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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$426,469 |
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Indirect Value
|
$41,960,336 |
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|
Total
Shares |
26,658,584 |
|
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Total
Value |
$42,386,805 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
|
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|
Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
|
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 24 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
|
|
Form |
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-05-24 |
4 |
B |
$19.60 |
$195,982 |
I/I |
10,000 |
762,868 |
1.5 |
- |
|
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-05-15 |
4 |
B |
$19.66 |
$196,556 |
I/I |
10,000 |
710,768 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-05 |
4 |
B |
$4.55 |
$196,720 |
I/I |
43,200 |
3,807,943 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-08-15 |
4 |
B |
$12.18 |
$198,492 |
I/I |
16,300 |
1,908,060 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-05-18 |
4 |
B |
$11.39 |
$199,364 |
I/I |
17,500 |
1,362,697 |
1.5 |
- |
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KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-06 |
4 |
B |
$8.09 |
$202,250 |
I/I |
25,000 |
1,094,176 |
1.5 |
- |
|
LCM |
Advent/Claymore Enhanced ... |
10% Owner |
|
2015-09-29 |
4 |
B |
$8.13 |
$203,340 |
I/I |
25,000 |
1,139,857 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-07 |
4 |
B |
$8.17 |
$207,527 |
I/I |
25,402 |
1,119,578 |
1.5 |
- |
|
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-04-04 |
4 |
B |
$18.40 |
$209,042 |
I/I |
11,361 |
596,816 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-08-29 |
4 |
B |
$12.16 |
$209,135 |
I/I |
17,204 |
1,973,725 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-06-13 |
4 |
B |
$11.41 |
$209,610 |
I/I |
18,378 |
1,522,476 |
1.5 |
- |
|
SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-28 |
4 |
S |
$16.15 |
$209,986 |
I/I |
(13,000) |
733,913 |
0 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-08-09 |
4 |
B |
$12.06 |
$210,536 |
I/I |
17,452 |
1,882,018 |
1.5 |
- |
|
LBF |
DWS Global High Income Fu... |
10% Owner |
|
2015-06-02 |
4 |
B |
$8.33 |
$210,746 |
I/I |
25,300 |
588,795 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-15 |
4 |
B |
$4.03 |
$211,586 |
I/I |
52,474 |
2,208,398 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-03 |
4 |
B |
$4.28 |
$213,380 |
I/I |
49,889 |
3,212,825 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-09-28 |
4 |
B |
$11.89 |
$214,570 |
I/I |
18,049 |
2,194,974 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-08-08 |
4 |
B |
$12.03 |
$215,884 |
I/I |
17,952 |
1,864,566 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-08-17 |
4 |
B |
$8.65 |
$219,677 |
I/I |
25,400 |
1,541,417 |
1.5 |
- |
|
CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-08-17 |
4/A |
B |
$8.65 |
$219,677 |
I/I |
25,400 |
1,536,017 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-02-24 |
4 |
B |
$7.72 |
$219,853 |
I/I |
28,475 |
1,151,365 |
1.5 |
- |
|
JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-06-14 |
4 |
B |
$11.30 |
$221,271 |
I/I |
19,573 |
1,542,049 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-03-24 |
4 |
B |
$8.70 |
$221,845 |
I/I |
25,500 |
1,164,184 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-24 |
4 |
B |
$4.10 |
$228,370 |
I/I |
55,700 |
2,660,472 |
1.5 |
- |
|
KEF |
Korea Equity Fund Inc |
10% Owner |
|
2017-05-03 |
4 |
B |
$9.06 |
$232,436 |
I/I |
25,600 |
1,277,174 |
1.5 |
- |
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699 Records found
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Page 24 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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