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  Name: LADENBURG THALMANN FINANCIAL SERVICES INC
  City: MIAMI
  State: FL
  Zip: 33137
   
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Portfolio Summary View Filing
  Filing Report Date : 2019-12-31
  Total Value : $15,884,569,000
  Total Value Change : $1,384,811,000
  Securities Held Change : 65
   
All Securities Held : 5593
  New Positions : 209
  Closed Positions : 158
  Increased Positions : 2489
  Unchanged Positions : 864
  Decreased Positions : 2031

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Holdings Found : 100     View All Holdings Currently Viewing:  Closed Positions     Page 1 of 1
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Ticker Company Name Position
Rank
New/Closed
Postion
Last
Close
    Value Shares Held
% of
Portfolio
Value
Change
Change In
Shares Held
   % of Company    Industry
   (DRYS)1 Year Chart         DRYS DryShips Inc 5368 Closed $5.24 $0 0 0% 0 -4 0    Water Transportation
   (TYPE)1 Year Chart         TYPE Monotype Imaging Holdings Inc 5446 Closed $19.84 $0 0 0% -12,000 -587 0    Application Software
   (MCRN)1 Year Chart         MCRN Milacron Holdings Corp. 5498 Closed $16.80 $0 0 0% -14,000 -854 0    N/A
   (OHAI)1 Year Chart         OHAI OHA Investment Corp 5565 Closed $1.30 $0 0 0% -253,000 -194,967 0    Closed - End Fund - E...
   (SYMC)1 Year Chart         SYMC Symantec Corp 5260 Closed $23.75 $0 0 0% -356,000 -15,070 0    Internet Software & S...
   (DIVA)1 Year Chart         DIVA Agfiq Hedged Dividend Incom... 5408 Closed $26.22 $0 0 0% -54,000 -2,214 0    N/A
   (MGI)1 Year Chart         MGI MoneyGram International 5485 Closed $10.99 $0 0 0% -1,000 -300 0    Business Services
   (MAMS)1 Year Chart         MAMS Mam Software Group Inc 5552 Closed $12.12 $0 0 0% 0 -17 0    Business Software & S...
   (GCI-2)1 Year Chart         GCI-2 Gannett Co Inc 5588 Closed $9.67 $0 0 0% -312,000 -28,982 0    N/A
   (TTS)1 Year Chart         TTS Tile Shop Holdings, Inc. 5178 Closed $6.50 $0 0 0% 0 -65 0    Residential Construct...
   (SEMG)1 Year Chart         SEMG SemGroup Corp 5382 Closed $15.02 $0 0 0% -6,000 -384 0    Oil & Gas Pipelines &...
   (DGL)1 Year Chart         DGL Invesco Db Gold Fund 5457 Closed $51.96 $0 0 0% -11,000 -235 0    Closed - End Fund - Debt
   (LTBR)1 Year Chart         LTBR Lightbridge Inc 5507 Closed $2.57 $0 0 0% 0 -100 0    Wireless Communications
   (MDSO)1 Year Chart         MDSO Medidata Solutions, Inc. 5571 Closed $92.22 $0 0 0% -33,000 -309 0    Healthcare Informatio...
   (VSI)1 Year Chart         VSI Vitamin Shoppe, Inc. 5361 Closed $6.50 $0 0 0% -1,000 -200 0    Specialty Retail, Other
   (ONCS)1 Year Chart         ONCS Oncosec Medical Incorporation 5418 Closed $0.38 $0 0 0% -1,000 -400 0    N/A
   (MN)1 Year Chart         MN Manning & Napier, Inc. 5491 Closed $12.85 $0 0 0% -1,000 -500 0    Asset Management
   (INB)1 Year Chart         INB Cohen & Steers Global Incom... 5558 Closed $9.14 $0 0 0% -158,000 -17,315 0    Drug Related Products
   (DF)1 Year Chart         DF Dean Foods Co 5597 Closed $0.04 $0 0 0% -12,000 -10,989 0    Dairy Products
   (NETI)1 Year Chart         NETI Eneti Ord Shs 5188 Closed $11.33 $0 0 0% -1,000 -20 0    N/A
   (WLDBF)1 Year Chart         WLDBF Wildbrain Ord Shs 5397 Closed $1.12 $0 0 0% 0 -290 0    N/A
   (FDBC)1 Year Chart         FDBC Fidelity D & D Bancorp Inc 5468 Closed $45.92 $0 0 0% -9,000 -148 0    Domestic Regional Banks
   (PAR)1 Year Chart         PAR Par Technology Corp 5520 Closed $43.59 $0 0 0% -5,000 -200 0    Business Equipment
   (EGI)1 Year Chart         EGI Entree Resources Ltd. 5577 Closed $1.11 $0 0 0% -2,000 -11,200 0    Gold
   (OTIV)1 Year Chart         OTIV On Track Innovations Ltd(USA) 5367 Closed $0.06 $0 0 0% 0 -500 0    Semiconductor - Speci...
   (NRCG)1 Year Chart         NRCG NRC Group Holdings Corp 5445 Closed $12.24 $0 0 0% -5,000 -400 0    N/A
   (CLRG)1 Year Chart         CLRG Iq Chaikin Us Large Cap 5497 Closed $34.71 $0 0 0% -26,000 -1,029 0    N/A
   (GNSS)1 Year Chart         GNSS Genasys Inc 5564 Closed $2.17 $0 0 0% 0 -100 0    Diversified Electronics
   (BPL)1 Year Chart         BPL Buckeye Partners LP 5248 Closed $41.46 $0 0 0% -449,000 -10,907 0    Oil & Gas Pipelines &...
   (PDD)1 Year Chart         PDD Bloom Energy Corp 5407 Closed $129.31 $0 0 0% -6,000 -200 0    N/A
   (FLRT)1 Year Chart         FLRT Pacific Global Senior Loan Etf 5484 Closed $49.19 $0 0 0% -39,000 -800 0    N/A
   (IBDK)1 Year Chart         IBDK Ishares Ibonds Dec 2019 Cor... 5550 Closed $0.00 $0 0 0% -1,243,000 -50,001 0    N/A
   (JMT)1 Year Chart         JMT Nuveen Mortgage Opportunity... 5587 Closed $22.05 $0 0 0% -63,000 -2,843 0    N/A
   (YMLI)1 Year Chart         YMLI Vaneck Vectors Hight Income... 5177 Closed $10.34 $0 0 0% -22,000 -2,016 0    N/A
   (SNDL)1 Year Chart         SNDL SNDL Inc 5379 Closed $2.01 $0 0 0% -7,000 -150 0    N/A
   (CBLK)1 Year Chart         CBLK Carbon Black Inc 5453 Closed $26.00 $0 0 0% 0 0 0    N/A
   (SDT)1 Year Chart         SDT Sandridge Mississippian Tru... 5506 Closed $0.02 $0 0 0% -2,000 -3,424 0    Independent Oil & Gas
   (BSCJ)1 Year Chart         BSCJ Invesco BulletShares 2019 Corp 5570 Closed $21.08 $0 0 0% -2,085,000 -99,000 0    N/A
   (ZF)1 Year Chart         ZF Virtus Total Return Fund Inc 5360 Closed $11.22 $0 0 0% -78,000 -7,009 0    Closed - End Fund - Debt
   (BYLK)1 Year Chart         BYLK Baylake Corp 5413 Closed $79.74 $0 0 0% -5,000 -77 0    Domestic Regional Banks
   (EFOI)1 Year Chart         EFOI Energy Focus Inc 5490 Closed $1.18 $0 0 0% 0 -200 0    Business Equipment
   (UBT)1 Year Chart         UBT Proshares Ultra 20+ Year Tr... 5557 Closed $17.64 $0 0 0% -26,000 -248 0    Closed - End Fund - Debt
   (DRD)1 Year Chart         DRD DRDGOLD Ltd (ADR) 5596 Closed $8.33 $0 0 0% 0 -4 0    Gold
   (BNO)1 Year Chart         BNO United States Brent Oil Fun... 5183 Closed $32.73 $0 0 0% -54,000 -3,000 0    Closed - End Fund - Debt
   (GEVO)1 Year Chart         GEVO Gevo Inc 5393 Closed $0.65 $0 0 0% 0 -100 0    Diversified Chemicals
   (SOL)1 Year Chart         SOL ReneSola Ltd 5466 Closed $1.89 $0 0 0% 0 -40 0    Medical Instruments &...
   (PRTY)1 Year Chart         PRTY Party City Holdco Inc. 5519 Closed $0.00 $0 0 0% -6,000 -1,123 0    N/A
   (ALDR)1 Year Chart         ALDR Alder Biopharmaceuticals Inc 5576 Closed $18.88 $0 0 0% -54,000 -2,866 0    N/A
   (CEL)1 Year Chart         CEL Cellcom Israel Ltd 5366 Closed $3.52 $0 0 0% -1,000 -250 0    Telecom Services - Fo...
   (BBRE)1 Year Chart         BBRE Jpmorgan Betabuilders Msci ... 5444 Closed $0.00 $0 0 0% -154,000 -1,707 0    N/A
   (NYNY)1 Year Chart         NYNY Empire Resorts Inc 5496 Closed $9.75 $0 0 0% 0 -47 0    Gambling/Resorts
   (CFMS)1 Year Chart         CFMS Conformis Inc 5563 Closed $2.26 $0 0 0% -2,000 -47 0    N/A
   (ENR.PA)1 Year Chart         ENR.PA Energizer Hldngs Convertibl... 5605 Closed $0.00 $0 0 0% -51,000 -540 0    N/A
   (BTEC)1 Year Chart         BTEC Principal Healthcare Innova... 5247 Closed $0.00 $0 0 0% -14,000 -450 0    N/A
   (CCR)1 Year Chart         CCR CNX Coal Resources LP 5406 Closed $4.73 $0 0 0% -7,000 -500 0    N/A
   (FNG)1 Year Chart         FNG AdvisorShares New Tech and ... 5483 Closed $10.41 $0 0 0% -13,000 -1,287 0    N/A
   (KEG)1 Year Chart         KEG Key Energy Services Inc 5540 Closed $0.10 $0 0 0% -8,000 -5,316 0    Oil & Gas Drilling & ...
   (ONCE)1 Year Chart         ONCE Spark Therapeutics, Inc. 5586 Closed $113.57 $0 0 0% -61,000 -637 0    N/A
   (SENEB)1 Year Chart         SENEB Seneca Foods Corp 5175 Closed $59.02 $0 0 0% 0 -2 0    Processed & Packaged ...
   (GBL)1 Year Chart         GBL GAMCO Investors Inc 5377 Closed $22.40 $0 0 0% -1,000 -39 0    Investment Brokerage ...
   (CRR)1 Year Chart         CRR CARBO Ceramics Inc 5452 Closed $0.01 $0 0 0% -2,000 -893 0    General Building Mate...
   (NCI)1 Year Chart         NCI Navigant Consulting Inc 5505 Closed $27.99 $0 0 0% -5,000 -165 0    Management Services
   (TUZ)1 Year Chart         TUZ Pimco ETF Trust 5569 Closed $50.84 $0 0 0% -760,000 -14,926 0    Closed - End Fund - Debt
   (EZA)1 Year Chart         EZA iShares MCSI S Africa Index 5334 Closed $40.04 $0 0 0% -2,000 -48 0    Closed - End Fund - E...
   (EYPT)1 Year Chart         EYPT EyePoint Pharmaceuticals Inc 5412 Closed $0.44 $0 0 0% -1,000 -300 0    Biotechnology
   (TUR)1 Year Chart         TUR iShares MSCI Turkey Invest ... 5489 Closed $39.67 $0 0 0% -1,000 -29 0    Closed - End Fund - E...
   (LKSD)1 Year Chart         LKSD Lsc Communications, Inc. 5556 Closed $0.02 $0 0 0% 0 -183 0    N/A
   (TMBR)1 Year Chart         TMBR Timber Pharmaceuticals Inc 5595 Closed $0.07 $0 0 0% -1,000 -1,688 0    N/A
   (UBNK)1 Year Chart         UBNK United Financial Bancorp Inc 5182 Closed $14.12 $0 0 0% -147,000 -10,750 0    N/A
   (GSBC)1 Year Chart         GSBC Great Southern Bancorp Inc 5392 Closed $52.71 $0 0 0% -6,000 -102 0    Savings & Loans
   (DESC)1 Year Chart         DESC Xtrackers Russell 2000 Comp... 5465 Closed $0.00 $0 0 0% -46,000 -1,389 0    N/A
   (SDR)1 Year Chart         SDR Sandridge Mississippian Tru... 5515 Closed $0.13 $0 0 0% -1,000 -2,500 0    Independent Oil & Gas
   (GHDX)1 Year Chart         GHDX Genomic Health Inc 5575 Closed $63.44 $0 0 0% -165,000 -2,435 0    Biotechnology
   (MHLD)1 Year Chart         MHLD Maiden Holdings Ltd. 5365 Closed $2.08 $0 0 0% -1,000 -1,400 0    Insurance Brokers
   (NH)1 Year Chart         NH Nanthealth Inc 5443 Closed $0.19 $0 0 0% 0 -30 0    N/A
   (IMMR)1 Year Chart         IMMR Immersion Corp 5495 Closed $7.19 $0 0 0% -1,000 -100 0    Computer Peripherals
   (CTWS)1 Year Chart         CTWS Connecticut Water Service Inc 5562 Closed $69.98 $0 0 0% -275,000 -3,918 0    Water Utilities
   (FVE)1 Year Chart         FVE Five Star Quality Care Inc 5604 Closed $1.32 $0 0 0% 0 -10 0    Home Health Care
   (KOIN)1 Year Chart         KOIN Innovation Shares Nextgen P... 5246 Closed $31.91 $0 0 0% -6,000 -240 0    N/A
   (LVO)1 Year Chart         LVO Liveone Ord Shs 5401 Closed $3.07 $0 0 0% 0 -200 0    N/A
   (DNBF)1 Year Chart         DNBF DNB Financial Corp /pa/ 5482 Closed $47.03 $0 0 0% -12,000 -273 0    Domestic Regional Banks
   (NWPX)1 Year Chart         NWPX Northwest Pipe Co 5539 Closed $31.81 $0 0 0% -1,000 -50 0    Steel & Iron
   (AEMD)1 Year Chart         AEMD Aethlon Medical Inc 5585 Closed $0.20 $0 0 0% -1,000 -5,322 0    Drug Manufacturers - ...
   (STI)1 Year Chart         STI Suntrust Banks Inc 5376 Closed $68.98 $0 0 0% -1,790,000 -25,984 0    Domestic Money Center...
   (CARB)1 Year Chart         CARB Carbonite Inc 5451 Closed $22.98 $0 0 0% -159,000 -10,272 0    Business Services
   (AAC)1 Year Chart         AAC Ares Acquisition Ord 5504 Closed $10.79 $0 0 0% 0 -270 0    N/A
   (CVRS)1 Year Chart         CVRS Corindus Vascular Robotics,... 5568 Closed $4.27 $0 0 0% -2,000 -400 0    N/A
   (FWP)1 Year Chart         FWP Forward Pharma As 5306 Closed $300.00 $0 0 0% 0 -7 0    N/A
   (OMEX)1 Year Chart         OMEX Odyssey Marine Exploration Inc 5411 Closed $3.53 $0 0 0% -1,000 -200 0    Business Services
   (BID)1 Year Chart         BID Sothebys Holdings Inc 5488 Closed $56.99 $0 0 0% -13,000 -228 0    Business Services
   (CBM)1 Year Chart         CBM Cambrex Corp 5555 Closed $59.94 $0 0 0% -6,000 -104 0    Specialty Chemicals
   (PLUR)1 Year Chart         PLUR Pluri Inc. 5593 Closed $0.81 $0 0 0% 0 -100 0    Biotechnology
   (UGP)1 Year Chart         UGP Ultrapar Participacoes S.A ... 5181 Closed $5.22 $0 0 0% 0 -3 0    Specialty Retail, Other
   (EFBI)1 Year Chart         EFBI Eagle Financial Bancorp, Inc. 5388 Closed $17.32 $0 0 0% -560,000 -35,000 0    N/A
   (DEMG)1 Year Chart         DEMG Xtrackers Ftse Emerging Com... 5464 Closed $0.00 $0 0 0% -2,000 -88 0    N/A
   (KGJI)1 Year Chart         KGJI Kingold Jewelry Inc 5514 Closed $0.56 $0 0 0% 0 -83 0    Application Software
   (JHD)1 Year Chart         JHD Nuveen High Income December... 5574 Closed $9.90 $0 0 0% -490,000 -49,739 0    N/A
   (FN)1 Year Chart         FN Fabrinet 5364 Closed $175.45 $0 0 0% -1,000 -27 0    Electronic Equipment
   (CLCT)1 Year Chart         CLCT Collectors Universe Inc 5441 Closed $91.92 $0 0 0% -2,000 -54 0    Specialty Retail, Other
   (GWR)1 Year Chart         GWR Genesee & Wyoming Inc 5494 Closed $111.87 $0 0 0% -57,000 -508 0    Railroads

      100 Records Found
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