| |
| |
|
| Insider
Information: |
Conroy Patrick |
| Relationship: |
CFO, CCO & Corp. Secre... |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
99,985 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$410,252 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
99,985 |
|
|
| Total
Value |
$410,252 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
TICC Capital Corp |
TICC |
CFO, CCO and Secretary |
2011-12-21 |
54,985 |
|
0 |
Premium* |
|
|
Oxford Lane Capital Corp. |
OXLC |
CFO, CCO & Corp. Secre... |
2014-03-11 |
45,000 |
2011-03-22 |
0 |
Premium* |
|
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|
|
|
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|
|
Records found :
21 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO & Corp. Secretary |
• – – |
2014-03-11 |
4 |
OE |
$17.00 |
$85,000 |
D/D |
5,000 |
35,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO and Corp Secretary |
• – – |
2013-12-19 |
4 |
B |
$17.00 |
$102,114 |
D/D |
6,000 |
30,000 |
2.74 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO and Corp Secretary |
• – – |
2013-12-18 |
4 |
B |
$16.95 |
$50,890 |
D/D |
3,000 |
24,000 |
2.74 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO, & Corp Secretary |
• – – |
2013-11-18 |
4 |
B |
$22.50 |
$225,000 |
D/D |
10,000 |
10,000 |
2.74 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO and Corp Secretary |
• – – |
2013-02-25 |
4 |
OE |
$14.50 |
$101,500 |
D/D |
7,000 |
21,000 |
0 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO and Secretary |
• – – |
2011-12-21 |
4 |
B |
$8.50 |
$85,000 |
D/D |
10,000 |
54,985 |
2.74 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO and Corp. Secretary |
• – – |
2011-08-26 |
4/A |
OE |
$15.00 |
$30,000 |
D/D |
2,000 |
7,000 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO, Corporate Secretary |
• – – |
2011-08-26 |
4 |
OE |
$15.00 |
$24,990 |
D/D |
1,666 |
6,666 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, CCO and Corp. Secretary |
• – – |
2011-03-22 |
4 |
B |
$17.40 |
$87,246 |
D/D |
5,000 |
5,000 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO and Secretary |
• – – |
2010-05-13 |
4 |
B |
$8.00 |
$40,000 |
D/D |
5,000 |
41,605 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO and Secretary |
• – – |
2010-05-12 |
4 |
B |
$7.95 |
$39,870 |
D/D |
5,000 |
36,605 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO and Secretary |
• – – |
2010-03-23 |
4 |
B |
$6.78 |
$34,858 |
D/D |
5,104 |
31,048 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO and Secretary |
• – – |
2010-03-22 |
4 |
B |
$6.70 |
$6,700 |
D/D |
1,000 |
25,944 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, CCO, Treas. and Sec. |
• – – |
2008-11-12 |
4 |
B |
$2.99 |
$30,113 |
D/D |
10,000 |
21,978 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, COO, Treas. and Sec. |
• – – |
2008-06-23 |
4 |
B |
$5.01 |
$40,122 |
D/D |
8,000 |
11,394 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, COO, Treas. and Sec. |
• – – |
2008-06-13 |
4 |
OE |
$5.20 |
$2,605 |
D/D |
501 |
3,009 |
0 |
- |
|
| TICC |
TICC Capital Corp |
CFO, COO, Treas. and Sec. |
• – – |
2008-06-13 |
4/A |
OE |
$5.20 |
$4,607 |
D/D |
886 |
3,394 |
0 |
- |
|
| TICC |
TICC Capital Corp |
CFO, COO, Treas. and Sec. |
• – – |
2007-08-15 |
4 |
B |
$12.02 |
$9,616 |
D/D |
800 |
2,244 |
2.74 |
- |
|
| TICC |
TICC Capital Corp |
CFO, COO, Treas. and Sec. |
• – – |
2006-03-15 |
4 |
A |
$14.80 |
$14,799 |
D/D |
1,000 |
1,287 |
|
- |
|
| TICC |
TICC Capital Corp |
CFO CCO Treasurer & Secretary |
• – – |
2005-01-25 |
4 |
OE |
$14.03 |
$940 |
D/D |
67 |
271 |
|
- |
|
| TICC |
TICC Capital Corp |
Chief Financial OfficerOfficer |
• – – |
2003-12-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
|
- |
|
21 Records found
|
1
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Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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