| |
| |
|
| Insider
Information: |
Klein Mark D |
| Relationship: |
Director |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
8 |
|
| Direct
Shares |
3,514,994 |
|
|
Indirect Shares
|
1,963,388 |
|
|
| Direct
Value |
$20,107,305 |
|
|
|
Indirect Value
|
$6,318,328 |
|
|
| Total
Shares |
5,478,382 |
|
|
| Total
Value |
$26,425,632 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Ladenburg Thalmann Financial Ser... |
LTS |
Officer, Director |
2005-04-01 |
2,222,222 |
|
0 |
Premium* |
|
|
B. Riley Financial Inc |
RILY |
Director |
2012-04-30 |
184,880 |
2009-07-17 |
2 |
Premium* |
|
|
Crumbs Bake Shop Inc |
CRMB |
Officer, Director |
|
0 |
2010-05-19 |
171,761 |
Premium* |
|
|
Suro Capital Inc |
SSSS |
Chairman, CEO and Pres... |
2024-02-12 |
1,076,666 |
2017-09-27 |
1,667 |
Premium* |
|
|
Atlantic Alliance Partnership Co... |
AAPC |
Director |
|
0 |
2016-11-01 |
344,259 |
Premium* |
|
|
National Holdings Corp |
NHLD |
|
2015-11-30 |
31,226 |
2015-11-30 |
482,277 |
Premium* |
|
|
Churchill Capital Corp Iii |
CCXX |
Director |
2020-10-06 |
0 |
2020-10-07 |
481,711 |
Premium* |
|
|
Multiplan Ord Shs Class A |
MPLN |
Director |
2020-10-06 |
0 |
2020-10-07 |
481,711 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
90 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| AAPC |
Atlantic Alliance Partner... |
Director |
– • – |
2015-04-28 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
222,194 |
|
- |
|
| AAPC |
Atlantic Alliance Partner... |
Director |
– • – |
2015-05-04 |
4 |
A |
$10.00 |
$750,000 |
I/I |
75,000 |
297,194 |
0 |
- |
|
| AAPC |
Atlantic Alliance Partner... |
Director |
– • – |
2015-08-20 |
4 |
A |
$0.00 |
$0 |
I/I |
2,500 |
299,694 |
0 |
- |
|
| AAPC |
Atlantic Alliance Partner... |
Director |
– • – |
2016-04-07 |
4 |
D |
$0.00 |
$0 |
I/I |
(24,045) |
275,649 |
0 |
- |
|
| AAPC |
Atlantic Alliance Partner... |
Director |
– • – |
2016-11-01 |
4 |
A |
$10.00 |
$707,993 |
I/I |
68,610 |
344,259 |
0 |
- |
|
| CCXX |
Churchill Capital Corp Ii... |
Director |
– • – |
2020-10-06 |
4 |
B |
$10.31 |
$2,268,200 |
I/I |
220,000 |
220,000 |
2.1 |
- |
|
| CCXX |
Churchill Capital Corp Ii... |
Director |
– • – |
2020-10-07 |
4 |
B |
$10.30 |
$2,694,760 |
I/I |
261,711 |
481,711 |
2.1 |
- |
|
| CRMB |
Crumbs Bake Shop Inc |
Chief Executive OfficerOfficer |
• • – |
2010-05-19 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
171,761 |
|
- |
|
| LTS |
Ladenburg Thalmann Financ... |
President and CEOOfficer |
• • – |
2005-04-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,222,222 |
|
- |
|
| MPLN |
Multiplan Ord Shs Class A |
Director |
– • – |
2020-10-06 |
4 |
B |
$10.31 |
$2,268,200 |
I/I |
220,000 |
220,000 |
2.1 |
- |
|
| MPLN |
Multiplan Ord Shs Class A |
Director |
– • – |
2020-10-07 |
4 |
B |
$10.30 |
$2,694,760 |
I/I |
261,711 |
481,711 |
2.1 |
- |
|
| NHLD |
National Holdings Corp |
|
– – – |
2015-11-30 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
482,277 |
|
- |
|
| NHLD |
National Holdings Corp |
|
– – – |
2015-11-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
31,226 |
|
- |
|
| RILY |
B. Riley Financial Inc |
CEO & CFOOfficer |
• • – |
2009-07-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2 |
|
- |
|
| RILY |
B. Riley Financial Inc |
Director |
– • – |
2010-07-15 |
4 |
A |
$0.00 |
$0 |
D/D |
40,000 |
274,375 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
Director |
– • – |
2010-08-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,255 |
292,630 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
Director |
– • – |
2011-07-15 |
4 |
D |
$0.30 |
$4,200 |
D/D |
(14,000) |
278,630 |
0 |
- |
|
| RILY |
B. Riley Financial Inc |
Director |
– • – |
2012-04-30 |
5 |
D |
$0.00 |
$0 |
D/D |
(93,750) |
184,880 |
0 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$25,005 |
I/I |
1,667 |
1,667 |
2.1 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2011-05-03 |
4 |
B |
$15.00 |
$240,000 |
D/D |
16,000 |
16,000 |
2.39 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2012-08-22 |
4 |
B |
$8.63 |
$21,575 |
D/D |
2,500 |
20,167 |
2.39 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2012-08-30 |
4 |
B |
$8.75 |
$21,875 |
D/D |
2,500 |
22,667 |
2.39 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2012-11-12 |
4 |
B |
$7.03 |
$35,247 |
D/D |
5,000 |
27,617 |
2.39 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2013-11-26 |
4 |
B |
$10.54 |
$7,378 |
D/D |
700 |
28,367 |
2.39 |
- |
|
| SSSS |
Suro Capital Inc |
Director |
– • – |
2014-09-02 |
4 |
B |
$10.76 |
$5,380 |
D/D |
500 |
28,867 |
2.39 |
- |
|
90 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
