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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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Direct
Value |
$428,321 |
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Indirect Value
|
$42,275,026 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,703,346 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
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104
|
0
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Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
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Gain/Loss Ratio : |
5.1
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0.0
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Percentage
Gain/Loss : |
7.6%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
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Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
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Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
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Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
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Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
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Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
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Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
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Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
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Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 7 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
3m +/- |
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Form |
AKP |
Alliance California Munic... |
10% Owner |
|
2018-09-25 |
4 |
B |
$13.45 |
$29,579 |
I/I |
2,200 |
733,455 |
1.5 |
- |
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AKP |
Alliance California Munic... |
10% Owner |
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2018-09-28 |
4 |
B |
$13.50 |
$1,350 |
I/I |
100 |
733,555 |
1.42 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
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2015-01-28 |
4 |
S |
$16.15 |
$209,986 |
I/I |
(13,000) |
733,913 |
0 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2015-12-28 |
4 |
B |
$8.41 |
$114,482 |
I/I |
13,615 |
739,152 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
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2015-12-31 |
4 |
B |
$8.44 |
$22,504 |
I/I |
2,666 |
741,818 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
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2015-04-21 |
4 |
B |
$5.02 |
$80,874 |
I/I |
16,122 |
743,062 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-26 |
4 |
S |
$17.10 |
$3,420 |
I/I |
(200) |
746,913 |
0 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-22 |
4 |
S |
$18.40 |
$49,073 |
I/I |
(2,667) |
747,113 |
0 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-04-22 |
4 |
B |
$5.00 |
$21,945 |
I/I |
4,389 |
747,451 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2015-01-21 |
4 |
S |
$18.41 |
$633,626 |
I/I |
(34,422) |
749,780 |
0 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-04 |
4 |
B |
$8.30 |
$74,089 |
I/I |
8,930 |
750,748 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
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2016-01-05 |
4 |
B |
$8.41 |
$13,585 |
I/I |
1,615 |
752,363 |
1.5 |
- |
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JFC |
Jpmorgan China Region Fun... |
10% Owner |
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2017-05-23 |
4 |
B |
$19.62 |
$392,398 |
I/I |
20,000 |
752,868 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
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2015-04-23 |
4 |
B |
$5.02 |
$42,839 |
I/I |
8,538 |
755,989 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-11 |
4 |
B |
$8.05 |
$35,248 |
I/I |
4,380 |
756,743 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-13 |
4 |
B |
$7.87 |
$13,868 |
I/I |
1,761 |
758,504 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-14 |
4 |
B |
$7.91 |
$11,014 |
I/I |
1,392 |
759,896 |
1.5 |
- |
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JFC |
Jpmorgan China Region Fun... |
10% Owner |
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2017-05-24 |
4 |
B |
$19.60 |
$195,982 |
I/I |
10,000 |
762,868 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
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2015-04-29 |
4 |
B |
$5.10 |
$104,133 |
I/I |
20,419 |
776,408 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-15 |
4 |
B |
$7.74 |
$129,793 |
I/I |
16,762 |
776,658 |
1.5 |
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
|
2015-05-08 |
4 |
B |
$5.10 |
$4,080 |
I/I |
800 |
777,208 |
1.42 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-19 |
4 |
B |
$7.72 |
$8,106 |
I/I |
1,050 |
777,708 |
1.5 |
- |
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CMK |
Mfs Intermarket Income Tr... |
10% Owner |
|
2015-06-09 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
779,108 |
|
- |
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XRDC |
Crossroads Capital Inc |
10% Owner |
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2015-05-11 |
4 |
B |
$5.10 |
$16,102 |
I/I |
3,158 |
780,366 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-01-20 |
4 |
B |
$7.49 |
$29,446 |
I/I |
3,929 |
781,637 |
1.5 |
- |
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699 Records found
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Page 7 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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