| |
| |
|
| Insider
Information: |
Rubin Bruce L. |
| Relationship: |
CFO, CS and Treasurer |
| City: |
Greenwich |
| State: |
CT |
| |
|
| Insider
Summary: |
|
|
|
|
Companies Owned : |
2 |
|
| Direct
Shares |
17,932 |
|
|
Indirect Shares
|
663 |
|
|
| Direct
Value |
$71,467 |
|
|
|
Indirect Value
|
$2,141 |
|
|
| Total
Shares |
18,595 |
|
|
| Total
Value |
$73,609 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
|
Total
Filings :
|
0
|
0
|
|
Stock
price went up :
|
0
|
0
|
| Stock
price went down : |
0
|
0
|
| |
|
|
|
Gain/Loss Ratio : |
0.0
|
0.0
|
| Percentage
Gain/Loss : |
0.0%
|
0.0%
|
| |
|
|
|
|
|
Holdings
:
| Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold  |
 |
Oxford Lane Capital Corp. |
OXLC |
CFO, SEC, TREAS |
2020-03-12 |
6,983 |
|
0 |
Premium* |
|
|
TICC Capital Corp |
TICC |
CFO, CS and Treasurer |
2023-06-14 |
10,949 |
2015-08-14 |
663 |
Premium* |
|
|
|
|
|
|
|
|
|
|
|
Records found :
6 |
Free Registration Required For Full Results. Limit: 25
|
 |
Download |
Page 1 of 1
|
| Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
| TICC |
TICC Capital Corp |
CFO, CS and Treasurer |
• – – |
2023-06-14 |
4 |
OE |
$2.66 |
$7,280 |
D/D |
2,737 |
10,949 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, SEC, TREAS |
• – – |
2020-03-12 |
4 |
D |
$25.06 |
$37,461 |
D/D |
(1,495) |
3,005 |
0 |
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, SEC, TREASOfficer |
• – – |
2015-08-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,978 |
|
- |
|
| OXLC |
Oxford Lane Capital Corp. |
CFO, SEC, TREASOfficer |
• – – |
2015-08-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
4,500 |
|
- |
|
| TICC |
TICC Capital Corp |
CFO, CAO, SEC, TREASOfficer |
• – – |
2015-08-14 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,212 |
|
- |
|
| TICC |
TICC Capital Corp |
CFO, CAO, Secy. and Treas.Offi |
• – – |
2015-08-14 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
663 |
|
- |
|
6 Records found
|
1
|
Page 1 of 1 |
| |
Free Registration Required For Full Results. Limit: 25
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
