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| Name: |
LADENBURG THALMANN FINANCIAL SERVICES INC |
| City: |
MIAMI |
| State: |
FL |
| Zip: |
33137 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
TKMR |
Tekmira Pharmaceuticals Corp |
488 |
- |
$2.73 |
$4,934,000 |
1,774,915 |
0.03% |
2,227,000 |
0 |
3.224 |
N/A |
|
|
SRI |
Stoneridge Inc |
910 |
- |
$16.41 |
$1,872,000 |
63,851 |
0.01% |
-105,000 |
0 |
0.235 |
Auto Parts |
|
|
VHC |
Virnetx Holding Corp |
1248 |
- |
$0.24 |
$1,056,000 |
277,975 |
0.01% |
-445,000 |
0 |
0.477 |
Internet Software & S... |
|
|
BAUG |
Innovator S&p 500 Buffer Et... |
1274 |
- |
$0.00 |
$1,004,000 |
37,795 |
0.01% |
55,000 |
0 |
0.42 |
N/A |
|
|
CSWI |
CSW Industrials Inc |
1351 |
- |
$239.00 |
$899,000 |
11,677 |
0.01% |
93,000 |
0 |
0 |
N/A |
|
|
ESQ |
Esquire Financial Holdings,... |
1444 |
- |
$0.00 |
$790,000 |
30,300 |
0% |
39,000 |
0 |
0.443 |
N/A |
|
|
DIAL |
Columbia Diversified Fixed ... |
1539 |
- |
$0.00 |
$699,000 |
33,581 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
MKC.V |
McCormick & Company Vtg. Stk |
1599 |
- |
$75.42 |
$643,000 |
3,760 |
0% |
57,000 |
0 |
0.003 |
Processed & Packaged ... |
|
|
BJUL |
Innovator S&p 500 Buffer Et... |
1614 |
- |
$0.00 |
$630,000 |
22,688 |
0% |
37,000 |
0 |
0.252 |
N/A |
|
|
SKOR |
Flexshares Credit Scored Us... |
1771 |
- |
$0.00 |
$521,000 |
9,987 |
0% |
-1,000 |
0 |
0 |
N/A |
|
|
CCF |
Chase Corp |
1784 |
- |
$127.49 |
$516,000 |
4,355 |
0% |
40,000 |
0 |
0 |
Paper & Paper Products |
|
|
UHAL |
AMERCO |
1782 |
- |
$64.92 |
$516,000 |
1,370 |
0% |
-18,000 |
0 |
0 |
Rental & Leasing Serv... |
|
|
EBSB |
Meridian Interstate Bancorp... |
1872 |
- |
$24.15 |
$462,000 |
23,000 |
0% |
31,000 |
0 |
0.043 |
Savings & Loans |
|
|
NUMG |
Nushares Esg Mid Cap Growth... |
1886 |
- |
$0.00 |
$454,000 |
12,856 |
0% |
33,000 |
0 |
0.026 |
N/A |
|
|
MPAA |
Motorcar Parts & Accessorie... |
1958 |
- |
$5.59 |
$418,000 |
18,980 |
0% |
97,000 |
0 |
0.1 |
Auto Parts |
|
|
QTTB |
Q32 Bio Inc |
1992 |
- |
$0.93 |
$22,278 |
1,076 |
0% |
50,000 |
0 |
0 |
N/A |
|
|
COKE |
Coca Cola Bottling Co Conso... |
2045 |
- |
$822.44 |
$368,000 |
1,293 |
0% |
-25,000 |
0 |
0.054 |
Beverage Soft Drinks... |
|
|
CBU |
Community Bank System Inc |
2050 |
- |
$44.64 |
$366,000 |
5,157 |
0% |
48,000 |
0 |
0 |
Domestic Regional Banks |
|
|
BCDA |
Biocardia, Inc. |
2103 |
- |
$0.00 |
$339,000 |
92,235 |
0% |
24,000 |
0 |
0 |
N/A |
|
|
IGA |
Voya Global Advantage And P... |
2159 |
- |
$8.92 |
$319,000 |
30,450 |
0% |
4,000 |
0 |
0.834 |
Closed - End Fund - E... |
|
|
SMBK |
SmartFinancial Inc |
2246 |
- |
$20.66 |
$278,000 |
11,780 |
0% |
32,000 |
0 |
0 |
Domestic Regional Banks |
|
|
VSEC |
VSE Corp |
2263 |
- |
$76.01 |
$274,000 |
7,200 |
0% |
29,000 |
0 |
0 |
Technical Services |
|
|
FRGI |
Fiesta Restaurant Group, Inc. |
2273 |
- |
$8.49 |
$269,000 |
27,190 |
0% |
-14,000 |
0 |
0 |
Restaurants |
|
|
NXJ |
Nuveen New Jersey Dividend ... |
2283 |
- |
$11.63 |
$264,000 |
17,989 |
0% |
4,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CGEN |
Compugen Ltd (USA) |
2325 |
- |
$1.92 |
$250,000 |
41,803 |
0% |
73,000 |
0 |
0.293 |
Biotechnology |
|
|
DRRX |
Durect Corp |
2337 |
- |
$0.93 |
$24,700 |
6,500 |
0% |
128,000 |
0 |
0.051 |
Drug Manufacturers - ... |
|
|
TAYD |
Taylor Devices Inc |
2340 |
- |
$51.83 |
$245,000 |
23,278 |
0% |
6,000 |
0 |
0.674 |
Diversified Machinery |
|
|
KRMA |
Global X Conscious Companies |
2350 |
- |
$0.00 |
$242,000 |
10,225 |
0% |
14,000 |
0 |
0.007 |
N/A |
|
|
CSR |
Investors Real Estate Trust |
2406 |
- |
$64.59 |
$221,000 |
3,050 |
0% |
-6,000 |
0 |
0 |
REIT - Housing/Apartm... |
|
|
CATH |
Global X S&p 500 Catholic V... |
2419 |
- |
$61.65 |
$217,000 |
5,514 |
0% |
16,000 |
0 |
0 |
N/A |
|
|
LAKE |
Lakeland Industries Inc |
2438 |
- |
$17.15 |
$211,000 |
19,520 |
0% |
-26,000 |
0 |
0 |
Medical Appliances & ... |
|
|
RJI |
Elements Rogers Commodity |
2449 |
- |
$8.11 |
$207,000 |
38,488 |
0% |
11,000 |
0 |
0.122 |
Closed - End Fund - Debt |
|
|
MCBC |
Macatawa Bank Corp |
2458 |
- |
$14.24 |
$206,000 |
18,510 |
0% |
14,000 |
0 |
0 |
Domestic Regional Banks |
|
|
MFV |
MFS Special Value Trust |
2527 |
- |
$4.41 |
$192,000 |
29,761 |
0% |
13,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
MDLY |
Medley Management Inc. |
2535 |
- |
$0.00 |
$18,900 |
6,400 |
0% |
-35,000 |
0 |
0 |
N/A |
|
|
JMP |
JMP Group Inc |
2550 |
- |
$7.50 |
$186,000 |
57,456 |
0% |
-11,000 |
0 |
0.292 |
Investment Brokerage ... |
|
|
FFWM |
First Foundation Inc. |
2562 |
- |
$6.08 |
$183,000 |
10,500 |
0% |
23,000 |
0 |
0 |
N/A |
|
|
SNT |
Senstar Technologies Ltd |
2570 |
- |
$1.22 |
$180,000 |
47,875 |
0% |
-21,000 |
0 |
0.545 |
Security & Protection... |
|
|
HTBI |
Hometrust Bancshares, Inc. |
2578 |
- |
$26.08 |
$178,000 |
6,641 |
0% |
5,000 |
0 |
0 |
Domestic Regional Banks |
|
|
CHMI |
Cherry Hill Mortgage Invest... |
2591 |
- |
$3.43 |
$176,000 |
12,020 |
0% |
19,000 |
0 |
0 |
REIT - Housing/Apartm... |
|
|
FNWB |
First Northwest Bancorp |
2593 |
- |
$11.28 |
$176,000 |
9,700 |
0% |
8,000 |
0 |
0 |
N/A |
|
|
NKSH |
National Bankshares Inc |
2599 |
- |
$27.15 |
$174,000 |
3,995 |
0% |
14,000 |
0 |
0 |
Domestic Regional Banks |
|
|
VNRX |
Volitionrx Limited |
2603 |
- |
$0.91 |
$173,000 |
36,500 |
0% |
-32,000 |
0 |
0 |
N/A |
|
|
GDAT |
Goldman Sachs Data-driven W... |
|
- |
$0.00 |
$173,000 |
3,000 |
0% |
18,000 |
0 |
0.003 |
N/A |
|
|
NRK |
Nuveen Insured New York Tax... |
2679 |
- |
$10.60 |
$156,000 |
11,503 |
0% |
1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
GDS |
GDS Holdings Ltd |
2691 |
- |
$7.76 |
$154,000 |
2,988 |
0% |
34,000 |
0 |
0 |
N/A |
|
|
WIL |
Barclays Women In Leadership |
2735 |
- |
$69.13 |
$145,000 |
1,937 |
0% |
8,000 |
0 |
0.022 |
N/A |
|
|
XNCR |
Xencor Inc |
2742 |
- |
$19.98 |
$143,000 |
4,160 |
0% |
3,000 |
0 |
0.007 |
Biotechnology |
|
|
GNC |
GNC Acquisition Holdings Inc |
2750 |
- |
$0.06 |
$143,000 |
52,945 |
0% |
30,000 |
0 |
0 |
Drug Stores |
|
|
JOBS |
51Job Inc (ADR) |
2777 |
- |
$60.90 |
$138,000 |
1,620 |
0% |
18,000 |
0 |
0 |
Staffing & Outsourcin... |
|
|
ACNB |
ACNB Corp |
2778 |
- |
$34.16 |
$137,000 |
3,684 |
0% |
11,000 |
0 |
0.165 |
Domestic Regional Banks |
|
|
RFDI |
First Trust Riverfront Dyna... |
2784 |
- |
$63.08 |
$136,000 |
2,273 |
0% |
9,000 |
0 |
0 |
N/A |
|
|
OGIG |
Alps Oshares Global Interne... |
2814 |
- |
$47.40 |
$129,000 |
4,915 |
0% |
13,000 |
0 |
0.212 |
N/A |
|
|
SILC |
Silicom Ltd |
2833 |
- |
$15.21 |
$126,000 |
3,800 |
0% |
6,000 |
0 |
0 |
Networking & Communic... |
|
|
XRS |
Tal Education Group America... |
2829 |
- |
$13.41 |
$126,000 |
2,563 |
0% |
37,000 |
0 |
0 |
Education & Training ... |
|
|
DL |
China Distnt Education Hold... |
2850 |
- |
$9.73 |
$121,000 |
15,000 |
0% |
39,000 |
0 |
0.044 |
Education & Training ... |
|
|
XOVR |
Spdr Bofa Merrill Lynch Cro... |
2863 |
- |
$23.11 |
$119,000 |
4,500 |
0% |
1,000 |
0 |
0.005 |
N/A |
|
|
SLT |
Salt High Trubeta Us Market... |
|
- |
$0.00 |
$118,000 |
4,200 |
0% |
12,000 |
0 |
0.047 |
N/A |
|
|
SGH |
Smart Global Holdings, Inc. |
2893 |
- |
$18.34 |
$114,000 |
3,005 |
0% |
37,000 |
0 |
0 |
N/A |
|
|
FUND |
Royce Focus Trust Inc |
2895 |
- |
$7.66 |
$114,000 |
15,509 |
0% |
9,000 |
0 |
0 |
Closed - End Fund - F... |
|
|
KBWR |
Invesco KBW Regional Bankin... |
2924 |
- |
$48.95 |
$109,000 |
2,020 |
0% |
8,000 |
0 |
0.063 |
N/A |
|
|
EGHT |
8x8 Inc |
2925 |
- |
$2.40 |
$109,000 |
5,940 |
0% |
-14,000 |
0 |
0.005 |
Communication Equipment |
|
|
CRY |
Cryolife Inc |
2932 |
- |
$20.57 |
$108,000 |
4,000 |
0% |
-1,000 |
0 |
0 |
Specialized Health Se... |
|
|
IDX |
Vaneck Vectors Indonesia In... |
2938 |
- |
$15.63 |
$107,000 |
4,726 |
0% |
4,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
SPDV |
Aam S&p 500 High Dividend V... |
2934 |
- |
$0.00 |
$107,000 |
3,900 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
FLGE |
Credit Suisse Fi Lge Cap Gw... |
2943 |
- |
$809.53 |
$106,000 |
319 |
0% |
18,000 |
0 |
0 |
N/A |
|
|
CZNC |
Citizens & Northern Corp |
2964 |
- |
$17.89 |
$103,000 |
3,640 |
0% |
8,000 |
0 |
0 |
Domestic Regional Banks |
|
|
PZC |
Pimco California Municipal ... |
2966 |
- |
$7.06 |
$103,000 |
9,011 |
0% |
2,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
GOL |
GOL Linhas Aereas Inteligen... |
2976 |
- |
$0.56 |
$101,000 |
5,614 |
0% |
14,000 |
0 |
0 |
Regional Airlines |
|
|
RORE |
Lattice Real Estate Strateg... |
2994 |
- |
$0.00 |
$98,000 |
6,000 |
0% |
0 |
0 |
0.286 |
N/A |
|
|
CCC |
Clarivate Analytics PLC |
2993 |
- |
$7.12 |
$98,000 |
5,796 |
0% |
0 |
0 |
0 |
N/A |
|
|
DIM |
Wisdom Tree Trust Internati... |
2986 |
- |
$60.11 |
$98,000 |
1,497 |
0% |
8,000 |
0 |
0.059 |
Closed - End Fund - E... |
|
|
SGMS |
Scientific Games Corp |
3039 |
- |
$91.31 |
$94,000 |
3,510 |
0% |
23,000 |
0 |
0 |
Diversified Computer ... |
|
|
CERS |
Cerus Corp |
3045 |
- |
$1.71 |
$93,000 |
21,920 |
0% |
-19,000 |
0 |
0 |
Biotechnology |
|
|
FLCO |
Franklin Liberty Investment... |
3080 |
- |
$0.00 |
$90,000 |
3,506 |
0% |
0 |
0 |
0 |
N/A |
|
|
FBP |
First Bancorp |
3100 |
- |
$17.24 |
$88,000 |
8,300 |
0% |
5,000 |
0 |
0 |
Foreign Regional Banks |
|
|
JHMC |
John Hancock Multifactor Co... |
3109 |
- |
$39.99 |
$86,000 |
2,400 |
0% |
5,000 |
0 |
0 |
N/A |
|
|
DHIL |
Diamond Hill Investment Gro... |
3110 |
- |
$151.49 |
$86,000 |
609 |
0% |
2,000 |
0 |
0 |
Investment Brokerage ... |
|
|
BNY |
Blackrock New York Municipa... |
3117 |
- |
$10.31 |
$85,000 |
6,050 |
0% |
-1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
AGEN |
Antigenics Inc |
3123 |
- |
$0.44 |
$84,000 |
20,678 |
0% |
31,000 |
0 |
0 |
Biotechnology |
|
|
EUMV |
Ishares Msci Europe Minimum... |
3120 |
- |
$0.00 |
$84,000 |
3,089 |
0% |
6,000 |
0 |
0 |
N/A |
|
|
NPV |
Nuveen Virginia Premium Inc... |
3146 |
- |
$10.54 |
$80,000 |
5,473 |
0% |
4,000 |
0 |
0.143 |
Closed - End Fund - Debt |
|
|
ENX |
Eaton Vance Insured New Yor... |
3155 |
- |
$9.44 |
$79,000 |
6,563 |
0% |
-3,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
EXTR |
Extreme Networks Inc |
3170 |
- |
$11.60 |
$78,000 |
10,535 |
0% |
2,000 |
0 |
0 |
Internet Software & S... |
|
|
AMOT |
Allied Motion Technologies Inc |
3191 |
- |
$29.96 |
$76,000 |
1,571 |
0% |
21,000 |
0 |
0 |
Scientific & Technica... |
|
|
ARTNA |
Artesian Resources Corp |
3196 |
- |
$34.50 |
$75,000 |
2,041 |
0% |
0 |
0 |
0 |
Water Utilities |
|
|
NID |
Nuveen Intermediate Duratio... |
3203 |
- |
$13.00 |
$74,000 |
5,300 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
SEVN |
Seven Hills Realty Trust |
3206 |
- |
$10.31 |
$74,000 |
3,677 |
0% |
-1,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CELP |
Cypress Energy Partners, L.p. |
3210 |
- |
$0.03 |
$74,000 |
8,000 |
0% |
2,000 |
0 |
0 |
N/A |
|
|
FMS |
Fresenius Medical Care AG (... |
3251 |
- |
$20.10 |
$71,000 |
1,910 |
0% |
7,000 |
0 |
0 |
Specialized Health Se... |
|
|
DJD |
Invesco Dow Jones Industria... |
3263 |
- |
$0.00 |
$70,000 |
1,775 |
0% |
4,000 |
0 |
0 |
N/A |
|
|
NXC |
Nuveen California Select Ta... |
3252 |
- |
$12.98 |
$70,000 |
4,184 |
0% |
4,000 |
0 |
0.358 |
Closed - End Fund - Debt |
|
|
TPB |
Turning Point Brands, Inc. |
3267 |
- |
$28.24 |
$69,000 |
2,400 |
0% |
14,000 |
0 |
0 |
N/A |
|
|
NUO |
Nuveen Ohio Quality Income ... |
3296 |
- |
$12.66 |
$66,000 |
4,299 |
0% |
-2,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
CSA |
Victoryshares Us Small Cap ... |
3299 |
- |
$0.00 |
$65,000 |
1,321 |
0% |
4,000 |
0 |
0.047 |
N/A |
|
|
ASYS |
Amtech Systems Inc |
3309 |
- |
$4.92 |
$64,000 |
8,900 |
0% |
17,000 |
0 |
0 |
Semiconductor Equipme... |
|
|
CNYA |
Ishares Msci China A Etf |
3307 |
- |
$0.00 |
$64,000 |
2,100 |
0% |
6,000 |
0 |
0.015 |
N/A |
|
|
GLV |
Clough Global Allocation Fund |
3325 |
- |
$5.38 |
$63,000 |
5,750 |
0% |
1,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
JCO |
Nuveen Credit Opportunities... |
3323 |
- |
$7.95 |
$63,000 |
6,250 |
0% |
1,000 |
0 |
0 |
N/A |
|
|
CLYH |
Ishares Interest Rate Hedge... |
3350 |
- |
$0.00 |
$60,000 |
2,350 |
0% |
3,000 |
0 |
0 |
N/A |
|
