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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$428,321 |
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Indirect Value
|
$42,275,026 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,703,346 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 20 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-11-28 |
4 |
B |
$12.99 |
$101,951 |
I/I |
7,848 |
1,153,948 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-11-28 |
4 |
B |
$7.03 |
$16,124 |
I/I |
2,295 |
994,598 |
1.5 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-11-29 |
4 |
B |
$12.88 |
$54,474 |
I/I |
4,230 |
1,158,178 |
1.5 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-11-29 |
4 |
B |
$7.00 |
$3,500 |
I/I |
500 |
995,098 |
1.42 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-11-30 |
4 |
B |
$7.05 |
$282 |
I/I |
40 |
995,138 |
1.42 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-11-30 |
4 |
B |
$13.06 |
$23,538 |
I/I |
1,802 |
1,159,980 |
1.5 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-01 |
4 |
B |
$7.08 |
$11,685 |
I/I |
1,650 |
996,788 |
1.5 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-01 |
4 |
B |
$13.08 |
$83,439 |
I/I |
6,377 |
1,166,357 |
1.5 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-02 |
4 |
B |
$13.18 |
$117,161 |
I/I |
8,890 |
1,175,247 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-02 |
4 |
B |
$7.08 |
$25,965 |
I/I |
3,668 |
1,000,456 |
1.5 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-05 |
4 |
B |
$13.28 |
$25,763 |
I/I |
1,940 |
1,177,187 |
1.5 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-05 |
4 |
B |
$7.09 |
$40,849 |
I/I |
5,761 |
1,006,217 |
1.5 |
- |
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CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-06 |
4 |
B |
$13.13 |
$17,423 |
I/I |
1,327 |
1,178,514 |
1.5 |
- |
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PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-06 |
4 |
B |
$7.10 |
$110,595 |
I/I |
15,575 |
1,021,792 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-07 |
4 |
B |
$7.13 |
$46,892 |
I/I |
6,574 |
1,028,366 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-08 |
4 |
B |
$7.12 |
$34,860 |
I/I |
4,895 |
1,033,261 |
1.5 |
- |
|
CTF |
Nuveen Long/short Commodi... |
10% Owner |
|
2016-12-08 |
4 |
B |
$13.13 |
$16,635 |
I/I |
1,267 |
1,179,781 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-12 |
4 |
B |
$7.20 |
$44,399 |
I/I |
6,167 |
1,039,428 |
1.5 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-13 |
4 |
B |
$7.19 |
$31,281 |
I/I |
4,349 |
1,043,777 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-13 |
4 |
S |
$5.35 |
$94,419 |
I/I |
(17,651) |
4,413,719 |
0 |
- |
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NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-14 |
4 |
S |
$5.32 |
$390,790 |
I/I |
(73,483) |
4,340,236 |
0 |
- |
|
PHF |
Pacholder High Yield Fund... |
10% Owner |
|
2016-12-14 |
4 |
B |
$7.20 |
$12,815 |
I/I |
1,780 |
1,045,557 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-15 |
4 |
S |
$5.30 |
$238,806 |
I/I |
(45,096) |
4,295,140 |
0 |
- |
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SZC |
Cushing Renaissance Fund |
10% Owner |
|
2017-01-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
457,550 |
|
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2017-01-25 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
931,038 |
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- |
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699 Records found
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Page 20 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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