Sign in:
 Email
 Password  save:
  
 Company Reports 
 
 
Membership is free, please Sign Up.
  
My Recent Searches
  Help
  
   
 
 
 
  
   
Insider Information:   Samuels Steven
Relationship:   10% Owner
City:   Westport
State:   CT
   
Insider Summary:
  
   
Companies Owned :   22    
Direct Shares   85,991    

Indirect Shares

   26,572,593      
Direct Value   $428,321    

Indirect Value

   $42,275,026      
Total Shares   26,658,584      
Total Value   $42,703,346      


Firsthand Technology Value Fund, Inc. $675 Alliance New York Municipal Income Fund $0 Mfs Intermarket Income Trust I $0 Putnam High Income Bond Fund $140,952 Urban Select Capital Corp $113,028 Alliance California Municipal Income Fund $101,956 Western Asset Corporate Loan Fund Inc $71,710 Firsthand Technology Value Fund, Inc. $675 Alliance New York Municipal Income Fund $0 Mfs Intermarket Income Trust I $0 Putnam High Income Bond Fund $140,952 Urban Select Capital Corp $113,028 Alliance California Municipal Income Fund $101,956 Western Asset Corporate Loan Fund Inc $71,710
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :
    104   
    0    

     Stock price went up :
    87   
    0    
     Stock price went down :
    17   
    0    
   
     Gain/Loss Ratio :
   5.1   
   0.0   
     Percentage Gain/Loss :
   7.6%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Special Opportunities Fund Inc SPE Investment Adviser Pri... 2015-01-30 0 2012-09-17 0    Premium*  
            Firsthand Technology Value Fund,... SVVC 10% Owner 2015-04-23 4,148 2015-04-23 580,825    Premium*  
            Imperial Holdings, Llc IFT 10% Owner 0 2015-06-24 2,991,124    Premium*  
            Alliance New York Municipal Inco... AYN 10% Owner 2015-07-20 10,900 2015-07-20 560,212    Premium*  
            Crossroads Capital Inc XRDC 10% Owner 0 2017-06-07 826,327    Premium*  
            DWS Global High Income Fund LBF 10% Owner 0 2016-05-04 480,946    Premium*  
            Mfs Intermarket Income Trust I CMK 10% Owner 2015-09-09 14,089 2015-09-09 1,587,717    Premium*  
            Advent/Claymore Enhanced Growth ... LCM 10% Owner 0 2017-05-17 927,037    Premium*  
            First Trust Active Dividend Inco... FAV 10% Owner 0 2016-10-20 1,951,679    Premium*  
            Virtus Total Return Fund DCA 10% Owner 0 2017-03-22 1,553,860    Premium*  
            Nuveen Global Equity Income Fund JGV 10% Owner 0 2016-09-28 2,194,974    Premium*  
            Neuberger Berman Real Estate Sec... NRO 10% Owner 2016-05-05 0 2016-12-15 4,295,140    Premium*  
            Pacholder High Yield Fund Inc PHF 10% Owner 0 2017-07-07 1,408,152    Premium*  
            Cushing Renaissance Fund SZC 10% Owner 2016-08-10 0 2017-01-17 457,550    Premium*  
            Nuveen Long/short Commodity Tota... CTF 10% Owner 2016-10-28 0 2016-12-08 1,179,781    Premium*  
            Putnam High Income Bond Fund PCF 10% Owner 2018-06-06 21,069 2018-06-06 1,467,199    Premium*  
            Korea Equity Fund Inc KEF 10% Owner 2017-02-08 0 2017-06-21 1,726,574    Premium*  
            Jpmorgan China Region Fund Inc JFC 10% Owner 2017-03-21 0 2017-09-15 845,368    Premium*  
            Putnam Municipal Opportunities T... PMO 10% Owner 0 2017-08-10 0    Premium*  
            Urban Select Capital Corp CH 10% Owner 2017-12-05 21,107 2017-12-05 917,955    Premium*  
            Alliance California Municipal In... AKP 10% Owner 2018-10-04 6,875 2018-10-04 620,173    Premium*  
            Western Asset Corporate Loan Fun... TLI 10% Owner 2019-11-26 7,803 0    Premium*  
* Premium Members only  

Records found :    699         Free Registration Required For Full Results.    Limit: 25

 Download
  Page 17 of 28
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

  
3m +/-  
Form
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2017-10-20 4 B $8.98 $15,266 I/I 1,700 1,150,472 1.5 -
CH Urban Select Capital Corp 10% Owner   –       –       •   2017-10-06 4 S $8.99 $244,333 I/I (27,181) 917,955 0 -
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2017-11-06 4 B $8.99 $27,267 I/I 3,033 1,191,148 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-03 4 B $9.00 $54,403 I/I 6,045 1,521,221 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-04 4 B $9.00 $27,001 I/I 3,000 1,524,221 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-20 4 B $9.00 $308,033 I/I 34,240 1,738,545 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-21 4 B $9.00 $495,039 I/I 55,000 1,793,545 1.5 -
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2017-11-07 4 B $9.00 $31,743 D/D 3,527 1,194,675 2.37 -
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2018-02-02 4 B $9.00 $900 I/I 100 1,557,621 1.42 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-27 4 B $9.02 $186,714 I/I 20,700 1,919,451 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-01 4 B $9.04 $26,236 I/I 2,901 1,512,517 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-07-22 4 B $9.05 $105,865 I/I 11,700 1,499,341 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-05 4 B $9.05 $2,715 I/I 300 1,524,521 1.42 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-28 4 B $9.05 $40,955 I/I 4,524 1,923,975 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-07-28 4 B $9.06 $22,136 I/I 2,442 1,509,616 1.5 -
KEF Korea Equity Fund Inc 10% Owner   –       –       •   2017-05-03 4 B $9.06 $232,436 I/I 25,600 1,277,174 1.5 -
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2018-01-03 4 B $9.06 $1,812 I/I 200 1,245,885 1.42 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-07-08 4 B $9.07 $185,935 I/I 20,500 1,460,778 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-07-27 4 B $9.07 $71,038 I/I 7,833 1,507,174 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-08 4 B $9.07 $664,251 I/I 73,274 1,597,795 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-08-10 4 B $9.07 $10,068 I/I 1,110 1,600,605 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-12 4 B $9.07 $5,805 I/I 640 1,694,510 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-23 4 B $9.07 $357,550 I/I 39,426 1,898,751 1.5 -
FAV First Trust Active Divide... 10% Owner   –       –       •   2016-09-22 4 B $9.08 $597,210 I/I 65,780 1,859,325 1.5 -
PCF Putnam High Income Bond F... 10% Owner   –       –       •   2018-01-12 4 B $9.08 $29,505 I/I 3,250 1,255,472 1.5 -
  699  Records found
  1   2   3   4   5   6   7   8   9   10   11   12   13   14   15   16   17  18   19   20   21   22   23   24   25   26   27   28      
  Page 17 of 28  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed
 
 
    Copyright © 2024 j3sg.com | Disclaimer & Terms of use          Products & Service  About Us  Contact Us