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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$428,321 |
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Indirect Value
|
$42,275,026 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,703,346 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
|
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Gain/Loss Ratio : |
5.1
|
0.0
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Percentage
Gain/Loss : |
7.6%
|
0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
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Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
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Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
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Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
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Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
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Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
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Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 9 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-04 |
4 |
B |
$8.21 |
$75,498 |
I/I |
9,200 |
1,249,864 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-07 |
4 |
B |
$8.23 |
$29,634 |
I/I |
3,600 |
1,253,464 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
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2016-03-08 |
4 |
B |
$8.19 |
$32,764 |
I/I |
4,002 |
1,257,466 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-09 |
4 |
B |
$8.20 |
$71,310 |
I/I |
8,700 |
1,266,166 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-10 |
4 |
B |
$8.22 |
$18,922 |
I/I |
2,302 |
1,268,468 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-11 |
4 |
B |
$4.05 |
$41,731 |
I/I |
10,316 |
2,112,269 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-11 |
4 |
B |
$8.33 |
$276,326 |
I/I |
33,160 |
1,301,628 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-14 |
4 |
B |
$4.04 |
$176,314 |
I/I |
43,655 |
2,155,924 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-15 |
4 |
B |
$4.03 |
$211,586 |
I/I |
52,474 |
2,208,398 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-16 |
4 |
B |
$4.04 |
$270,874 |
I/I |
67,000 |
2,275,398 |
1.5 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-17 |
4 |
B |
$4.11 |
$366,628 |
I/I |
89,128 |
2,364,526 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
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2016-03-18 |
4 |
B |
$4.12 |
$412,230 |
I/I |
100,000 |
2,464,526 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-21 |
4 |
B |
$4.10 |
$94,873 |
I/I |
23,146 |
2,487,672 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-22 |
4 |
B |
$4.11 |
$347,211 |
I/I |
84,500 |
2,572,172 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-23 |
4 |
B |
$4.11 |
$133,846 |
I/I |
32,600 |
2,604,772 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-24 |
4 |
B |
$4.10 |
$228,370 |
I/I |
55,700 |
2,660,472 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-28 |
4 |
B |
$8.52 |
$62,966 |
I/I |
7,392 |
1,309,020 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-28 |
4 |
B |
$4.08 |
$408,430 |
I/I |
100,000 |
2,760,472 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-29 |
4 |
B |
$8.52 |
$2,556 |
I/I |
300 |
1,309,320 |
1.42 |
- |
|
DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-29 |
4 |
B |
$4.13 |
$82,530 |
I/I |
20,000 |
2,780,472 |
1.5 |
- |
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JGV |
Nuveen Global Equity Inco... |
10% Owner |
|
2016-03-29 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,334,162 |
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- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-30 |
4 |
B |
$8.63 |
$5,178 |
I/I |
600 |
1,561,109 |
1.5 |
- |
|
FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-30 |
4/A |
B |
$8.63 |
$5,178 |
I/I |
600 |
1,309,920 |
1.5 |
- |
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FAV |
First Trust Active Divide... |
10% Owner |
|
2016-03-31 |
4 |
B |
$8.62 |
$37,241 |
I/I |
4,321 |
1,314,241 |
1.5 |
- |
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DCA |
Virtus Total Return Fund |
10% Owner |
|
2016-03-31 |
4 |
B |
$4.22 |
$85,686 |
I/I |
20,286 |
2,800,758 |
1.5 |
- |
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699 Records found
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Page 9 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
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