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| Name: |
LADENBURG THALMANN FINANCIAL SERVICES INC |
| City: |
MIAMI |
| State: |
FL |
| Zip: |
33137 |
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data |
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Menu
 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
TALO.WS |
Talos Energy Inc |
5375 |
Closed |
$0.08 |
$0 |
0 |
0% |
0 |
-62 |
0 |
N/A |
|
|
ARTX |
Arotech Corp |
5450 |
Closed |
$3.00 |
$0 |
0 |
0% |
-1,000 |
-200 |
0 |
Industrial Electrical... |
|
|
VIAB |
Viacom Inc |
5502 |
Closed |
$24.22 |
$0 |
0 |
0% |
-650,000 |
-27,032 |
0 |
Entertainment - Diver... |
|
|
ROX |
Castle Brands Inc |
5567 |
Closed |
$1.26 |
$0 |
0 |
0% |
-1,000 |
-1,000 |
0 |
Beverage - Wineries &... |
|
|
FXF |
Invesco Currencyshares Swis... |
5301 |
Closed |
$97.35 |
$0 |
0 |
0% |
-21,000 |
-227 |
0 |
Closed - End Fund - E... |
|
|
CEI |
Camber Energy Inc |
5410 |
Closed |
$0.17 |
$0 |
0 |
0% |
0 |
-5 |
0 |
Independent Oil & Gas |
|
|
RAIL |
Freightcar America Inc |
5487 |
Closed |
$3.60 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Railroads |
|
|
IAF |
Aberdeen Australia Equity F... |
5554 |
Closed |
$4.22 |
$0 |
0 |
0% |
-3,000 |
-501 |
0 |
Closed - End Fund - F... |
|
|
DOVA |
Dova Pharmaceuticals, Inc. |
5592 |
Closed |
$28.04 |
$0 |
0 |
0% |
-79,000 |
-2,817 |
0 |
N/A |
|
|
AMU |
ACM Municipal Securities In... |
5180 |
Closed |
$8.43 |
$0 |
0 |
0% |
-479,000 |
-32,625 |
0 |
Closed - End Fund - Debt |
|
|
RRGB |
Red Robin Gourmet Burgers Inc |
5387 |
Closed |
$7.01 |
$0 |
0 |
0% |
-1,000 |
-25 |
0 |
Restaurants |
|
|
NVLN |
Novelion Therapeutics Inc |
5463 |
Closed |
$0.70 |
$0 |
0 |
0% |
0 |
-116 |
0 |
Diagnostic Substances |
|
|
CELG |
Celgene Corp |
5512 |
Closed |
$108.24 |
$0 |
0 |
0% |
-3,061,000 |
-30,837 |
0 |
Drug Manufacturers - ... |
|
|
HTUS |
Hull Tactical Us Etf |
5573 |
Closed |
$0.00 |
$0 |
0 |
0% |
-125,000 |
-4,891 |
0 |
N/A |
|
|
ZYXI |
Zynex Medical Holdings Inc |
5363 |
Closed |
$11.21 |
$0 |
0 |
0% |
-21,000 |
-2,222 |
0 |
N/A |
|
|
FXC |
Invesco Currencyshares Cana... |
5430 |
Closed |
$71.63 |
$0 |
0 |
0% |
-15,000 |
-200 |
0 |
Closed - End Fund - E... |
|
|
PAPR |
Innovator S&p 500 Power Buf... |
5493 |
Closed |
$0.00 |
$0 |
0 |
0% |
-3,023,000 |
-116,260 |
0 |
N/A |
|
|
BACK |
Imac Holdings Ord Shs |
5560 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-1,000 |
0 |
N/A |
|
|
CELH |
Celsius Holdings Inc |
5600 |
Closed |
$73.16 |
$0 |
0 |
0% |
-2,000 |
-531 |
0 |
Beverage Soft Drinks... |
|
|
VANI |
Vivani Medical, Inc |
5208 |
Closed |
$1.63 |
$0 |
0 |
0% |
-8,000 |
-1,249 |
0 |
N/A |
|
|
GTYH |
Gty Technology Holdings Inc. |
5399 |
Closed |
$6.30 |
$0 |
0 |
0% |
0 |
-31 |
0 |
N/A |
|
|
AREX |
Approach Resources Inc |
5480 |
Closed |
$0.01 |
$0 |
0 |
0% |
0 |
-504 |
0 |
Oil & Gas Drilling & ... |
|
|
NVTR |
Nuvectra Corp |
5526 |
Closed |
$0.02 |
$0 |
0 |
0% |
-2,000 |
-1,500 |
0 |
N/A |
|
|
MTNB |
Matinas Biopharma Holdings,... |
5583 |
Closed |
$0.18 |
$0 |
0 |
0% |
-16,000 |
-25,000 |
0 |
N/A |
|
|
PEK |
Vaneck Vectors Chinaamc Csi... |
5370 |
Closed |
$21.08 |
$0 |
0 |
0% |
-98,000 |
-2,540 |
0 |
Closed - End Fund - E... |
|
|
SLDB |
Solid Biosciences Inc |
5449 |
Closed |
$8.98 |
$0 |
0 |
0% |
-10,000 |
-67 |
0 |
N/A |
|
|
NNC |
Nuveen North Carolina Premi... |
5500 |
Closed |
$13.66 |
$0 |
0 |
0% |
-63,000 |
-4,683 |
0 |
Closed - End Fund - Debt |
|
|
ISCA |
International Speedway Corp |
5566 |
Closed |
$44.99 |
$0 |
0 |
0% |
-199,000 |
-4,424 |
0 |
Sporting and Park Ent... |
|
|
NEX |
Nextier Oilfield Solutions |
5295 |
Closed |
$10.61 |
$0 |
0 |
0% |
0 |
-73 |
0 |
N/A |
|
|
SHLO |
Shiloh Industries Inc |
5409 |
Closed |
$0.09 |
$0 |
0 |
0% |
-2,000 |
-500 |
0 |
Steel & Iron |
|
|
FWBI |
First Wave Biopharma Ord Shs |
5486 |
Closed |
$0.13 |
$0 |
0 |
0% |
-1,000 |
-1,000 |
0 |
N/A |
|
|
CCGI |
Car Charging Group Inc |
5553 |
Closed |
$2.42 |
$0 |
0 |
0% |
-5,000 |
-2,072 |
0 |
N/A |
|
|
QCRH |
QCR Holdings Inc |
5591 |
Closed |
$56.21 |
$0 |
0 |
0% |
-15,000 |
-394 |
0 |
Domestic Regional Banks |
|
|
TUEMQ |
Tuesday Morning Corp |
5179 |
Closed |
$0.00 |
$0 |
0 |
0% |
-2,000 |
-35 |
0 |
Discount, Variety Stores |
|
|
MSON |
Misonix Inc |
5383 |
Closed |
$26.54 |
$0 |
0 |
0% |
-20,000 |
-1,000 |
0 |
Scientific & Technica... |
|
|
PVTL |
Pivotal Software, Inc. |
5458 |
Closed |
$15.01 |
$0 |
0 |
0% |
-21,000 |
-1,378 |
0 |
N/A |
|
|
VSM |
Versum Materials, Inc. |
5508 |
Closed |
$52.99 |
$0 |
0 |
0% |
-85,000 |
-1,630 |
0 |
N/A |
|
|
CRZO |
Carrizo Oil & Gas Inc |
5572 |
Closed |
$8.25 |
$0 |
0 |
0% |
-32,000 |
-3,745 |
0 |
Independent Oil & Gas |
|
|
VIVE |
Vive Medical Inc |
5362 |
Closed |
$0.00 |
$0 |
0 |
0% |
0 |
-1 |
0 |
Medical Appliances & ... |
|
|
QLGN |
Qualigen Therapeutics Inc |
5429 |
Closed |
$0.44 |
$0 |
0 |
0% |
0 |
-500 |
0 |
N/A |
|
|
NTC |
Nuveen Connecticut Premium ... |
5492 |
Closed |
$12.04 |
$0 |
0 |
0% |
-69,000 |
-5,200 |
0 |
Closed - End Fund - Debt |
|
|
LOR |
Lazard World Dividend & Inc... |
5559 |
Closed |
$9.72 |
$0 |
0 |
0% |
-123,000 |
-13,147 |
0 |
Closed - End Fund - E... |
|
|
SYE |
Spdr Mfs Systematic Core Eq... |
5598 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-50 |
0 |
N/A |
|
|
SLS |
SELLAS Life Sciences Group Inc |
5193 |
Closed |
$1.46 |
$0 |
0 |
0% |
0 |
-22 |
0 |
Biotechnology |
|
|
AABA |
ALTABA Inc |
5398 |
Closed |
$19.63 |
$0 |
0 |
0% |
-235,000 |
-12,018 |
0 |
Search Engines & Info... |
|
|
BSJJ |
Invesco Bulletshares 2019 H... |
5479 |
Closed |
$23.90 |
$0 |
0 |
0% |
-5,976,000 |
-249,854 |
0 |
N/A |
|
|
RTEC |
Rudolph Technologies Inc |
5525 |
Closed |
$28.50 |
$0 |
0 |
0% |
-22,000 |
-814 |
0 |
Scientific & Technica... |
|
|
CASA |
Casa Systems Inc |
5579 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,000 |
-500 |
0 |
N/A |
|
|
DRYS |
DryShips Inc |
5368 |
Closed |
$5.24 |
$0 |
0 |
0% |
0 |
-4 |
0 |
Water Transportation |
|
|
TYPE |
Monotype Imaging Holdings Inc |
5446 |
Closed |
$19.84 |
$0 |
0 |
0% |
-12,000 |
-587 |
0 |
Application Software |
|
|
MCRN |
Milacron Holdings Corp. |
5498 |
Closed |
$16.80 |
$0 |
0 |
0% |
-14,000 |
-854 |
0 |
N/A |
|
|
OHAI |
OHA Investment Corp |
5565 |
Closed |
$1.30 |
$0 |
0 |
0% |
-253,000 |
-194,967 |
0 |
Closed - End Fund - E... |
|
|
SYMC |
Symantec Corp |
5260 |
Closed |
$23.75 |
$0 |
0 |
0% |
-356,000 |
-15,070 |
0 |
Internet Software & S... |
|
|
DIVA |
Agfiq Hedged Dividend Incom... |
5408 |
Closed |
$26.22 |
$0 |
0 |
0% |
-54,000 |
-2,214 |
0 |
N/A |
|
|
MGI |
MoneyGram International |
5485 |
Closed |
$10.99 |
$0 |
0 |
0% |
-1,000 |
-300 |
0 |
Business Services |
|
|
MAMS |
Mam Software Group Inc |
5552 |
Closed |
$12.12 |
$0 |
0 |
0% |
0 |
-17 |
0 |
Business Software & S... |
|
|
GCI-2 |
Gannett Co Inc |
5588 |
Closed |
$9.67 |
$0 |
0 |
0% |
-312,000 |
-28,982 |
0 |
N/A |
|
|
TTS |
Tile Shop Holdings, Inc. |
5178 |
Closed |
$6.50 |
$0 |
0 |
0% |
0 |
-65 |
0 |
Residential Construct... |
|
|
SEMG |
SemGroup Corp |
5382 |
Closed |
$15.02 |
$0 |
0 |
0% |
-6,000 |
-384 |
0 |
Oil & Gas Pipelines &... |
|
|
DGL |
Invesco Db Gold Fund |
5457 |
Closed |
$51.96 |
$0 |
0 |
0% |
-11,000 |
-235 |
0 |
Closed - End Fund - Debt |
|
|
LTBR |
Lightbridge Inc |
5507 |
Closed |
$2.57 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Wireless Communications |
|
|
MDSO |
Medidata Solutions, Inc. |
5571 |
Closed |
$92.22 |
$0 |
0 |
0% |
-33,000 |
-309 |
0 |
Healthcare Informatio... |
|
|
VSI |
Vitamin Shoppe, Inc. |
5361 |
Closed |
$6.50 |
$0 |
0 |
0% |
-1,000 |
-200 |
0 |
Specialty Retail, Other |
|
|
ONCS |
Oncosec Medical Incorporation |
5418 |
Closed |
$0.38 |
$0 |
0 |
0% |
-1,000 |
-400 |
0 |
N/A |
|
|
MN |
Manning & Napier, Inc. |
5491 |
Closed |
$12.85 |
$0 |
0 |
0% |
-1,000 |
-500 |
0 |
Asset Management |
|
|
INB |
Cohen & Steers Global Incom... |
5558 |
Closed |
$9.14 |
$0 |
0 |
0% |
-158,000 |
-17,315 |
0 |
Drug Related Products |
|
|
DF |
Dean Foods Co |
5597 |
Closed |
$0.04 |
$0 |
0 |
0% |
-12,000 |
-10,989 |
0 |
Dairy Products |
|
|
NETI |
Eneti Ord Shs |
5188 |
Closed |
$11.33 |
$0 |
0 |
0% |
-1,000 |
-20 |
0 |
N/A |
|
|
WLDBF |
Wildbrain Ord Shs |
5397 |
Closed |
$1.12 |
$0 |
0 |
0% |
0 |
-290 |
0 |
N/A |
|
|
FDBC |
Fidelity D & D Bancorp Inc |
5468 |
Closed |
$45.92 |
$0 |
0 |
0% |
-9,000 |
-148 |
0 |
Domestic Regional Banks |
|
|
PAR |
Par Technology Corp |
5520 |
Closed |
$43.59 |
$0 |
0 |
0% |
-5,000 |
-200 |
0 |
Business Equipment |
|
|
EGI |
Entree Resources Ltd. |
5577 |
Closed |
$1.11 |
$0 |
0 |
0% |
-2,000 |
-11,200 |
0 |
Gold |
|
|
OTIV |
On Track Innovations Ltd(USA) |
5367 |
Closed |
$0.06 |
$0 |
0 |
0% |
0 |
-500 |
0 |
Semiconductor - Speci... |
|
|
NRCG |
NRC Group Holdings Corp |
5445 |
Closed |
$12.24 |
$0 |
0 |
0% |
-5,000 |
-400 |
0 |
N/A |
|
|
CLRG |
Iq Chaikin Us Large Cap |
5497 |
Closed |
$34.71 |
$0 |
0 |
0% |
-26,000 |
-1,029 |
0 |
N/A |
|
|
GNSS |
Genasys Inc |
5564 |
Closed |
$2.17 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Diversified Electronics |
|
|
BPL |
Buckeye Partners LP |
5248 |
Closed |
$41.46 |
$0 |
0 |
0% |
-449,000 |
-10,907 |
0 |
Oil & Gas Pipelines &... |
|
|
PDD |
Bloom Energy Corp |
5407 |
Closed |
$129.31 |
$0 |
0 |
0% |
-6,000 |
-200 |
0 |
N/A |
|
|
FLRT |
Pacific Global Senior Loan Etf |
5484 |
Closed |
$49.19 |
$0 |
0 |
0% |
-39,000 |
-800 |
0 |
N/A |
|
|
IBDK |
Ishares Ibonds Dec 2019 Cor... |
5550 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,243,000 |
-50,001 |
0 |
N/A |
|
|
JMT |
Nuveen Mortgage Opportunity... |
5587 |
Closed |
$22.05 |
$0 |
0 |
0% |
-63,000 |
-2,843 |
0 |
N/A |
|
|
YMLI |
Vaneck Vectors Hight Income... |
5177 |
Closed |
$10.34 |
$0 |
0 |
0% |
-22,000 |
-2,016 |
0 |
N/A |
|
|
SNDL |
SNDL Inc |
5379 |
Closed |
$2.01 |
$0 |
0 |
0% |
-7,000 |
-150 |
0 |
N/A |
|
|
CBLK |
Carbon Black Inc |
5453 |
Closed |
$26.00 |
$0 |
0 |
0% |
0 |
0 |
0 |
N/A |
|
|
SDT |
Sandridge Mississippian Tru... |
5506 |
Closed |
$0.02 |
$0 |
0 |
0% |
-2,000 |
-3,424 |
0 |
Independent Oil & Gas |
|
|
BSCJ |
Invesco BulletShares 2019 Corp |
5570 |
Closed |
$21.08 |
$0 |
0 |
0% |
-2,085,000 |
-99,000 |
0 |
N/A |
|
|
ZF |
Virtus Total Return Fund Inc |
5360 |
Closed |
$11.22 |
$0 |
0 |
0% |
-78,000 |
-7,009 |
0 |
Closed - End Fund - Debt |
|
|
BYLK |
Baylake Corp |
5413 |
Closed |
$79.74 |
$0 |
0 |
0% |
-5,000 |
-77 |
0 |
Domestic Regional Banks |
|
|
EFOI |
Energy Focus Inc |
5490 |
Closed |
$1.18 |
$0 |
0 |
0% |
0 |
-200 |
0 |
Business Equipment |
|
|
UBT |
Proshares Ultra 20+ Year Tr... |
5557 |
Closed |
$17.64 |
$0 |
0 |
0% |
-26,000 |
-248 |
0 |
Closed - End Fund - Debt |
|
|
DRD |
DRDGOLD Ltd (ADR) |
5596 |
Closed |
$8.33 |
$0 |
0 |
0% |
0 |
-4 |
0 |
Gold |
|
|
BNO |
United States Brent Oil Fun... |
5183 |
Closed |
$32.73 |
$0 |
0 |
0% |
-54,000 |
-3,000 |
0 |
Closed - End Fund - Debt |
|
|
GEVO |
Gevo Inc |
5393 |
Closed |
$0.65 |
$0 |
0 |
0% |
0 |
-100 |
0 |
Diversified Chemicals |
|
|
SOL |
ReneSola Ltd |
5466 |
Closed |
$1.89 |
$0 |
0 |
0% |
0 |
-40 |
0 |
Medical Instruments &... |
|
|
PRTY |
Party City Holdco Inc. |
5519 |
Closed |
$0.00 |
$0 |
0 |
0% |
-6,000 |
-1,123 |
0 |
N/A |
|
|
ALDR |
Alder Biopharmaceuticals Inc |
5576 |
Closed |
$18.88 |
$0 |
0 |
0% |
-54,000 |
-2,866 |
0 |
N/A |
|
|
CEL |
Cellcom Israel Ltd |
5366 |
Closed |
$3.52 |
$0 |
0 |
0% |
-1,000 |
-250 |
0 |
Telecom Services - Fo... |
|
|
BBRE |
Jpmorgan Betabuilders Msci ... |
5444 |
Closed |
$0.00 |
$0 |
0 |
0% |
-154,000 |
-1,707 |
0 |
N/A |
|
|
NYNY |
Empire Resorts Inc |
5496 |
Closed |
$9.75 |
$0 |
0 |
0% |
0 |
-47 |
0 |
Gambling/Resorts |
|
|
CFMS |
Conformis Inc |
5563 |
Closed |
$2.26 |
$0 |
0 |
0% |
-2,000 |
-47 |
0 |
N/A |
|
