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Insider Information:   Cohen Jonathan H
Relationship:   Chief Executive Office...
City:   Greenwich
State:   CT
   
Insider Summary:
  
   
Companies Owned :   2    
Direct Shares   2,550,187    

Indirect Shares

   1,102      
Direct Value   $8,677,857    

Indirect Value

   $3,482      
Total Shares   2,551,289      
Total Value   $8,681,340      


TICC Capital Corp $7,181,065 Oxford Lane Capital Corp. $1,496,792 TICC Capital Corp $7,181,065 Oxford Lane Capital Corp. $1,496,792
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    36   
    0    

     Stock price went up :
    6   
    0    
     Stock price went down :
    30   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
   -6.8%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            TICC Capital Corp TICC Chief Executive Office... 2023-06-14 2,272,489 2023-06-14 1,102    Premium*  
            Oxford Lane Capital Corp. OXLC Chief Executive Office... 2020-03-18 277,698 0    Premium*  
* Premium Members only  

Records found :    163         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 7
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
TICC TICC Capital Corp CEO, President and DirectorOff   •       •      –    2003-11-26 3 IO $0.00 $0 D/D 0 139,100 -
TICC TICC Capital Corp CEO   •       •      –    2005-01-25 4 OE $14.03 $16,835 D/D 1,200 140,300 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2006-05-09 4 A $14.72 $147,200 D/D 10,000 150,300 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-06-13 4/A OE $5.20 $276,916 D/D 53,253 203,694 0 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-06-13 4 OE $5.20 $156,312 D/D 30,060 180,501 0 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-06-20 4 B $5.03 $159,269 D/D 31,430 235,124 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-06-23 4 B $5.00 $24,478 D/D 4,801 239,925 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-09-18 4 B $4.60 $47,420 D/D 10,200 250,125 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-11-12 4 B $2.95 $25,075 D/D 8,500 258,637 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-11-20 4 B $2.90 $290 D/D 100 258,737 2.73 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2008-11-21 4 B $2.90 $87,300 D/D 30,000 288,737 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2010-05-20 4 B $7.95 $90,880 D/D 11,416 300,188 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2010-08-11 4 B $8.75 $33,548 D/D 3,834 304,027 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2010-08-24 4 B $8.75 $54,070 D/D 6,166 310,193 2.81 -
OXLC Oxford Lane Capital Corp. Chief Executive OfficerOfficer   •       •      –    2011-01-19 3 IO $0.00 $0 D/D 0 2,500 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2011-01-25 4 B $20.00 $750,000 D/D 37,500 40,000 2.81 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2011-08-26 4 OE $15.00 $199,995 D/D 13,333 53,333 0 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2012-04-27 4 OE $13.75 $641,671 D/D 46,667 100,000 0 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2013-02-25 4 OE $14.50 $1,450,000 D/D 100,000 200,000 0 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       •      –    2013-11-18 4 B $22.50 $999,990 D/D 44,444 44,444 2.81 -
OXLC Oxford Lane Capital Corp. Chief Executive Officer   •       –      –    2014-03-11 4 OE $17.00 $170,000 D/D 10,000 210,000 0 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2016-05-05 4 B $5.00 $64,038 D/D 12,800 323,207 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2016-05-06 4 B $5.02 $64,218 D/D 12,800 336,007 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2016-05-09 4 B $5.04 $84,084 D/D 16,680 352,687 2.81 -
TICC TICC Capital Corp Chief Executive Officer   •       •      –    2016-05-10 4 B $5.08 $84,801 D/D 16,680 369,367 2.81 -
  163  Records found
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  Page 1 of 7  
 
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  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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