| |
| |
|
| Insider
Information: |
Dakos Andrew |
| Relationship: |
10% Owner |
| City: |
Montville |
| State: |
NJ |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
12 |
|
| Direct
Shares |
224,040 |
|
|
Indirect Shares
|
6,369,499 |
|
|
| Direct
Value |
$2,156,327 |
|
|
|
Indirect Value
|
$14,515,784 |
|
|
| Total
Shares |
6,593,539 |
|
|
| Total
Value |
$16,672,111 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
6
|
17
|
|
Stock
price went up :
|
1
|
12
|
| Stock
price went down : |
5
|
5
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
2.4
|
| Percentage
Gain/Loss : |
 -13.0%
|
 55.7%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Mexico Equity & Income Fund Inc |
MXE |
Director |
2005-11-23 |
0 |
2013-04-29 |
0 |
Premium* |
|
|
Special Opportunities Fund Inc |
SPE |
President, Director |
2022-04-05 |
10,162 |
2022-04-05 |
782 |
Premium* |
|
|
Imperial Holdings, Llc |
IFT |
Director |
2017-07-28 |
42,720 |
2017-07-28 |
3,501,179 |
Premium* |
|
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2014-11-12 |
5,000 |
2014-11-12 |
1,009,716 |
Premium* |
|
|
Crossroads Capital Inc |
XRDC |
Director, 10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
|
Swiss Helvetia Fund |
SWZ |
President and CEO, Dir... |
2022-03-03 |
64 |
2022-03-03 |
3,000 |
Premium* |
|
|
Brookfield Dtla Fund Office Trus... |
DTLAP |
|
2018-06-08 |
0 |
2019-01-02 |
0 |
Premium* |
|
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-08 |
6,875 |
2018-10-08 |
634,121 |
Premium* |
|
|
Putnam High Income Bond Fund |
PCF |
President, Director |
2021-11-01 |
33,490 |
2019-10-16 |
0 |
Premium* |
|
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2020-02-28 |
19,889 |
2020-02-28 |
0 |
Premium* |
|
|
Adams Natural Resources Fund Inc |
PEO |
10% Owner |
2020-07-02 |
31,246 |
|
0 |
Premium* |
|
|
New Ireland Fund Inc |
IRL |
10% Owner |
2021-02-10 |
74,594 |
2021-04-05 |
394,374 |
Premium* |
|
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|
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Records found :
120 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 5
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| SPE |
Special Opportunities Fun... |
Director |
– • – |
2010-01-22 |
4 |
S |
$14.18 |
$708,022 |
I/I |
(49,931) |
0 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
Director/OfficerPresident |
• • – |
2011-03-28 |
4 |
B |
$15.22 |
$1,522 |
I/I |
100 |
0 |
2.58 |
- |
|
| SPE |
Special Opportunities Fun... |
Director/OfficerPresident |
• – – |
2011-03-29 |
4 |
B |
$15.37 |
$13,840 |
I/I |
900 |
0 |
1.99 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-01-08 |
4 |
S |
$15.00 |
$120,348 |
I/I |
(8,021) |
0 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-04-29 |
4 |
S |
$17.16 |
$193,719 |
I/I |
(11,289) |
0 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(104,660) |
0 |
0 |
- |
|
| DTLAP |
Brookfield Dtla Fund Offi... |
|
• • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(200,936) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
10% Owner |
– – • |
2019-03-19 |
4 |
D |
$9.25 |
$95,247 |
D/D |
(10,297) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-19 |
4 |
D |
$9.25 |
$8,630 |
D/D |
(933) |
0 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-10-16 |
4 |
S |
$8.46 |
$906 |
I/I |
(107) |
0 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$8,607 |
D/D |
(1,095) |
64 |
0 |
- |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2019-03-25 |
4 |
S |
$9.25 |
$2,035,000 |
I/I |
(220,000) |
106 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-01-10 |
4 |
B |
$12.92 |
$3,773 |
D/D |
292 |
292 |
2.31 |
- |
|
| SPE |
Special Opportunities Fun... |
President |
• • – |
2016-10-26 |
4 |
D |
$15.61 |
$17,015 |
I/I |
(1,090) |
633 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
President |
• • – |
2014-02-20 |
4 |
A |
$0.00 |
$0 |
I/I |
4,599 |
772 |
0 |
- |
|
| SPE |
Special Opportunities Fun... |
President |
• • – |
2022-04-05 |
4 |
D |
$15.69 |
$17,604 |
I/I |
(1,122) |
782 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-02-16 |
4 |
B |
$12.84 |
$6,422 |
D/D |
500 |
792 |
2.39 |
- |
|
| SPE |
Special Opportunities Fun... |
President |
• • – |
2021-07-09 |
4 |
OE |
$0.00 |
$0 |
I/I |
2,192 |
936 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
President and CEO |
• • – |
2020-02-28 |
4 |
B |
$7.75 |
$7,750 |
D/D |
1,000 |
1,064 |
2.81 |
% |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-04-25 |
4 |
S |
$17.16 |
$18,344 |
I/I |
(1,069) |
1,137 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
367 |
1,159 |
0 |
- |
|
| MXE |
Mexico Equity & Income Fu... |
Director |
– • – |
2013-04-19 |
4 |
S |
$17.00 |
$402,795 |
I/I |
(23,692) |
1,245 |
0 |
- |
|
| SWZ |
Swiss Helvetia Fund |
President and CEO |
• • – |
2022-02-02 |
4 |
B |
$9.38 |
$4,015 |
I/I |
428 |
1,428 |
2.58 |
% |
|
| PCF |
Putnam High Income Bond F... |
Director |
– • – |
2021-09-16 |
4 |
S |
$10.02 |
$100,226 |
D/D |
(10,000) |
1,745 |
0 |
% |
|
| IFT |
Imperial Holdings, Llc |
Director |
– • • |
2013-04-01 |
4 |
A |
$4.17 |
$7,673 |
D/D |
1,840 |
1,840 |
0 |
- |
|
120 Records found
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Page 1 of 5 |
| |
Free Registration Required For Full Results. Limit: 25
|
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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