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Insider Information:   Klein Mark D
Relationship:   Director
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   8    
Direct Shares   3,514,994    

Indirect Shares

   1,963,388      
Direct Value   $20,107,305    

Indirect Value

   $6,318,328      
Total Shares   5,478,382      
Total Value   $26,425,632      


Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $5,272,778 Suro Capital Inc $6,955,262 National Holdings Corp $101,488 Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $5,272,778 Suro Capital Inc $6,955,262 National Holdings Corp $101,488
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Ladenburg Thalmann Financial Ser... LTS Officer, Director 2005-04-01 2,222,222 0    Premium*  
            B. Riley Financial Inc RILY Director 2012-04-30 184,880 2009-07-17 2    Premium*  
            Crumbs Bake Shop Inc CRMB Officer, Director 0 2010-05-19 171,761    Premium*  
            Suro Capital Inc SSSS Chairman, CEO and Pres... 2024-02-12 1,076,666 2017-09-27 1,667    Premium*  
            Atlantic Alliance Partnership Co... AAPC Director 0 2016-11-01 344,259    Premium*  
            National Holdings Corp NHLD 2015-11-30 31,226 2015-11-30 482,277    Premium*  
            Churchill Capital Corp Iii CCXX Director 2020-10-06 0 2020-10-07 481,711    Premium*  
            Multiplan Ord Shs Class A MPLN Director 2020-10-06 0 2020-10-07 481,711    Premium*  
* Premium Members only  

Records found :    90         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
RILY B. Riley Financial Inc Director   –       •      –    2010-07-15 4 A $0.00 $0 D/D 40,000 274,375 0 -
AAPC Atlantic Alliance Partner... Director   –       •      –    2015-05-04 4 A $10.00 $750,000 I/I 75,000 297,194 0 -
AAPC Atlantic Alliance Partner... Director   –       •      –    2015-08-20 4 A $0.00 $0 I/I 2,500 299,694 0 -
AAPC Atlantic Alliance Partner... Director   –       •      –    2016-11-01 4 A $10.00 $707,993 I/I 68,610 344,259 0 -
SSSS Suro Capital Inc CEO and President   •       •      –    2021-02-10 4 A $0.00 $0 D/D 154,362 443,612 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-06-30 4 A $0.00 $0 D/D 49,907 500,257 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-09-30 4 A $0.00 $0 D/D 57,939 564,696 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-10 4 A $0.00 $0 D/D 125,000 689,696 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2021-12-30 4 A $0.00 $0 D/D 58,690 769,986 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2022-02-09 4 A $0.00 $0 D/D 192,791 962,777 0 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-12-15 4 A $0.00 $0 D/D 100,000 1,150,224 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-04-01 4 AB $5.73 $4,995 D/D 872 42,572 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-05-02 4 AB $5.71 $4,995 D/D 875 43,447 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-07-01 4 AB $5.10 $4,996 D/D 979 46,426 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-08-01 4 AB $5.47 $4,996 D/D 914 47,340 0 -
SSSS Suro Capital Inc CEO   •       •      –    2017-08-30 4 AB $4.64 $46,394 D/D 10,000 57,340 0 -
SSSS Suro Capital Inc CEO   •       •      –    2017-09-06 4 AB $4.92 $49,176 D/D 10,000 67,340 0 -
SSSS Suro Capital Inc CEO   •       •      –    2017-09-13 4 AB $5.11 $51,132 D/D 10,000 77,340 0 -
SSSS Suro Capital Inc CEO   •       •      –    2017-09-20 4 AB $5.36 $53,579 D/D 10,000 87,340 0 -
SSSS Suro Capital Inc CEO   •       •      –    2017-09-27 4 AB $5.02 $50,212 D/D 10,000 97,340 0 -
SSSS Suro Capital Inc Director   –       •      –    2011-05-03 4 B $15.00 $240,000 D/D 16,000 16,000 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2011-05-03 4 B $15.00 $25,005 I/I 1,667 1,667 2.1 -
SSSS Suro Capital Inc Director   –       •      –    2012-08-22 4 B $8.63 $21,575 D/D 2,500 20,167 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2012-08-30 4 B $8.75 $21,875 D/D 2,500 22,667 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2012-11-12 4 B $7.03 $35,247 D/D 5,000 27,617 2.39 -
  90  Records found
  1  2   3   4      
  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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