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Insider Information:   Klein Mark D
Relationship:   Director
City:   New York
State:   NY
   
Insider Summary:
  
   
Companies Owned :   8    
Direct Shares   3,514,994    

Indirect Shares

   1,963,388      
Direct Value   $20,086,968    

Indirect Value

   $6,318,328      
Total Shares   5,478,382      
Total Value   $26,405,295      


Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $5,252,441 Suro Capital Inc $6,955,262 National Holdings Corp $101,488 Ladenburg Thalmann Financial Services Inc $7,777,777 B. Riley Financial Inc $5,252,441 Suro Capital Inc $6,955,262 National Holdings Corp $101,488
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    0   
    0    

     Stock price went up :
    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Ladenburg Thalmann Financial Ser... LTS Officer, Director 2005-04-01 2,222,222 0    Premium*  
            B. Riley Financial Inc RILY Director 2012-04-30 184,880 2009-07-17 2    Premium*  
            Crumbs Bake Shop Inc CRMB Officer, Director 0 2010-05-19 171,761    Premium*  
            Suro Capital Inc SSSS Chairman, CEO and Pres... 2024-02-12 1,076,666 2017-09-27 1,667    Premium*  
            Atlantic Alliance Partnership Co... AAPC Director 0 2016-11-01 344,259    Premium*  
            National Holdings Corp NHLD 2015-11-30 31,226 2015-11-30 482,277    Premium*  
            Churchill Capital Corp Iii CCXX Director 2020-10-06 0 2020-10-07 481,711    Premium*  
            Multiplan Ord Shs Class A MPLN Director 2020-10-06 0 2020-10-07 481,711    Premium*  
* Premium Members only  

Records found :    90         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 4
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
LTS Ladenburg Thalmann Financ... President and CEOOfficer   •       •      –    2005-04-01 3 IO $0.00 $0 D/D 0 2,222,222 -
RILY B. Riley Financial Inc CEO & CFOOfficer   •       •      –    2009-07-17 3 IO $0.00 $0 I/I 0 2 -
CRMB Crumbs Bake Shop Inc Chief Executive OfficerOfficer   •       •      –    2010-05-19 3 IO $0.00 $0 I/I 0 171,761 -
AAPC Atlantic Alliance Partner... Director   –       •      –    2015-04-28 3 IO $0.00 $0 I/I 0 222,194 -
NHLD National Holdings Corp   –       –      –    2015-11-30 3 IO $0.00 $0 I/I 0 482,277 -
NHLD National Holdings Corp   –       –      –    2015-11-30 3 IO $0.00 $0 D/D 0 31,226 -
SSSS Suro Capital Inc Director   –       •      –    2014-09-02 4 B $10.76 $5,380 D/D 500 28,867 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2013-11-26 4 B $10.54 $7,378 D/D 700 28,367 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2016-04-01 4 AB $5.73 $4,995 D/D 872 42,572 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-05-02 4 AB $5.71 $4,995 D/D 875 43,447 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-08-01 4 AB $5.47 $4,996 D/D 914 47,340 0 -
SSSS Suro Capital Inc Director   –       •      –    2016-07-01 4 AB $5.10 $4,996 D/D 979 46,426 0 -
SSSS Suro Capital Inc Director   –       •      –    2015-08-21 4 B $8.82 $8,821 D/D 1,000 30,700 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2015-11-17 4 B $9.57 $9,570 D/D 1,000 31,700 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2016-05-16 4 B $5.15 $5,150 D/D 1,000 44,447 2.39 -
SSSS Suro Capital Inc Director   –       •      –    2016-05-17 4 B $5.10 $5,099 D/D 1,000 45,447 2.39 -
SSSS Suro Capital Inc CEO and President   •       •      –    2020-12-03 4 B $11.58 $11,580 D/D 1,000 289,250 2.81 -
SSSS Suro Capital Inc See Remark   •       •      –    2022-12-05 4 B $3.90 $6,026 D/D 1,545 974,030 2.81 -
SSSS Suro Capital Inc CEO and President   •       •      –    2020-12-02 4 B $11.41 $17,971 D/D 1,575 288,250 2.81 -
SSSS Suro Capital Inc Director   –       •      –    2011-05-03 4 B $15.00 $25,005 I/I 1,667 1,667 2.1 -
SSSS Suro Capital Inc Director   –       •      –    2016-03-21 4 B $6.10 $11,358 D/D 1,862 38,562 2.39 -
SSSS Suro Capital Inc CEO and President   •       •      –    2020-05-14 4 B $6.05 $11,737 D/D 1,940 162,955 2.81 -
SSSS Suro Capital Inc CEO and President   •       •      –    2020-11-11 4 B $9.65 $21,230 D/D 2,200 169,905 2.81 -
SSSS Suro Capital Inc Chairman, CEO and President   •       •      –    2023-11-28 4 B $3.96 $9,504 D/D 2,400 968,896 2.81 -
SSSS Suro Capital Inc Director   –       •      –    2012-08-22 4 B $8.63 $21,575 D/D 2,500 20,167 2.39 -
  90  Records found
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  Page 1 of 4  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
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