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Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
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Insider
Summary: |
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Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
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|
Direct
Value |
$423,285 |
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Indirect Value
|
$42,241,368 |
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Total
Shares |
26,658,584 |
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Total
Value |
$42,664,653 |
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Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
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Stock
price went up :
|
87
|
0
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Stock
price went down : |
17
|
0
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Gain/Loss Ratio : |
5.1
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0.0
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Percentage
Gain/Loss : |
7.6%
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0.0%
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Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
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Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
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Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
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Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
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Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
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Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
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Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
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Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
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Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
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Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
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Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
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Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
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0 |
Premium* |
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Records found :
699 |
Free Registration Required For Full Results. Limit: 25
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Download |
Page 1 of 28
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Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
3m +/- |
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|
Form |
SPE |
Special Opportunities Fun... |
Investment Adviser Principal |
|
2014-02-19 |
5 |
A |
$0.00 |
$0 |
D/D |
1,515 |
3,079 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
|
2011-06-20 |
5 |
B |
$15.41 |
$15,410 |
D/D |
1,000 |
2,280 |
0 |
- |
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SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
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2011-08-16 |
5 |
B |
$14.50 |
$11,310 |
D/D |
780 |
2,280 |
0 |
- |
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SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
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2011-09-08 |
5 |
B |
$14.73 |
$7,365 |
D/D |
500 |
2,280 |
0 |
- |
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IFT |
Imperial Holdings, Llc |
10% Owner |
|
2012-06-12 |
5 |
B |
$4.02 |
$41,492 |
I/I |
10,328 |
1,662,620 |
0 |
- |
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IFT |
Imperial Holdings, Llc |
10% Owner |
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2012-06-13 |
5 |
B |
$4.00 |
$49,073 |
I/I |
12,272 |
1,674,892 |
0 |
- |
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IFT |
Imperial Holdings, Llc |
10% Owner |
|
2012-06-14 |
5 |
B |
$3.98 |
$195,656 |
I/I |
49,187 |
1,724,079 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
10% Owner |
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2012-06-15 |
5 |
B |
$3.89 |
$159,511 |
I/I |
41,000 |
1,765,079 |
0 |
- |
|
IFT |
Imperial Holdings, Llc |
10% Owner |
|
2012-06-18 |
5 |
B |
$3.85 |
$103,050 |
I/I |
26,792 |
1,791,871 |
0 |
- |
|
SPE |
Special Opportunities Fun... |
Investment Advisor Principal |
|
2012-09-17 |
4 |
B |
$15.77 |
$15,772 |
D/D |
1,000 |
3,360 |
2.44 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-02-26 |
4 |
B |
$23.69 |
$6,562 |
I/I |
277 |
998,689 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-03-04 |
4 |
B |
$23.70 |
$287,806 |
I/I |
12,146 |
1,010,835 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
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2014-03-05 |
4 |
B |
$23.31 |
$1,009,924 |
I/I |
43,328 |
1,054,163 |
1.5 |
- |
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SVVC |
Firsthand Technology Valu... |
10% Owner |
|
2014-03-06 |
4 |
B |
$23.64 |
$11,820 |
I/I |
500 |
1,054,633 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-11-18 |
4 |
B |
$12.70 |
$2,667 |
I/I |
210 |
41,767 |
1.42 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-11-19 |
4 |
B |
$12.69 |
$116,448 |
I/I |
9,173 |
50,940 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-11-20 |
4 |
B |
$12.75 |
$24,697 |
I/I |
1,937 |
52,877 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-11-24 |
4 |
B |
$12.77 |
$55,729 |
I/I |
4,365 |
57,242 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-11-25 |
4 |
B |
$12.77 |
$2,554 |
I/I |
200 |
57,442 |
1.42 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
|
2014-11-28 |
4 |
B |
$12.77 |
$6,410 |
I/I |
502 |
57,944 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-12-01 |
4 |
B |
$12.77 |
$11,301 |
I/I |
885 |
58,829 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-12-02 |
4 |
B |
$12.80 |
$68,655 |
I/I |
5,364 |
64,193 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-12-03 |
4 |
B |
$12.76 |
$5,102 |
I/I |
400 |
64,593 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-12-04 |
4 |
B |
$12.77 |
$42,466 |
I/I |
3,326 |
67,919 |
1.5 |
- |
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AYN |
Alliance New York Municip... |
10% Owner |
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2014-12-05 |
4 |
B |
$12.75 |
$69,054 |
I/I |
5,414 |
73,333 |
1.5 |
- |
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699 Records found
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Page 1 of 28 |
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Free Registration Required For Full Results. Limit: 25
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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