| |
| |
|
| Insider
Information: |
Audette Matthew J |
| Relationship: |
CFO and Head of Busine... |
| City: |
New York |
| State: |
NY |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
195,575 |
|
|
Indirect Shares
|
0 |
|
|
| Direct
Value |
$12,628,271 |
|
|
|
Indirect Value
|
$0 |
|
|
| Total
Shares |
195,575 |
|
|
| Total
Value |
$12,628,271 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
E Trade Group Inc |
ETFC |
EVP & Chief Financial ... |
2015-02-11 |
181,912 |
|
0 |
Premium* |
|
|
LPL Investment Holdings Inc |
LPLA |
CFO and Head of Busine... |
2024-02-26 |
13,663 |
2015-10-30 |
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
88 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 4
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| ETFC |
E Trade Group Inc |
Acting Chief Financial Officer |
• – – |
2008-05-05 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
123,088 |
|
- |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICEROfficer |
• – – |
2011-01-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
81,541 |
|
- |
|
| ETFC |
E Trade Group Inc |
CHIEF FINANCIAL OFFICER |
• – – |
2011-02-21 |
4 |
D |
$17.81 |
$1,193 |
D/D |
(67) |
80,679 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2011-10-23 |
4 |
D |
$9.85 |
$896 |
D/D |
(91) |
80,588 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-11 |
4 |
AS |
$20.85 |
$5,963 |
D/D |
(286) |
217,215 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
D |
$84.48 |
$41,902 |
D/D |
(496) |
16,236 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-02-23 |
4 |
D |
$77.04 |
$47,457 |
D/D |
(616) |
32,358 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-02-23 |
4 |
D |
$94.86 |
$58,434 |
D/D |
(616) |
17,827 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2012-02-10 |
4 |
D |
$9.15 |
$6,295 |
D/D |
(688) |
142,129 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2013-02-10 |
4 |
D |
$10.97 |
$7,734 |
D/D |
(705) |
210,327 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-02-10 |
4 |
D |
$20.48 |
$14,438 |
D/D |
(705) |
219,965 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-02-26 |
4 |
AS |
$84.86 |
$79,514 |
D/D |
(937) |
20,000 |
0 |
% |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-02-10 |
4 |
D |
$25.42 |
$24,988 |
D/D |
(983) |
202,912 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-02-25 |
4 |
AS |
$87.78 |
$96,119 |
D/D |
(1,095) |
16,732 |
0 |
% |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2014-01-06 |
4 |
AS |
$20.34 |
$26,322 |
D/D |
(1,294) |
192,826 |
0 |
- |
|
| ETFC |
E Trade Group Inc |
EVP & Chief Financial Officer |
• – – |
2015-01-05 |
4 |
AS |
$23.84 |
$30,849 |
D/D |
(1,294) |
169,989 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-03-13 |
4 |
D |
$64.99 |
$85,072 |
D/D |
(1,309) |
35,883 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-03-13 |
4 |
D |
$74.22 |
$97,154 |
D/D |
(1,309) |
32,943 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2018-02-25 |
4 |
D |
$65.50 |
$88,622 |
D/D |
(1,353) |
37,192 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2017-02-25 |
4 |
D |
$39.13 |
$57,873 |
D/D |
(1,479) |
28,561 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$196,565 |
D/D |
(1,488) |
10,138 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,500 |
11,626 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2021-02-26 |
4 |
AS |
$128.85 |
$198,533 |
D/D |
(1,512) |
12,393 |
0 |
% |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2019-05-17 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
30,943 |
0 |
- |
|
| LPLA |
LPL Investment Holdings I... |
Chief Financial Officer |
• – – |
2020-08-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
27,335 |
0 |
- |
|
88 Records found
|
|
Page 1 of 4 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
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|
