|
|
|
Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
|
|
Direct
Value |
$428,321 |
|
|
Indirect Value
|
$42,275,026 |
|
|
Total
Shares |
26,658,584 |
|
|
Total
Value |
$42,703,346 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
|
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
699 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 5 of 28
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-11 |
4 |
B |
$4.60 |
$19,383 |
I/I |
4,216 |
3,888,693 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-12 |
4 |
B |
$4.61 |
$69,412 |
I/I |
15,061 |
3,903,754 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-08-15 |
4 |
B |
$4.61 |
$83,949 |
I/I |
18,200 |
3,921,954 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-07-08 |
4 |
B |
$4.62 |
$1,848 |
I/I |
400 |
815,327 |
1.42 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-08 |
4 |
B |
$4.66 |
$471,635 |
I/I |
101,268 |
4,079,069 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-09-06 |
4 |
B |
$4.67 |
$263,950 |
I/I |
56,478 |
3,978,432 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-07-07 |
4 |
B |
$4.69 |
$836 |
I/I |
178 |
814,927 |
1.42 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-06-18 |
4 |
B |
$4.75 |
$25,147 |
I/I |
5,294 |
792,711 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-06-19 |
4 |
B |
$4.75 |
$100,520 |
I/I |
21,176 |
813,887 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-07-09 |
4 |
B |
$4.78 |
$47,820 |
I/I |
10,000 |
825,327 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-06-17 |
4 |
B |
$4.80 |
$22,080 |
I/I |
4,600 |
787,417 |
1.5 |
- |
|
JFC |
Jpmorgan China Region Fun... |
10% Owner |
|
2017-09-15 |
4 |
B |
$4.86 |
$109,484 |
I/I |
22,517 |
845,368 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2017-03-22 |
4 |
S |
$4.87 |
$12,842,253 |
I/I |
(2,636,634) |
1,553,860 |
0 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-17 |
4 |
B |
$5.00 |
$20,500 |
I/I |
4,100 |
724,243 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-20 |
4 |
B |
$5.00 |
$13,485 |
I/I |
2,697 |
726,940 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-22 |
4 |
B |
$5.00 |
$21,945 |
I/I |
4,389 |
747,451 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-21 |
4 |
B |
$5.02 |
$80,874 |
I/I |
16,122 |
743,062 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-23 |
4 |
B |
$5.02 |
$42,839 |
I/I |
8,538 |
755,989 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-29 |
4 |
B |
$5.10 |
$104,133 |
I/I |
20,419 |
776,408 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-05-08 |
4 |
B |
$5.10 |
$4,080 |
I/I |
800 |
777,208 |
1.42 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-05-11 |
4 |
B |
$5.10 |
$16,102 |
I/I |
3,158 |
780,366 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-05-12 |
4 |
B |
$5.10 |
$11,990 |
I/I |
2,351 |
782,717 |
1.5 |
- |
|
XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-05-13 |
4 |
B |
$5.10 |
$510 |
I/I |
100 |
782,817 |
1.42 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-05-05 |
4 |
B |
$5.27 |
$58,194 |
I/I |
11,043 |
4,363,851 |
1.5 |
- |
|
NRO |
Neuberger Berman Real Est... |
10% Owner |
|
2016-12-15 |
4 |
S |
$5.30 |
$238,806 |
I/I |
(45,096) |
4,295,140 |
0 |
- |
|
699 Records found
|
|
Page 5 of 28 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|