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Name: |
LADENBURG THALMANN FINANCIAL SERVICES INC |
City: |
MIAMI |
State: |
FL |
Zip: |
33137 |
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Holdings
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100 |
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Ticker |
Company Name |
Position Rank |
New/Closed Postion |
Last Close |
Value |
Shares Held |
% of Portfolio |
Value Change |
Change In Shares Held |
% of Company |
Industry |
|
DRYS |
DryShips Inc |
5368 |
Closed |
$5.24 |
$0 |
0 |
0% |
0 |
-4 |
0 |
Water Transportation |
|
TYPE |
Monotype Imaging Holdings Inc |
5446 |
Closed |
$19.84 |
$0 |
0 |
0% |
-12,000 |
-587 |
0 |
Application Software |
|
MCRN |
Milacron Holdings Corp. |
5498 |
Closed |
$16.80 |
$0 |
0 |
0% |
-14,000 |
-854 |
0 |
N/A |
|
OHAI |
OHA Investment Corp |
5565 |
Closed |
$1.30 |
$0 |
0 |
0% |
-253,000 |
-194,967 |
0 |
Closed - End Fund - E... |
|
SYMC |
Symantec Corp |
5260 |
Closed |
$23.75 |
$0 |
0 |
0% |
-356,000 |
-15,070 |
0 |
Internet Software & S... |
|
DIVA |
Agfiq Hedged Dividend Incom... |
5408 |
Closed |
$26.22 |
$0 |
0 |
0% |
-54,000 |
-2,214 |
0 |
N/A |
|
MGI |
MoneyGram International |
5485 |
Closed |
$10.99 |
$0 |
0 |
0% |
-1,000 |
-300 |
0 |
Business Services |
|
MAMS |
Mam Software Group Inc |
5552 |
Closed |
$12.12 |
$0 |
0 |
0% |
0 |
-17 |
0 |
Business Software & S... |
|
GCI-2 |
Gannett Co Inc |
5588 |
Closed |
$9.67 |
$0 |
0 |
0% |
-312,000 |
-28,982 |
0 |
N/A |
|
TTS |
Tile Shop Holdings, Inc. |
5178 |
Closed |
$6.50 |
$0 |
0 |
0% |
0 |
-65 |
0 |
Residential Construct... |
|
SEMG |
SemGroup Corp |
5382 |
Closed |
$15.02 |
$0 |
0 |
0% |
-6,000 |
-384 |
0 |
Oil & Gas Pipelines &... |
|
DGL |
Invesco Db Gold Fund |
5457 |
Closed |
$51.96 |
$0 |
0 |
0% |
-11,000 |
-235 |
0 |
Closed - End Fund - Debt |
|
LTBR |
Lightbridge Inc |
5507 |
Closed |
$2.57 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Wireless Communications |
|
MDSO |
Medidata Solutions, Inc. |
5571 |
Closed |
$92.22 |
$0 |
0 |
0% |
-33,000 |
-309 |
0 |
Healthcare Informatio... |
|
VSI |
Vitamin Shoppe, Inc. |
5361 |
Closed |
$6.50 |
$0 |
0 |
0% |
-1,000 |
-200 |
0 |
Specialty Retail, Other |
|
ONCS |
Oncosec Medical Incorporation |
5418 |
Closed |
$0.38 |
$0 |
0 |
0% |
-1,000 |
-400 |
0 |
N/A |
|
MN |
Manning & Napier, Inc. |
5491 |
Closed |
$12.85 |
$0 |
0 |
0% |
-1,000 |
-500 |
0 |
Asset Management |
|
INB |
Cohen & Steers Global Incom... |
5558 |
Closed |
$9.14 |
$0 |
0 |
0% |
-158,000 |
-17,315 |
0 |
Drug Related Products |
|
DF |
Dean Foods Co |
5597 |
Closed |
$0.04 |
$0 |
0 |
0% |
-12,000 |
-10,989 |
0 |
Dairy Products |
|
NETI |
Eneti Ord Shs |
5188 |
Closed |
$11.33 |
$0 |
0 |
0% |
-1,000 |
-20 |
0 |
N/A |
|
WLDBF |
Wildbrain Ord Shs |
5397 |
Closed |
$1.12 |
$0 |
0 |
0% |
0 |
-290 |
0 |
N/A |
|
FDBC |
Fidelity D & D Bancorp Inc |
5468 |
Closed |
$45.92 |
$0 |
0 |
0% |
-9,000 |
-148 |
0 |
Domestic Regional Banks |
|
PAR |
Par Technology Corp |
5520 |
Closed |
$43.59 |
$0 |
0 |
0% |
-5,000 |
-200 |
0 |
Business Equipment |
|
EGI |
Entree Resources Ltd. |
5577 |
Closed |
$1.11 |
$0 |
0 |
0% |
-2,000 |
-11,200 |
0 |
Gold |
|
OTIV |
On Track Innovations Ltd(USA) |
5367 |
Closed |
$0.06 |
$0 |
0 |
0% |
0 |
-500 |
0 |
Semiconductor - Speci... |
|
NRCG |
NRC Group Holdings Corp |
5445 |
Closed |
$12.24 |
$0 |
0 |
0% |
-5,000 |
-400 |
0 |
N/A |
|
CLRG |
Iq Chaikin Us Large Cap |
5497 |
Closed |
$34.71 |
$0 |
0 |
0% |
-26,000 |
-1,029 |
0 |
N/A |
|
GNSS |
Genasys Inc |
5564 |
Closed |
$2.17 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Diversified Electronics |
|
BPL |
Buckeye Partners LP |
5248 |
Closed |
$41.46 |
$0 |
0 |
0% |
-449,000 |
-10,907 |
0 |
Oil & Gas Pipelines &... |
|
PDD |
Bloom Energy Corp |
5407 |
Closed |
$129.31 |
$0 |
0 |
0% |
-6,000 |
-200 |
0 |
N/A |
|
FLRT |
Pacific Global Senior Loan Etf |
5484 |
Closed |
$49.19 |
$0 |
0 |
0% |
-39,000 |
-800 |
0 |
N/A |
|
IBDK |
Ishares Ibonds Dec 2019 Cor... |
5550 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,243,000 |
-50,001 |
0 |
N/A |
|
JMT |
Nuveen Mortgage Opportunity... |
5587 |
Closed |
$22.05 |
$0 |
0 |
0% |
-63,000 |
-2,843 |
0 |
N/A |
|
YMLI |
Vaneck Vectors Hight Income... |
5177 |
Closed |
$10.34 |
$0 |
0 |
0% |
-22,000 |
-2,016 |
0 |
N/A |
|
SNDL |
SNDL Inc |
5379 |
Closed |
$2.01 |
$0 |
0 |
0% |
-7,000 |
-150 |
0 |
N/A |
|
CBLK |
Carbon Black Inc |
5453 |
Closed |
$26.00 |
$0 |
0 |
0% |
0 |
0 |
0 |
N/A |
|
SDT |
Sandridge Mississippian Tru... |
5506 |
Closed |
$0.02 |
$0 |
0 |
0% |
-2,000 |
-3,424 |
0 |
Independent Oil & Gas |
|
BSCJ |
Invesco BulletShares 2019 Corp |
5570 |
Closed |
$21.08 |
$0 |
0 |
0% |
-2,085,000 |
-99,000 |
0 |
N/A |
|
ZF |
Virtus Total Return Fund Inc |
5360 |
Closed |
$11.22 |
$0 |
0 |
0% |
-78,000 |
-7,009 |
0 |
Closed - End Fund - Debt |
|
BYLK |
Baylake Corp |
5413 |
Closed |
$79.74 |
$0 |
0 |
0% |
-5,000 |
-77 |
0 |
Domestic Regional Banks |
|
EFOI |
Energy Focus Inc |
5490 |
Closed |
$1.18 |
$0 |
0 |
0% |
0 |
-200 |
0 |
Business Equipment |
|
UBT |
Proshares Ultra 20+ Year Tr... |
5557 |
Closed |
$17.64 |
$0 |
0 |
0% |
-26,000 |
-248 |
0 |
Closed - End Fund - Debt |
|
DRD |
DRDGOLD Ltd (ADR) |
5596 |
Closed |
$8.33 |
$0 |
0 |
0% |
0 |
-4 |
0 |
Gold |
|
BNO |
United States Brent Oil Fun... |
5183 |
Closed |
$32.73 |
$0 |
0 |
0% |
-54,000 |
-3,000 |
0 |
Closed - End Fund - Debt |
|
GEVO |
Gevo Inc |
5393 |
Closed |
$0.65 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Diversified Chemicals |
|
SOL |
ReneSola Ltd |
5466 |
Closed |
$1.89 |
$0 |
0 |
0% |
0 |
-40 |
0 |
Medical Instruments &... |
|
PRTY |
Party City Holdco Inc. |
5519 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-1,123 |
0 |
N/A |
|
ALDR |
Alder Biopharmaceuticals Inc |
5576 |
Closed |
$18.88 |
$0 |
0 |
0% |
-54,000 |
-2,866 |
0 |
N/A |
|
CEL |
Cellcom Israel Ltd |
5366 |
Closed |
$3.52 |
$0 |
0 |
0% |
-1,000 |
-250 |
0 |
Telecom Services - Fo... |
|
BBRE |
Jpmorgan Betabuilders Msci ... |
5444 |
Closed |
$0.00 |
$0 |
0 |
0% |
-154,000 |
-1,707 |
0 |
N/A |
|
NYNY |
Empire Resorts Inc |
5496 |
Closed |
$9.75 |
$0 |
0 |
0% |
0 |
-47 |
0 |
Gambling/Resorts |
|
CFMS |
Conformis Inc |
5563 |
Closed |
$2.26 |
$0 |
0 |
0% |
-2,000 |
-47 |
0 |
N/A |
|
ENR.PA |
Energizer Hldngs Convertibl... |
5605 |
Closed |
$0.00 |
$0 |
0 |
0% |
-51,000 |
-540 |
0 |
N/A |
|
BTEC |
Principal Healthcare Innova... |
5247 |
Closed |
$0.00 |
$0 |
0 |
0% |
-14,000 |
-450 |
0 |
N/A |
|
CCR |
CNX Coal Resources LP |
5406 |
Closed |
$4.73 |
$0 |
0 |
0% |
-7,000 |
-500 |
0 |
N/A |
|
FNG |
AdvisorShares New Tech and ... |
5483 |
Closed |
$10.41 |
$0 |
0 |
0% |
-13,000 |
-1,287 |
0 |
N/A |
|
KEG |
Key Energy Services Inc |
5540 |
Closed |
$0.10 |
$0 |
0 |
0% |
-8,000 |
-5,316 |
0 |
Oil & Gas Drilling & ... |
|
ONCE |
Spark Therapeutics, Inc. |
5586 |
Closed |
$113.57 |
$0 |
0 |
0% |
-61,000 |
-637 |
0 |
N/A |
|
SENEB |
Seneca Foods Corp |
5175 |
Closed |
$59.02 |
$0 |
0 |
0% |
0 |
-2 |
0 |
Processed & Packaged ... |
|
GBL |
GAMCO Investors Inc |
5377 |
Closed |
$22.40 |
$0 |
0 |
0% |
-1,000 |
-39 |
0 |
Investment Brokerage ... |
|
CRR |
CARBO Ceramics Inc |
5452 |
Closed |
$0.01 |
$0 |
0 |
0% |
-2,000 |
-893 |
0 |
General Building Mate... |
|
NCI |
Navigant Consulting Inc |
5505 |
Closed |
$27.99 |
$0 |
0 |
0% |
-5,000 |
-165 |
0 |
Management Services |
|
TUZ |
Pimco ETF Trust |
5569 |
Closed |
$50.84 |
$0 |
0 |
0% |
-760,000 |
-14,926 |
0 |
Closed - End Fund - Debt |
|
EZA |
iShares MCSI S Africa Index |
5334 |
Closed |
$40.04 |
$0 |
0 |
0% |
-2,000 |
-48 |
0 |
Closed - End Fund - E... |
|
EYPT |
EyePoint Pharmaceuticals Inc |
5412 |
Closed |
$0.44 |
$0 |
0 |
0% |
-1,000 |
-300 |
0 |
Biotechnology |
|
TUR |
iShares MSCI Turkey Invest ... |
5489 |
Closed |
$39.67 |
$0 |
0 |
0% |
-1,000 |
-29 |
0 |
Closed - End Fund - E... |
|
LKSD |
Lsc Communications, Inc. |
5556 |
Closed |
$0.02 |
$0 |
0 |
0% |
0 |
-183 |
0 |
N/A |
|
TMBR |
Timber Pharmaceuticals Inc |
5595 |
Closed |
$0.07 |
$0 |
0 |
0% |
-1,000 |
-1,688 |
0 |
N/A |
|
UBNK |
United Financial Bancorp Inc |
5182 |
Closed |
$14.12 |
$0 |
0 |
0% |
-147,000 |
-10,750 |
0 |
N/A |
|
GSBC |
Great Southern Bancorp Inc |
5392 |
Closed |
$52.71 |
$0 |
0 |
0% |
-6,000 |
-102 |
0 |
Savings & Loans |
|
DESC |
Xtrackers Russell 2000 Comp... |
5465 |
Closed |
$0.00 |
$0 |
0 |
0% |
-46,000 |
-1,389 |
0 |
N/A |
|
SDR |
Sandridge Mississippian Tru... |
5515 |
Closed |
$0.13 |
$0 |
0 |
0% |
-1,000 |
-2,500 |
0 |
Independent Oil & Gas |
|
GHDX |
Genomic Health Inc |
5575 |
Closed |
$63.44 |
$0 |
0 |
0% |
-165,000 |
-2,435 |
0 |
Biotechnology |
|
MHLD |
Maiden Holdings Ltd. |
5365 |
Closed |
$2.08 |
$0 |
0 |
0% |
-1,000 |
-1,400 |
0 |
Insurance Brokers |
|
NH |
Nanthealth Inc |
5443 |
Closed |
$0.19 |
$0 |
0 |
0% |
0 |
-30 |
0 |
N/A |
|
IMMR |
Immersion Corp |
5495 |
Closed |
$7.19 |
$0 |
0 |
0% |
-1,000 |
-100 |
0 |
Computer Peripherals |
|
CTWS |
Connecticut Water Service Inc |
5562 |
Closed |
$69.98 |
$0 |
0 |
0% |
-275,000 |
-3,918 |
0 |
Water Utilities |
|
FVE |
Five Star Quality Care Inc |
5604 |
Closed |
$1.32 |
$0 |
0 |
0% |
0 |
-10 |
0 |
Home Health Care |
|
KOIN |
Innovation Shares Nextgen P... |
5246 |
Closed |
$31.91 |
$0 |
0 |
0% |
-6,000 |
-240 |
0 |
N/A |
|
LVO |
Liveone Ord Shs |
5401 |
Closed |
$3.07 |
$0 |
0 |
0% |
0 |
-200 |
0 |
N/A |
|
DNBF |
DNB Financial Corp /pa/ |
5482 |
Closed |
$47.03 |
$0 |
0 |
0% |
-12,000 |
-273 |
0 |
Domestic Regional Banks |
|
NWPX |
Northwest Pipe Co |
5539 |
Closed |
$31.81 |
$0 |
0 |
0% |
-1,000 |
-50 |
0 |
Steel & Iron |
|
AEMD |
Aethlon Medical Inc |
5585 |
Closed |
$0.20 |
$0 |
0 |
0% |
-1,000 |
-5,322 |
0 |
Drug Manufacturers - ... |
|
STI |
Suntrust Banks Inc |
5376 |
Closed |
$68.98 |
$0 |
0 |
0% |
-1,790,000 |
-25,984 |
0 |
Domestic Money Center... |
|
CARB |
Carbonite Inc |
5451 |
Closed |
$22.98 |
$0 |
0 |
0% |
-159,000 |
-10,272 |
0 |
Business Services |
|
AAC |
Ares Acquisition Ord |
5504 |
Closed |
$10.79 |
$0 |
0 |
0% |
0 |
-270 |
0 |
N/A |
|
CVRS |
Corindus Vascular Robotics,... |
5568 |
Closed |
$4.27 |
$0 |
0 |
0% |
-2,000 |
-400 |
0 |
N/A |
|
FWP |
Forward Pharma As |
5306 |
Closed |
$300.00 |
$0 |
0 |
0% |
0 |
-7 |
0 |
N/A |
|
OMEX |
Odyssey Marine Exploration Inc |
5411 |
Closed |
$3.53 |
$0 |
0 |
0% |
-1,000 |
-200 |
0 |
Business Services |
|
BID |
Sothebys Holdings Inc |
5488 |
Closed |
$56.99 |
$0 |
0 |
0% |
-13,000 |
-228 |
0 |
Business Services |
|
CBM |
Cambrex Corp |
5555 |
Closed |
$59.94 |
$0 |
0 |
0% |
-6,000 |
-104 |
0 |
Specialty Chemicals |
|
PLUR |
Pluri Inc. |
5593 |
Closed |
$0.81 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Biotechnology |
|
UGP |
Ultrapar Participacoes S.A ... |
5181 |
Closed |
$5.22 |
$0 |
0 |
0% |
0 |
-3 |
0 |
Specialty Retail, Other |
|
EFBI |
Eagle Financial Bancorp, Inc. |
5388 |
Closed |
$17.32 |
$0 |
0 |
0% |
-560,000 |
-35,000 |
0 |
N/A |
|
DEMG |
Xtrackers Ftse Emerging Com... |
5464 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-88 |
0 |
N/A |
|
KGJI |
Kingold Jewelry Inc |
5514 |
Closed |
$0.56 |
$0 |
0 |
0% |
0 |
-83 |
0 |
Application Software |
|
JHD |
Nuveen High Income December... |
5574 |
Closed |
$9.90 |
$0 |
0 |
0% |
-490,000 |
-49,739 |
0 |
N/A |
|
FN |
Fabrinet |
5364 |
Closed |
$175.45 |
$0 |
0 |
0% |
-1,000 |
-27 |
0 |
Electronic Equipment |
|
CLCT |
Collectors Universe Inc |
5441 |
Closed |
$91.92 |
$0 |
0 |
0% |
-2,000 |
-54 |
0 |
Specialty Retail, Other |
|
GWR |
Genesee & Wyoming Inc |
5494 |
Closed |
$111.87 |
$0 |
0 |
0% |
-57,000 |
-508 |
0 |
Railroads |
|