| |
| |
|
| Insider
Information: |
Audette Matthew J |
| Relationship: |
CFO and Head of Busine... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
195,575 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$12,614,881 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
195,575 |
|
|
| Total
Value |
$12,614,881 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
E Trade Group Inc |
ETFC |
EVP & Chief Financial ... |
2015-02-11 |
181,912 |
|
0 |
Premium* |
|
|
LPL Investment Holdings Inc |
LPLA |
CFO and Head of Busine... |
2024-02-26 |
13,663 |
2015-10-30 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
88 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ETFC |
E Trade Group Inc |
Acting Chief Financial Officer |
• – – |
2008-05-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
123,088 |
|
- |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICEROfficer |
• – – |
2011-01-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
81,541 |
|
- |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICER |
• – – |
2011-01-03 |
4 |
A |
$0.00 |
$0 |
D/D |
34,509 |
81,541 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICER |
• – – |
2011-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
7,622 |
89,163 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
65,717 |
142,817 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
82,455 |
217,107 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-07 |
4 |
A |
$0.00 |
$0 |
D/D |
44,631 |
226,744 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-06 |
4 |
A |
$0.00 |
$0 |
D/D |
56,186 |
226,175 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2015-10-30 |
4 |
A |
$0.00 |
$0 |
D/D |
17,605 |
17,605 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2016-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,641 |
32,246 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2017-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
7,916 |
36,477 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
5,131 |
38,545 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,299 |
34,252 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-05-17 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
30,943 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,701 |
20,937 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-03-13 |
4 |
A |
$0.00 |
$0 |
D/D |
21,110 |
41,110 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-08-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
27,335 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
13,682 |
28,517 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,767 |
13,905 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,500 |
11,626 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2022-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
13,849 |
18,447 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2023-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
15,876 |
19,755 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
CFO and Head of Business Ops |
• – – |
2024-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
13,661 |
19,237 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-10 |
4 |
D |
$9.15 |
$6,295 |
D/D |
(688) |
142,129 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-11 |
4 |
D |
$9.15 |
$35,045 |
D/D |
(3,830) |
138,299 |
0 |
- |
|
88 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
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|
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|
