
|
Vivaldi Opportunities Fund |
VAM |
10% Owner |
2018-06-28 |
0 |
2019-06-21 |
2,399,832 |
Premium* |
|
|
National Holdings Corp |
NHLD |
10% Owner |
2019-02-04 |
1,586,874 |
2020-12-29 |
3,027,841 |
Premium* |
|
|
Angel Oak Financial Strategies I... |
FINS |
10% Owner |
2020-06-09 |
0 |
2021-02-11 |
1,505,403 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
96 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| FINS |
Angel Oak Financial Strat... |
10% Owner |
– – • |
2020-06-09 |
4 |
A |
$0.00 |
$0 |
I/I |
1,552,715 |
18,252 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-05 |
4 |
B |
$8.92 |
$33,004 |
D/D |
3,700 |
2,103,700 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-05 |
4 |
B |
$8.92 |
$892 |
D/D |
100 |
2,111,891 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-06 |
4 |
B |
$8.78 |
$42,284 |
D/D |
4,816 |
2,108,516 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-07 |
4 |
B |
$8.86 |
$29,017 |
D/D |
3,275 |
2,111,791 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-13 |
4 |
B |
$9.05 |
$905 |
D/D |
100 |
2,111,991 |
2.37 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-14 |
4 |
B |
$9.03 |
$866,158 |
D/D |
95,210 |
2,207,201 |
2.45 |
- |
|
| RILY |
B. Riley Financial Inc |
10% Owner |
– – • |
2016-07-19 |
4 |
B |
$9.10 |
$1,362,270 |
D/D |
149,700 |
2,356,901 |
2.45 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-14 |
4 |
B |
$3.23 |
$38,208 |
D/D |
11,835 |
1,574,857 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-16 |
4 |
B |
$3.25 |
$10,413 |
D/D |
3,204 |
1,577,861 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-18 |
4 |
B |
$3.25 |
$11,118 |
D/D |
3,421 |
1,581,282 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-24 |
4 |
B |
$3.10 |
$5,574 |
D/D |
1,800 |
1,583,261 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-28 |
4 |
B |
$3.10 |
$4,387 |
D/D |
1,412 |
1,584,494 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-29 |
4 |
B |
$3.11 |
$622 |
D/D |
200 |
1,584,694 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-01-30 |
4 |
B |
$3.14 |
$4,960 |
D/D |
1,580 |
1,586,274 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-02-01 |
4 |
B |
$3.23 |
$3,230 |
I/I |
1,000 |
1,586,274 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-02-04 |
4 |
B |
$3.20 |
$1,920 |
D/D |
600 |
1,586,874 |
2.37 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2019-02-12 |
4 |
B |
$3.25 |
$2,853,279 |
I/I |
877,932 |
2,464,806 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-04 |
4 |
B |
$1.75 |
$37,800 |
I/I |
21,600 |
1,208,474 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-05 |
4 |
B |
$1.78 |
$128,208 |
I/I |
71,331 |
1,279,805 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-05-06 |
4 |
B |
$1.86 |
$12,391 |
I/I |
6,580 |
1,286,385 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-19 |
4 |
B |
$2.04 |
$16,898 |
I/I |
8,297 |
1,294,682 |
1.5 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-22 |
4 |
B |
$1.98 |
$20 |
I/I |
10 |
1,294,692 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-29 |
4 |
B |
$2.00 |
$430 |
I/I |
215 |
1,294,907 |
1.42 |
- |
|
| NHLD |
National Holdings Corp |
10% Owner |
– – • |
2020-06-30 |
4 |
B |
$2.00 |
$300 |
I/I |
150 |
1,295,057 |
1.42 |
- |
|
96 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
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|
