| |
| |
|
| Insider
Information: |
Rosenthal Saul B |
| Relationship: |
President, Director |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
2,284,874 |
|
|
Indirect Shares
|
1,102 |
|
|
| Direct
Value |
$7,861,391 |
|
|
|
Indirect Value
|
$3,548 |
|
|
| Total
Shares |
2,285,976 |
|
|
| Total
Value |
$7,864,939 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
37
|
0
|
|
Stock
price went up :
|
6
|
0
|
| Stock
price went down : |
31
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
 -6.4%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
TICC Capital Corp |
TICC |
President and COO |
2023-06-14 |
2,056,776 |
2023-06-14 |
1,102 |
Premium* |
|
|
Oxford Lane Capital Corp. |
OXLC |
President, Director |
2020-03-18 |
228,098 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
166 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 7
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TICC |
TICC Capital Corp |
COO, Secretary and TreasurerOf |
• – – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,400 |
|
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2011-01-25 |
4 |
B |
$20.00 |
$750,000 |
D/D |
37,500 |
40,000 |
2.81 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2011-08-26 |
4 |
OE |
$15.00 |
$60,000 |
D/D |
4,000 |
44,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2012-04-27 |
4 |
OE |
$13.75 |
$247,500 |
D/D |
18,000 |
62,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2013-02-25 |
4 |
OE |
$14.50 |
$551,000 |
D/D |
38,000 |
100,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2013-11-18 |
4 |
B |
$22.50 |
$499,995 |
D/D |
22,222 |
22,222 |
2.81 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2014-03-11 |
4 |
OE |
$17.00 |
$170,000 |
D/D |
10,000 |
110,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2017-06-22 |
4 |
B |
$9.79 |
$195,800 |
D/D |
20,000 |
130,000 |
2.81 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2019-11-25 |
4 |
B |
$25.48 |
$509,604 |
D/D |
20,000 |
42,222 |
2.81 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2020-03-12 |
4 |
B |
$5.00 |
$154,938 |
D/D |
31,000 |
161,000 |
2.81 |
% |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2020-03-12 |
4 |
D |
$25.06 |
$351,076 |
D/D |
(14,011) |
28,211 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2020-03-13 |
4 |
B |
$5.05 |
$8,579 |
D/D |
1,700 |
162,700 |
2.81 |
% |
|
| OXLC |
Oxford Lane Capital Corp. |
President |
• • – |
2020-03-18 |
4 |
B |
$2.36 |
$87,795 |
D/D |
37,187 |
199,887 |
2.81 |
% |
|
| TICC |
TICC Capital Corp |
President & COO |
• – – |
2005-01-25 |
4 |
OE |
$14.03 |
$15,895 |
D/D |
1,133 |
4,533 |
|
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2007-11-26 |
4 |
B |
$10.21 |
$51,114 |
D/D |
5,000 |
9,662 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-06-13 |
4 |
OE |
$5.20 |
$9,911 |
D/D |
1,906 |
11,581 |
0 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-06-13 |
4/A |
OE |
$5.20 |
$13,541 |
D/D |
2,604 |
12,279 |
0 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-06-20 |
4 |
B |
$4.97 |
$126,890 |
D/D |
25,000 |
37,279 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-09-17 |
4 |
B |
$4.67 |
$117,027 |
D/D |
25,000 |
62,279 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-11-11 |
4 |
B |
$3.02 |
$57,602 |
D/D |
18,960 |
81,251 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2008-11-12 |
4 |
B |
$3.05 |
$18,422 |
D/D |
6,040 |
87,291 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2011-12-19 |
4 |
B |
$8.50 |
$169,964 |
D/D |
20,000 |
107,355 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2016-05-05 |
4 |
B |
$5.00 |
$64,038 |
D/D |
12,800 |
120,344 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2016-05-06 |
4 |
B |
$5.02 |
$64,218 |
D/D |
12,800 |
133,144 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
President and COO |
• – – |
2016-05-09 |
4 |
B |
$5.04 |
$84,084 |
D/D |
16,680 |
149,824 |
2.74 |
- |
|
166 Records found
|
|
Page 1 of 7 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
