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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$428,321 |
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Indirect Value
|
$42,275,026 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,703,346 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 13 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
FAV |
First Trust Active Divide... |
10% Owner |
|
2015-12-28 |
4 |
B |
$8.41 |
$114,482 |
I/I |
13,615 |
739,152 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-05 |
4 |
B |
$8.41 |
$13,585 |
I/I |
1,615 |
752,363 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
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2017-02-01 |
4 |
B |
$8.41 |
$71,569 |
I/I |
8,511 |
1,015,179 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-26 |
4 |
B |
$8.42 |
$280,463 |
I/I |
33,310 |
964,348 |
1.5 |
- |
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LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2016-05-10 |
4 |
S |
$8.43 |
$1,096 |
I/I |
(130) |
1,082,477 |
0 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-02 |
4 |
B |
$8.43 |
$81,424 |
I/I |
9,658 |
1,024,837 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2015-12-31 |
4 |
B |
$8.44 |
$22,504 |
I/I |
2,666 |
741,818 |
1.5 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-03 |
4 |
B |
$8.44 |
$487,384 |
I/I |
57,736 |
1,082,573 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-02 |
4/A |
B |
$8.45 |
$31,409 |
I/I |
3,717 |
782,825 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-02 |
4 |
B |
$8.45 |
$31,409 |
I/I |
3,717 |
788,225 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-27 |
4 |
B |
$8.47 |
$89,042 |
I/I |
10,508 |
974,856 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-11 |
4 |
B |
$8.47 |
$3,659 |
I/I |
432 |
1,204,678 |
1.42 |
- |
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PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-06 |
4 |
B |
$8.48 |
$15,186 |
I/I |
1,790 |
1,084,363 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-06 |
4/A |
B |
$8.49 |
$57,141 |
I/I |
6,730 |
789,555 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-06 |
4 |
B |
$8.49 |
$57,141 |
I/I |
6,730 |
794,955 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-07 |
4 |
B |
$8.50 |
$34,730 |
I/I |
4,084 |
1,088,447 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-02-08 |
4 |
B |
$8.50 |
$29,750 |
I/I |
3,500 |
1,091,947 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-07 |
4 |
B |
$8.51 |
$187,814 |
I/I |
22,062 |
817,017 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-07 |
4/A |
B |
$8.51 |
$187,814 |
I/I |
22,062 |
811,617 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-09-18 |
4 |
B |
$8.51 |
$851 |
I/I |
100 |
1,090,456 |
1.42 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-04-10 |
4 |
B |
$8.51 |
$59,570 |
I/I |
7,000 |
1,204,246 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-09 |
4 |
B |
$8.52 |
$31,508 |
I/I |
3,700 |
820,717 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-09 |
4/A |
B |
$8.52 |
$31,508 |
I/I |
3,700 |
815,317 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-15 |
4/A |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
915,317 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-07-15 |
4 |
B |
$8.52 |
$852,000 |
I/I |
100,000 |
920,717 |
1.5 |
- |
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699 Records found
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Page 13 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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