|
|
|
Insider
Information: |
Samuels Steven |
Relationship: |
10% Owner |
City: |
Westport |
State: |
CT |
|
|
Insider
Summary: |
|
|
|
Companies Owned : |
22 |
|
Direct
Shares |
85,991 |
|
Indirect Shares
|
26,572,593 |
|
|
Direct
Value |
$416,167 |
|
|
Indirect Value
|
$41,196,193 |
|
|
Total
Shares |
26,658,584 |
|
|
Total
Value |
$41,612,361 |
|
|
|
|
|
|
|
|
Historical
Performance :
Based on 6 Month Return Percentages |
Buys
|
Sells
|
Total
Filings :
|
104
|
0
|
Stock
price went up :
|
87
|
0
|
Stock
price went down : |
17
|
0
|
|
|
|
Gain/Loss Ratio : |
5.1
|
0.0
|
Percentage
Gain/Loss : |
7.6%
|
0.0%
|
|
|
|
|
|
|
Holdings
:
Menu |
Company Name |
Ticker |
Relation |
Direct Date |
Direct Shares |
Indirect Date |
Indirect Shares |
Total Value Sold |
|
Special Opportunities Fund Inc |
SPE |
Investment Adviser Pri... |
2015-01-30 |
0 |
2012-09-17 |
0 |
Premium* |
|
Firsthand Technology Value Fund,... |
SVVC |
10% Owner |
2015-04-23 |
4,148 |
2015-04-23 |
580,825 |
Premium* |
|
Imperial Holdings, Llc |
IFT |
10% Owner |
|
0 |
2015-06-24 |
2,991,124 |
Premium* |
|
Alliance New York Municipal Inco... |
AYN |
10% Owner |
2015-07-20 |
10,900 |
2015-07-20 |
560,212 |
Premium* |
|
Crossroads Capital Inc |
XRDC |
10% Owner |
|
0 |
2017-06-07 |
826,327 |
Premium* |
|
DWS Global High Income Fund |
LBF |
10% Owner |
|
0 |
2016-05-04 |
480,946 |
Premium* |
|
Mfs Intermarket Income Trust I |
CMK |
10% Owner |
2015-09-09 |
14,089 |
2015-09-09 |
1,587,717 |
Premium* |
|
Advent/Claymore Enhanced Growth ... |
LCM |
10% Owner |
|
0 |
2017-05-17 |
927,037 |
Premium* |
|
First Trust Active Dividend Inco... |
FAV |
10% Owner |
|
0 |
2016-10-20 |
1,951,679 |
Premium* |
|
Virtus Total Return Fund |
DCA |
10% Owner |
|
0 |
2017-03-22 |
1,553,860 |
Premium* |
|
Nuveen Global Equity Income Fund |
JGV |
10% Owner |
|
0 |
2016-09-28 |
2,194,974 |
Premium* |
|
Neuberger Berman Real Estate Sec... |
NRO |
10% Owner |
2016-05-05 |
0 |
2016-12-15 |
4,295,140 |
Premium* |
|
Pacholder High Yield Fund Inc |
PHF |
10% Owner |
|
0 |
2017-07-07 |
1,408,152 |
Premium* |
|
Cushing Renaissance Fund |
SZC |
10% Owner |
2016-08-10 |
0 |
2017-01-17 |
457,550 |
Premium* |
|
Nuveen Long/short Commodity Tota... |
CTF |
10% Owner |
2016-10-28 |
0 |
2016-12-08 |
1,179,781 |
Premium* |
|
Putnam High Income Bond Fund |
PCF |
10% Owner |
2018-06-06 |
21,069 |
2018-06-06 |
1,467,199 |
Premium* |
|
Korea Equity Fund Inc |
KEF |
10% Owner |
2017-02-08 |
0 |
2017-06-21 |
1,726,574 |
Premium* |
|
Jpmorgan China Region Fund Inc |
JFC |
10% Owner |
2017-03-21 |
0 |
2017-09-15 |
845,368 |
Premium* |
|
Putnam Municipal Opportunities T... |
PMO |
10% Owner |
|
0 |
2017-08-10 |
0 |
Premium* |
|
Urban Select Capital Corp |
CH |
10% Owner |
2017-12-05 |
21,107 |
2017-12-05 |
917,955 |
Premium* |
|
Alliance California Municipal In... |
AKP |
10% Owner |
2018-10-04 |
6,875 |
2018-10-04 |
620,173 |
Premium* |
|
Western Asset Corporate Loan Fun... |
TLI |
10% Owner |
2019-11-26 |
7,803 |
|
0 |
Premium* |
|
|
|
|
|
|
|
|
|
|
Records found :
25 |
Free Registration Required For Full Results. Limit: 25
|
|
Download |
Page 1 of 1
|
Ticker |
Company Name |
Relation |
Off-Dir-10% |
Trans. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
TLI |
Western Asset Corporate L... |
10% Owner |
|
2019-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
7,803 |
|
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-04 |
4 |
B |
$13.36 |
$236,775 |
I/I |
17,720 |
620,173 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-03 |
4 |
B |
$13.59 |
$122,348 |
I/I |
9,000 |
602,453 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-02 |
4 |
B |
$13.62 |
$113,759 |
I/I |
8,353 |
593,453 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-01 |
4 |
B |
$13.61 |
$15,107 |
I/I |
1,110 |
585,100 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-10-01 |
4 |
D |
$0.00 |
$0 |
I/I |
(149,565) |
583,990 |
0 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-09-28 |
4 |
B |
$13.50 |
$1,350 |
I/I |
100 |
733,555 |
1.42 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-09-25 |
4 |
B |
$13.45 |
$29,579 |
I/I |
2,200 |
733,455 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-09-24 |
4 |
B |
$13.45 |
$4,034 |
I/I |
300 |
731,255 |
1.42 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-08-30 |
4 |
B |
$13.80 |
$168,348 |
I/I |
12,200 |
730,955 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-08-29 |
4 |
B |
$13.80 |
$88,418 |
I/I |
6,408 |
718,755 |
1.5 |
- |
|
AKP |
Alliance California Munic... |
10% Owner |
|
2018-08-27 |
4 |
B |
$13.76 |
$112,832 |
I/I |
8,200 |
712,347 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-06-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(90,422) |
1,467,199 |
0 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-02-02 |
4 |
B |
$9.00 |
$900 |
I/I |
100 |
1,557,621 |
1.42 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-02-01 |
4 |
B |
$9.18 |
$79,881 |
I/I |
8,700 |
1,557,521 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-31 |
4 |
B |
$9.12 |
$139,025 |
I/I |
15,248 |
1,548,821 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-30 |
4 |
B |
$9.12 |
$34,591 |
D/D |
3,792 |
933 |
2.37 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-29 |
4 |
B |
$9.17 |
$4,629 |
D/D |
505 |
505 |
2.37 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-25 |
4 |
B |
$9.19 |
$30,844 |
I/I |
3,358 |
1,533,573 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-19 |
4 |
B |
$9.09 |
$36,355 |
I/I |
4,000 |
1,530,215 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-18 |
4 |
B |
$9.10 |
$378,947 |
I/I |
41,643 |
1,526,215 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-17 |
4 |
B |
$9.10 |
$1,989,129 |
I/I |
218,600 |
1,484,572 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-16 |
4 |
B |
$9.11 |
$95,687 |
I/I |
10,500 |
1,265,972 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-12 |
4 |
B |
$9.08 |
$29,505 |
I/I |
3,250 |
1,255,472 |
1.5 |
- |
|
PCF |
Putnam High Income Bond F... |
10% Owner |
|
2018-01-11 |
4 |
B |
$9.10 |
$44,772 |
I/I |
4,920 |
1,252,222 |
1.5 |
- |
|
25 Records found
|
1
|
Page 1 of 1 |
|
Free Registration Required For Full Results. Limit: 25
|
|
|
Transaction Code Key: |
Ownership Code Key |
|
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
|
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
|
OE |
- Options Exercised |
A |
- Aquired |
|
IO |
- Initital Ownership |
D |
- Disposed |
|
|
|
|
|
|