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| Name: |
Round Rock Advisors LLC |
| City: |
WILTON |
| State: |
CT |
| Zip: |
06897 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
JPST |
Jp Morgan Ultra Short Incom... |
1 |
- |
$0.00 |
$50,480,000 |
997,041 |
9.36% |
14,693,000 |
286,564 |
0.111 |
N/A |
|
|
VYM |
Vanguard High Dividend Yiel... |
2 |
- |
$134.56 |
$37,720,000 |
292,497 |
7% |
3,857,000 |
27,092 |
0.088 |
Closed - End Fund - Debt |
|
|
QQQ |
Invesco QQQ Trust Series I |
3 |
- |
$546.99 |
$36,253,000 |
77,312 |
6.72% |
1,011,000 |
8,376 |
0.016 |
Closed - End Fund - Debt |
|
|
VO |
Vanguard Mid Cap VIPERS |
4 |
- |
$281.43 |
$23,809,000 |
92,062 |
4.42% |
1,529,000 |
7,709 |
0.046 |
Closed - End Fund - E... |
|
|
IJR |
iShares Core S&P Small-Cap |
5 |
- |
$110.96 |
$23,044,000 |
220,367 |
4.27% |
-302,000 |
17,749 |
0.038 |
Closed - End Fund - E... |
|
|
AAPL |
Apple Inc |
6 |
- |
$207.82 |
$19,453,000 |
87,573 |
3.61% |
-5,004,000 |
-10,089 |
0.001 |
Personal Computers |
|
|
SMH |
Vaneck Vectors Semiconducto... |
7 |
- |
$208.63 |
$18,871,000 |
89,236 |
3.5% |
-87,000 |
10,953 |
0.099 |
N/A |
|
|
BRK.A |
Berkshire Hathaway Inc |
8 |
- |
$733,150.00 |
$15,969,000 |
20 |
2.96% |
2,351,000 |
0 |
0 |
Property & Casualty I... |
|
|
XLI |
SPDR Industrial Sector |
9 |
- |
$148.01 |
$14,065,000 |
107,306 |
2.61% |
1,591,000 |
12,633 |
0.006 |
Closed - End Fund - E... |
|
|
DVY |
iShares Dow Select Div |
10 |
- |
$135.36 |
$13,809,000 |
102,827 |
2.56% |
2,138,000 |
13,929 |
0.069 |
Closed - End Fund - E... |
|
|
MSFT |
Microsoft Corp |
11 |
- |
$492.05 |
$13,659,000 |
36,387 |
2.53% |
-1,800,000 |
-289 |
0 |
Application Software |
|
|
XLV |
SPDR Select Sector Health |
12 |
- |
$136.71 |
$13,032,000 |
89,254 |
2.42% |
2,486,000 |
12,592 |
0.004 |
Closed - End Fund - E... |
|
|
RSP |
Guggenheim ETF Trust - Gugg... |
13 |
- |
$183.87 |
$12,551,000 |
72,451 |
2.33% |
1,342,000 |
8,483 |
0.024 |
Closed - End Fund - E... |
|
|
DMLP |
Dorchester Minerals LP |
14 |
- |
$27.93 |
$8,397,000 |
279,153 |
1.56% |
4,520,000 |
162,828 |
0.805 |
Independent Oil & Gas |
|
|
TRIN |
Trinity Capital Inc. |
15 |
- |
$14.04 |
$8,079,000 |
532,931 |
1.5% |
5,307,000 |
341,343 |
2.012 |
N/A |
|
|
XLK |
SPDR Technology Sector |
16 |
- |
$250.97 |
$6,784,000 |
32,854 |
1.26% |
-453,000 |
1,731 |
0.011 |
Closed - End Fund - E... |
|
|
AMZN |
Amazon.com Inc |
17 |
- |
$220.46 |
$6,732,000 |
35,382 |
1.25% |
-2,462,000 |
-6,523 |
0 |
Internet Software & S... |
|
|
GOOG |
Alphabet Inc |
18 |
- |
$176.91 |
$6,444,000 |
41,249 |
1.2% |
-1,613,000 |
-1,056 |
0.001 |
Search Engines & Info... |
|
|
TSLX |
Sixth Street Specialty Lend... |
19 |
- |
$17.60 |
$6,143,000 |
274,483 |
1.14% |
4,354,000 |
190,469 |
0.406 |
Mortgage Investment |
|
|
SPY |
Standard & Poors Depository... |
20 |
- |
$617.65 |
$5,400,000 |
9,654 |
1% |
-852,000 |
-1,013 |
0 |
Closed - End Fund - E... |
|
|
UNH |
Unitedhealth Group Inc |
21 |
- |
$326.14 |
$5,311,000 |
10,141 |
0.98% |
146,000 |
-69 |
0.001 |
Health Care Plans |
|
|
XLE |
SPDR Energy Sector |
22 |
- |
$85.46 |
$5,027,000 |
53,794 |
0.93% |
452,000 |
388 |
0.002 |
Closed - End Fund - E... |
|
|
USMV |
iShares MSCI USA Minimum Vo... |
23 |
- |
$0.00 |
$4,654,000 |
49,687 |
0.86% |
187,000 |
-626 |
0.001 |
N/A |
|
|
ICE |
Intercontinental Exchange Inc |
24 |
- |
$181.86 |
$4,526,000 |
26,236 |
0.84% |
572,000 |
-301 |
0.005 |
Business Services |
|
|
ABBV |
Abbvie Inc. |
25 |
- |
$189.99 |
$4,297,000 |
20,508 |
0.8% |
690,000 |
210 |
0.001 |
Drug Manufacturers - ... |
|
|
XOM |
Exxon Mobil Corp |
26 |
- |
$109.24 |
$4,118,000 |
34,629 |
0.76% |
723,000 |
3,065 |
0.001 |
Integrated Oil & Gas |
|
|
XLU |
SPDR Utilities Select |
27 |
New |
$81.94 |
$3,820,000 |
48,452 |
0.71% |
3,820,000 |
48,452 |
0.005 |
Closed - End Fund - E... |
|
|
ARCC |
Ares Capital Corp |
28 |
- |
$22.05 |
$3,795,000 |
171,263 |
0.7% |
2,283,000 |
102,211 |
0.041 |
Closed - End Fund - Debt |
|
|
IBM |
International Business Mach... |
29 |
- |
$291.20 |
$3,729,000 |
14,995 |
0.69% |
578,000 |
662 |
0.002 |
Diversified Computer ... |
|
|
MPV |
Babson Capital Participatio... |
30 |
- |
$19.94 |
$3,565,000 |
202,238 |
0.66% |
2,235,000 |
124,414 |
1.977 |
Closed - End Fund - Debt |
|
|
BANX |
Stonecastle Financial Corp. |
31 |
- |
$20.99 |
$3,451,000 |
163,933 |
0.64% |
2,555,000 |
121,233 |
2.514 |
N/A |
|
|
APD |
Air Products & Chemicals Inc |
32 |
- |
$285.47 |
$3,239,000 |
10,983 |
0.6% |
-12,000 |
-225 |
0.005 |
Diversified Chemicals |
|
|
IBDR |
Ishares Ibonds Dec 2026 Ter... |
33 |
- |
$0.00 |
$3,081,000 |
127,251 |
0.57% |
194,000 |
7,327 |
0.141 |
N/A |
|
|
IBDQ |
Ishares Ibonds Dec 2025 Ter... |
34 |
- |
$25.09 |
$3,004,000 |
119,424 |
0.56% |
219,000 |
8,261 |
0.038 |
N/A |
|
|
ANTM |
Anthem Inc |
35 |
- |
$395.76 |
$2,964,000 |
6,815 |
0.55% |
193,000 |
-483 |
0.003 |
N/A |
|
|
IVW |
ishares tr S&P 500 BARRA GR |
36 |
- |
$108.97 |
$2,878,000 |
30,998 |
0.53% |
-254,000 |
153 |
0.006 |
Closed - End Fund - E... |
|
|
ITT |
ITT Corporation |
37 |
- |
$158.56 |
$2,637,000 |
20,417 |
0.49% |
-273,000 |
51 |
0.024 |
Industrial Electrical... |
|
|
CB |
Chubb Ltd (ACE Ltd) |
38 |
- |
$289.59 |
$2,631,000 |
8,713 |
0.49% |
184,000 |
-144 |
0.002 |
Property & Casualty I... |
|
|
HON |
Honeywell International Inc |
39 |
- |
$238.77 |
$2,630,000 |
12,418 |
0.49% |
-194,000 |
-125 |
0.002 |
Conglomerates |
|
|
CVX |
Chevron Corp |
40 |
- |
$145.57 |
$2,604,000 |
15,568 |
0.48% |
477,000 |
881 |
0.001 |
Integrated Oil & Gas |
|
|
QQQM |
Invesco Nasdaq 100 Etf |
41 |
- |
$0.00 |
$2,582,000 |
13,377 |
0.48% |
-274,000 |
-194 |
0.015 |
N/A |
|
|
COF |
Capital One Financial Corp |
42 |
- |
$215.18 |
$2,563,000 |
14,295 |
0.48% |
7,000 |
-40 |
0.003 |
Credit Services |
|
|
WMB |
Williams Companies Inc |
43 |
- |
$58.72 |
$2,546,000 |
42,611 |
0.47% |
201,000 |
-716 |
0.004 |
Oil & Gas Pipelines &... |
|
|
NVDA |
NVIDIA Corporation |
44 |
- |
$153.30 |
$2,544,000 |
23,477 |
0.47% |
-786,000 |
-1,322 |
0 |
Semiconductor - Speci... |
|
|
GSBD |
Goldman Sachs Bdc, Inc. |
45 |
- |
$11.28 |
$2,394,000 |
205,876 |
0.44% |
1,487,000 |
130,936 |
0.203 |
N/A |
|
|
JEPI |
Jpmorgan Equity Premium Inc... |
46 |
- |
$0.00 |
$2,266,000 |
39,665 |
0.42% |
221,000 |
4,116 |
0.004 |
N/A |
|
|
BRK.B |
Berkshire Hathaway B |
47 |
- |
$489.61 |
$2,160,000 |
4,056 |
0.4% |
797,000 |
1,050 |
0 |
Property & Casualty I... |
|
|
VIG |
Vanguard Dividend Appreciat... |
48 |
- |
$206.07 |
$2,113,000 |
10,895 |
0.39% |
151,000 |
875 |
0.003 |
Closed - End Fund - Debt |
|
|
ORCC |
Owl Rock Capital Corp |
49 |
- |
$0.00 |
$1,973,000 |
134,586 |
0.37% |
1,285,000 |
89,054 |
0.035 |
N/A |
|
|
IBDS |
Ishares Ibonds Dec 2027 Ter... |
50 |
- |
$0.00 |
$1,910,000 |
79,010 |
0.35% |
123,000 |
4,411 |
0.055 |
N/A |
|
|
VGT |
Vanguard I T VIPERS |
51 |
- |
$656.44 |
$1,680,000 |
3,097 |
0.31% |
-241,000 |
7 |
0 |
Closed - End Fund - E... |
|
|
OCSL |
Oaktree Specialty Lending Corp |
52 |
- |
$13.75 |
$1,651,000 |
107,504 |
0.31% |
1,289,000 |
83,828 |
0.139 |
Credit Services |
|
|
GOOGL |
Alphabet Inc |
53 |
- |
$175.84 |
$1,626,000 |
10,515 |
0.3% |
-427,000 |
-328 |
0 |
Search Engines & Info... |
|
|
META |
Meta Platforms Inc |
54 |
- |
$719.22 |
$1,625,000 |
2,820 |
0.3% |
561,000 |
1,003 |
0 |
Internet Service Prov... |
|
|
JNJ |
Johnson & Johnson |
55 |
- |
$155.92 |
$1,605,000 |
9,681 |
0.3% |
231,000 |
179 |
0 |
Drug Manufacturers - ... |
|
|
VCSH |
Vanguard Scottsdale Funds |
56 |
- |
$79.14 |
$1,566,000 |
19,843 |
0.29% |
-220,000 |
-3,055 |
0.005 |
N/A |
|
|
TSLA |
Tesla Motors Inc |
57 |
- |
$177.81 |
$1,537,000 |
5,930 |
0.29% |
-1,049,000 |
-473 |
0 |
Auto Manufacturers |
|
|
PEP |
Pepsico Inc |
58 |
- |
$135.26 |
$1,536,000 |
10,247 |
0.28% |
-49,000 |
-176 |
0.001 |
Beverage Soft Drinks... |
|
|
VV |
Vanguard Large Cap VIPERS |
59 |
- |
$285.05 |
$1,522,000 |
5,923 |
0.28% |
-106,000 |
-114 |
0.005 |
Closed - End Fund - E... |
|
|
IVV |
iShares Core S&P 500 Etf |
60 |
- |
$620.67 |
$1,497,000 |
2,664 |
0.28% |
-64,000 |
13 |
0 |
Closed - End Fund - E... |
|
|
CMCSA |
Comcast Corp |
61 |
- |
$36.33 |
$1,466,000 |
39,724 |
0.27% |
-31,000 |
-151 |
0.001 |
CATV Systems |
|
|
VOO |
Vanguard S&P 500 Etf |
62 |
- |
$567.77 |
$1,456,000 |
2,833 |
0.27% |
-324,000 |
-471 |
0 |
Closed - End Fund - E... |
|
|
DIA |
Diamonds Trust |
63 |
- |
$444.89 |
$1,364,000 |
3,249 |
0.25% |
-16,000 |
5 |
0.004 |
Closed - End Fund - E... |
|
|
STZ |
Constellation Brands Inc |
64 |
- |
$166.42 |
$1,354,000 |
7,377 |
0.25% |
-279,000 |
-10 |
0.004 |
Beverage - Wineries &... |
|
|
EFAV |
Ishares Msci Eafe Minimum V... |
65 |
- |
$0.00 |
$1,353,000 |
17,364 |
0.25% |
197,000 |
1,015 |
0.012 |
N/A |
|
|
NFLX |
Netflix Inc |
66 |
- |
$1,293.60 |
$1,325,000 |
1,421 |
0.25% |
70,000 |
13 |
0 |
Music & Video Stores |
|
|
VTI |
Vanguard Total Stock Market... |
67 |
- |
$303.93 |
$1,293,000 |
4,704 |
0.24% |
-10,000 |
208 |
0 |
Closed - End Fund - E... |
|
|
NXPI |
NXP Semiconductors NV |
68 |
- |
$221.21 |
$1,284,000 |
6,755 |
0.24% |
-150,000 |
-143 |
0.002 |
Semiconductor- Broad... |
|
|
VTV |
Vanguard Value VIPERS |
69 |
- |
$178.56 |
$1,227,000 |
7,101 |
0.23% |
235,000 |
1,240 |
0.001 |
Closed - End Fund - E... |
|
|
C |
Citigroup Inc |
70 |
- |
$86.27 |
$1,208,000 |
17,018 |
0.22% |
-2,000 |
-165 |
0.001 |
Domestic Money Center... |
|
|
APH |
Amphenol Corp |
71 |
- |
$97.39 |
$1,108,000 |
16,887 |
0.21% |
-63,000 |
30 |
0.001 |
Diversified Electronics |
|
|
VTIP |
Vanguard Short Term Inflati... |
72 |
- |
$49.82 |
$1,106,000 |
22,170 |
0.21% |
-206,000 |
-4,929 |
0.001 |
N/A |
|
|
VBK |
Vanguard Small Cap Gr VIPERS |
73 |
- |
$276.51 |
$1,095,000 |
4,351 |
0.2% |
54,000 |
634 |
0.008 |
Closed - End Fund - E... |
|
|
RTX |
RTX Corp |
74 |
- |
$101.02 |
$1,086,000 |
8,197 |
0.2% |
148,000 |
88 |
0.001 |
Conglomerates |
|
|
BN |
BROOKFIELD Corp |
75 |
- |
$61.98 |
$1,073,000 |
20,475 |
0.2% |
-103,000 |
0 |
0.001 |
N/A |
|
|
NVEC |
NVE Corp |
76 |
- |
$74.05 |
$1,071,000 |
16,806 |
0.2% |
536,000 |
10,231 |
0.348 |
Semiconductor - Speci... |
|
|
IJH |
iShares S&P MidCap 400 Index |
77 |
- |
$62.79 |
$1,067,000 |
18,279 |
0.2% |
-115,000 |
-690 |
0.001 |
Closed - End Fund - E... |
|
|
PG |
Procter & Gamble Co |
78 |
- |
$161.22 |
$1,048,000 |
6,151 |
0.19% |
79,000 |
370 |
0 |
Cleaning Products |
|
|
EPD |
Enterprise Products Partner... |
79 |
- |
$31.17 |
$1,046,000 |
30,635 |
0.19% |
90,000 |
148 |
0.001 |
Independent Oil & Gas |
|
|
CVS |
CVS/Caremark Corp |
80 |
- |
$69.58 |
$1,026,000 |
15,151 |
0.19% |
311,000 |
-770 |
0.001 |
Drug Stores |
|
|
KLD |
iShares KLD Select Social I... |
81 |
- |
$126.68 |
$1,025,000 |
8,927 |
0.19% |
-36,000 |
203 |
0.01 |
Closed - End Fund - E... |
|
|
VB |
Vanguard Small Cap VIPERS |
82 |
- |
$239.44 |
$1,024,000 |
4,619 |
0.19% |
-148,000 |
-257 |
0.002 |
Closed - End Fund - E... |
|
|
AEE |
Ameren Corp |
83 |
- |
$72.51 |
$1,021,000 |
10,166 |
0.19% |
115,000 |
-1 |
0.004 |
Multi Utilities |
|
|
WH |
Wyndham Hotels & Resorts, Inc. |
84 |
- |
$83.06 |
$996,000 |
11,002 |
0.18% |
-118,000 |
-47 |
0.012 |
N/A |
|
|
FSK |
Fs Kkr Capital Inc |
85 |
- |
$4.20 |
$981,000 |
46,844 |
0.18% |
365,000 |
18,480 |
0.038 |
N/A |
|
|
AMP |
Ameriprise Financial Inc |
86 |
- |
$538.60 |
$979,000 |
2,023 |
0.18% |
-97,000 |
3 |
0.002 |
Asset Management |
|
|
SPLV |
Powershares S&Amp;P 500 Low... |
87 |
- |
$73.34 |
$975,000 |
13,042 |
0.18% |
62,000 |
1 |
0.008 |
N/A |
|
|
VIGI |
Vanguard International Divi... |
88 |
- |
$90.19 |
$964,000 |
11,619 |
0.18% |
12,000 |
-283 |
0.005 |
N/A |
|
|
MCI |
Barings Corporate Investors |
89 |
- |
$21.77 |
$961,000 |
40,979 |
0.18% |
577,000 |
22,141 |
0.44 |
Closed - End Fund - Debt |
|
|
WMT |
Wal-Mart Stores Inc |
90 |
- |
$60.24 |
$960,000 |
10,936 |
0.18% |
210,000 |
2,631 |
0 |
Discount, Variety Stores |
|
|
RWAY |
Runway Growth Finance Ord Shs |
91 |
- |
$10.66 |
$938,000 |
90,622 |
0.17% |
552,000 |
55,422 |
0.219 |
N/A |
|
|
MMM |
3M Co |
92 |
- |
$153.81 |
$914,000 |
6,227 |
0.17% |
302,000 |
1,483 |
0.001 |
Conglomerates |
|
|
JPM |
JP Morgan Chase & Co |
93 |
- |
$290.41 |
$903,000 |
3,682 |
0.17% |
-156,000 |
-736 |
0 |
Domestic Money Center... |
|
|
SCHD |
Schwab US Dividend Equity ETF |
94 |
- |
$27.05 |
$880,000 |
31,483 |
0.16% |
-231,000 |
-9,176 |
0.01 |
N/A |
|
|
MRK |
Merck & Co Inc |
95 |
- |
$81.81 |
$855,000 |
9,527 |
0.16% |
-81,000 |
117 |
0 |
Drug Manufacturers - ... |
|
|
JEPQ |
Jpmorgan Nasdaq Equity Prem... |
96 |
- |
$0.00 |
$853,000 |
16,483 |
0.16% |
45,000 |
2,159 |
0.002 |
N/A |
|
|
BGC |
Bgc Group Ord Shs Class A |
97 |
- |
$4.43 |
$848,000 |
92,517 |
0.16% |
446,000 |
48,197 |
0.024 |
Investment Brokerage ... |
|
|
IWY |
iShares Trust |
98 |
- |
$243.93 |
$841,000 |
3,987 |
0.16% |
-90,000 |
30 |
0.004 |
N/A |
|
|
VCIT |
Vanguard Intermediate-Term |
99 |
- |
$82.59 |
$839,000 |
10,261 |
0.16% |
-70,000 |
-1,062 |
0.001 |
Closed - End Fund - Debt |
|
|
ANET |
Arista Networks, Inc. |
100 |
- |
$98.91 |
$816,000 |
10,536 |
0.15% |
-344,000 |
42 |
0.003 |
Diversified Computer ... |
|
