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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$428,321 |
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Indirect Value
|
$42,275,026 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,703,346 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
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Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
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Gain/Loss Ratio : |
5.1
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0.0
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Percentage
Gain/Loss : |
7.6%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
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First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
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Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
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Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
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Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
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Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
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Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
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Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
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Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
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Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 4 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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Form |
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-03 |
4 |
B |
$4.28 |
$213,380 |
I/I |
49,889 |
3,212,825 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-05-05 |
4 |
B |
$4.28 |
$99,190 |
I/I |
23,191 |
3,257,577 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-05-13 |
4 |
B |
$4.28 |
$45,839 |
I/I |
10,700 |
3,376,011 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-25 |
4 |
B |
$4.28 |
$428 |
I/I |
100 |
3,566,507 |
1.42 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-17 |
4 |
B |
$4.29 |
$348,060 |
I/I |
81,097 |
3,514,907 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-10 |
4 |
B |
$4.30 |
$78,466 |
I/I |
18,267 |
3,282,044 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-16 |
4 |
B |
$4.30 |
$248,478 |
I/I |
57,799 |
3,433,810 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-05-12 |
4 |
B |
$4.31 |
$358,614 |
I/I |
83,267 |
3,365,311 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-06-29 |
4 |
B |
$4.50 |
$3,879 |
I/I |
862 |
814,749 |
1.42 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-14 |
4 |
B |
$4.51 |
$146,516 |
I/I |
32,453 |
4,190,476 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-11 |
4 |
B |
$4.54 |
$174,264 |
I/I |
38,358 |
3,604,865 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-09-13 |
4 |
B |
$4.54 |
$190,467 |
I/I |
41,954 |
4,158,023 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-13 |
4 |
B |
$4.55 |
$159,775 |
I/I |
35,100 |
3,659,159 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-05 |
4 |
B |
$4.55 |
$196,720 |
I/I |
43,200 |
3,807,943 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-07-12 |
4 |
B |
$4.56 |
$87,525 |
I/I |
19,194 |
3,624,059 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-14 |
4 |
B |
$4.56 |
$89,382 |
I/I |
19,600 |
3,678,759 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-15 |
4 |
B |
$4.56 |
$84,123 |
I/I |
18,448 |
3,697,207 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-08 |
4 |
B |
$4.56 |
$143,829 |
I/I |
31,565 |
3,893,508 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-04 |
4 |
B |
$4.57 |
$147,611 |
I/I |
32,300 |
3,764,743 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-09 |
4 |
B |
$4.57 |
$147,871 |
I/I |
32,369 |
3,871,877 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-08-10 |
4 |
B |
$4.57 |
$57,597 |
I/I |
12,600 |
3,884,477 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-09 |
4 |
B |
$4.59 |
$167,112 |
I/I |
36,369 |
4,116,069 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-07-10 |
4 |
B |
$4.60 |
$4,600 |
I/I |
1,000 |
826,327 |
1.42 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-07-20 |
4 |
B |
$4.60 |
$81,036 |
I/I |
17,600 |
3,714,807 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-01 |
4 |
B |
$4.60 |
$81,044 |
I/I |
17,636 |
3,732,443 |
1.5 |
- |
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699 Records found
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Page 4 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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