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| Name: |
Rockefeller Capital Management L.P. |
| City: |
NEW YORK |
| State: |
NY |
| Zip: |
10020 |
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data |
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| Holdings
Found :
88 |
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Closed Positions |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
CU |
First Trust Ise Global Copp... |
1600 |
Closed |
$13.62 |
$0 |
0 |
0% |
-234,000 |
-18,529 |
0 |
Closed - End Fund - E... |
|
|
CFA |
Victory CEMP US 500 Volatil... |
1536 |
Closed |
$79.10 |
$0 |
0 |
0% |
-693,000 |
-10,183 |
0 |
N/A |
|
|
SCHV |
Schwab Strategic Trust |
1568 |
Closed |
$73.73 |
$0 |
0 |
0% |
-789,000 |
-12,235 |
0 |
Closed - End Fund - Debt |
|
|
ORI |
Old Republic International ... |
1587 |
Closed |
$30.87 |
$0 |
0 |
0% |
-277,000 |
-10,263 |
0 |
Surety & Title Insurance |
|
|
GJUN |
Ft Cboe Vest Us Equity Mode... |
1555 |
Closed |
$0.00 |
$0 |
0 |
0% |
-336,000 |
-11,345 |
0 |
N/A |
|
|
COHR |
Coherent Corp |
1606 |
Closed |
$57.92 |
$0 |
0 |
0% |
-338,000 |
-10,365 |
0 |
Scientific & Technica... |
|
|
BNS |
Bank of Nova Scotia (USA) |
1542 |
Closed |
$47.42 |
$0 |
0 |
0% |
-578,000 |
-12,688 |
0 |
Foreign Money Center ... |
|
|
CHK |
Chesapeake Energy Corp |
1574 |
Closed |
$89.08 |
$0 |
0 |
0% |
-3,756,000 |
-43,562 |
0 |
Independent Oil & Gas |
|
|
FL |
Foot Locker Inc |
1593 |
Closed |
$23.28 |
$0 |
0 |
0% |
-1,585,000 |
-91,334 |
0 |
Apparel Stores |
|
|
FRT |
Federal Realty Investment T... |
1529 |
Closed |
$102.12 |
$0 |
0 |
0% |
-1,020,000 |
-11,249 |
0 |
REIT - Retail |
|
|
DNL |
WisdomTree World ex-US Growth |
1561 |
Closed |
$38.61 |
$0 |
0 |
0% |
-471,000 |
-14,084 |
0 |
Closed - End Fund - Debt |
|
|
DMO |
Western Asset Mortgage Defi... |
1548 |
Closed |
$11.52 |
$0 |
0 |
0% |
-229,000 |
-21,405 |
0 |
N/A |
|
|
IBTD |
Ishares Ibonds Dec 2023 Ter... |
1580 |
Closed |
$0.00 |
$0 |
0 |
0% |
-66,019,000 |
-2,659,922 |
0 |
N/A |
|
|
EXLS |
Exlservice Holdings, Inc. |
1599 |
Closed |
$29.92 |
$0 |
0 |
0% |
-990,000 |
-35,310 |
0 |
Business Services |
|
|
ICPT |
Intercept Inc |
1535 |
Closed |
$19.00 |
$0 |
0 |
0% |
-19,240,000 |
-1,037,763 |
0 |
Biotechnology |
|
|
STEL |
Stellar Bancorp Ord Shs |
1567 |
Closed |
$29.25 |
$0 |
0 |
0% |
-237,000 |
-11,097 |
0 |
N/A |
|
|
SUSC |
Ishares Esg Usd Corporate Bond |
1586 |
Closed |
$0.00 |
$0 |
0 |
0% |
-254,000 |
-11,649 |
0 |
N/A |
|
|
NCR |
NCR Corp |
1554 |
Closed |
$12.48 |
$0 |
0 |
0% |
-480,000 |
-17,795 |
0 |
Information Technolog... |
|
|
NEWR |
New Relic Inc |
1605 |
Closed |
$86.99 |
$0 |
0 |
0% |
-1,053,000 |
-12,303 |
0 |
N/A |
|
|
LICY |
Li-cycle Holdings Corp |
1541 |
Closed |
$0.72 |
$0 |
0 |
0% |
-1,171,000 |
-329,829 |
0 |
N/A |
|
|
MIO |
Pioneer Municipal High Inco... |
1573 |
Closed |
$0.00 |
$0 |
0 |
0% |
-298,000 |
-31,212 |
0 |
N/A |
|
|
IBKR |
Interactive Brokers Group Inc |
1592 |
Closed |
$113.50 |
$0 |
0 |
0% |
-3,929,000 |
-45,392 |
0 |
Investment Brokerage ... |
|
|
CMS |
CMS Energy Corp |
1528 |
Closed |
$61.61 |
$0 |
0 |
0% |
-582,000 |
-10,960 |
0 |
Multi Utilities |
|
|
DWX |
Spdr S&P Intl Divd |
1560 |
Closed |
$35.14 |
$0 |
0 |
0% |
-756,000 |
-22,986 |
0 |
Closed - End Fund - E... |
|
|
ASGN |
On Assignment Inc |
1611 |
Closed |
$98.17 |
$0 |
0 |
0% |
-925,000 |
-11,321 |
0 |
Staffing & Outsourcin... |
|
|
VST |
Vistra Energy Corp |
1547 |
Closed |
$83.24 |
$0 |
0 |
0% |
-943,000 |
-28,411 |
0 |
N/A |
|
|
VIAC |
CBS Corp Class B |
1579 |
Closed |
$13.29 |
$0 |
0 |
0% |
-1,772,000 |
-137,361 |
0 |
Broadcasting - TV |
|
|
STR |
Sitio Royalties Corp |
1598 |
Closed |
$23.21 |
$0 |
0 |
0% |
-281,000 |
-11,603 |
0 |
N/A |
|
|
GWX |
St Spdr S&P Intl Sc |
1534 |
Closed |
$32.28 |
$0 |
0 |
0% |
-377,000 |
-12,954 |
0 |
Closed - End Fund - E... |
|
|
JPS |
Nuveen Quality Preferred In... |
1566 |
Closed |
$6.21 |
$0 |
0 |
0% |
-284,000 |
-45,995 |
0 |
Closed - End Fund - Debt |
|
|
NBXG |
Neuberger Berman Next Gener... |
1585 |
Closed |
$0.00 |
$0 |
0 |
0% |
-300,000 |
-28,745 |
0 |
N/A |
|
|
IMTM |
Ishares Edge Msci Intl Mome... |
1553 |
Closed |
$25.80 |
$0 |
0 |
0% |
-318,000 |
-10,093 |
0 |
N/A |
|
|
SMP |
Standard Motor Products Inc |
1604 |
Closed |
$32.44 |
$0 |
0 |
0% |
-8,231,000 |
-244,822 |
0 |
Auto Parts |
|
|
PAG |
Penske Automotive |
1540 |
Closed |
$153.93 |
$0 |
0 |
0% |
-2,011,000 |
-12,039 |
0 |
Auto Dealerships |
|
|
VRNS |
Varonis Systems Inc |
1572 |
Closed |
$44.59 |
$0 |
0 |
0% |
-437,000 |
-14,315 |
0 |
N/A |
|
|
ATVI |
Activision Blizzard Inc |
1591 |
Closed |
$94.42 |
$0 |
0 |
0% |
-47,793,000 |
-510,447 |
0 |
Multimedia & Graphics... |
|
|
FCA |
First Trust China Alphadex ... |
1527 |
Closed |
$20.21 |
$0 |
0 |
0% |
-201,000 |
-10,628 |
0 |
N/A |
|
|
PACW |
Pacwest Bancorp |
1559 |
Closed |
$7.54 |
$0 |
0 |
0% |
-1,660,000 |
-209,802 |
0 |
Domestic Regional Banks |
|
|
CEE |
Central European Equity Fun... |
1610 |
Closed |
$9.91 |
$0 |
0 |
0% |
-209,000 |
-24,341 |
0 |
Closed - End Fund - F... |
|
|
VCLT |
Vanguard Long-Term Corpora |
1546 |
Closed |
$75.72 |
$0 |
0 |
0% |
-769,000 |
-10,730 |
0 |
Closed - End Fund - Debt |
|
|
HYS |
Pimco 0 To 5 Year High Yiel... |
1578 |
Closed |
$92.94 |
$0 |
0 |
0% |
-1,117,000 |
-12,365 |
0 |
N/A |
|
|
FTRE |
Fortrea Holdings Inc. |
1597 |
Closed |
$36.34 |
$0 |
0 |
0% |
-297,000 |
-10,187 |
0 |
N/A |
|
|
NXPI |
NXP Semiconductors NV |
1533 |
Closed |
$259.63 |
$0 |
0 |
0% |
-3,971,000 |
-19,861 |
0 |
Semiconductor- Broad... |
|
|
SGEN |
Seagen Inc |
1565 |
Closed |
$228.74 |
$0 |
0 |
0% |
-9,093,000 |
-42,862 |
0 |
Biotechnology |
|
|
AGCO |
AGCO Corporation |
1552 |
Closed |
$115.47 |
$0 |
0 |
0% |
-3,069,000 |
-25,942 |
0 |
Farm & Construction M... |
|
|
TROW |
T Rowe Price Group Inc |
1584 |
Closed |
$112.01 |
$0 |
0 |
0% |
-1,167,000 |
-11,131 |
0 |
Asset Management |
|
|
TOL |
Toll Brothers Inc |
1603 |
Closed |
$127.76 |
$0 |
0 |
0% |
-970,000 |
-13,116 |
0 |
Residential Construct... |
|
|
KXI |
iShares S&P Global Consumer... |
1539 |
Closed |
$60.60 |
$0 |
0 |
0% |
-1,067,000 |
-18,701 |
0 |
Closed - End Fund - E... |
|
|
BCE |
BCE Inc (USA) |
1571 |
Closed |
$33.55 |
$0 |
0 |
0% |
-447,000 |
-11,700 |
0 |
Telecom Services - Do... |
|
|
LAD |
Lithia Motors Inc |
1590 |
Closed |
$262.31 |
$0 |
0 |
0% |
-3,344,000 |
-11,323 |
0 |
Auto Dealerships |
|
|
BSCN |
Invesco Bulletshares 2023 C... |
1526 |
Closed |
$21.19 |
$0 |
0 |
0% |
-216,000 |
-10,167 |
0 |
N/A |
|
|
GMAR |
Ft Cboe Vest Us Equity Mode... |
1558 |
Closed |
$0.00 |
$0 |
0 |
0% |
-1,410,000 |
-44,537 |
0 |
N/A |
|
|
AVO |
Mission Produce, Inc. |
1609 |
Closed |
$0.00 |
$0 |
0 |
0% |
-221,000 |
-22,872 |
0 |
N/A |
|
|
KEMQ |
Kraneshares Emerging Mkts C... |
1545 |
Closed |
$16.03 |
$0 |
0 |
0% |
-317,000 |
-22,670 |
0 |
N/A |
|
|
PFLD |
Aam Low Duration Preferred ... |
1577 |
Closed |
$21.09 |
$0 |
0 |
0% |
-212,000 |
-10,169 |
0 |
N/A |
|
|
CMC |
Commercial Metals Co |
1596 |
Closed |
$55.79 |
$0 |
0 |
0% |
-5,502,000 |
-111,350 |
0 |
Steel & Iron |
|
|
ESRT |
Empire State Realty Trust, ... |
1532 |
Closed |
$9.38 |
$0 |
0 |
0% |
-283,000 |
-35,177 |
0 |
REIT - Diversified |
|
|
TMP |
Tompkins Financial Corp |
1564 |
Closed |
$47.53 |
$0 |
0 |
0% |
-599,000 |
-12,236 |
0 |
Domestic Regional Banks |
|
|
PSJ |
Invesco Dynamic Software ETF |
1551 |
Closed |
$43.69 |
$0 |
0 |
0% |
-334,000 |
-10,296 |
0 |
Closed - End Fund - Debt |
|
|
DBO |
Invesco DB Oil |
1583 |
Closed |
$15.29 |
$0 |
0 |
0% |
-278,000 |
-15,747 |
0 |
Closed - End Fund - Debt |
|
|
PBP |
Invesco S&P 500 BuyWrite ETF |
1602 |
Closed |
$21.86 |
$0 |
0 |
0% |
-356,000 |
-16,684 |
0 |
Closed - End Fund - Debt |
|
|
BOE |
Blackrock Global Opportunit... |
1538 |
Closed |
$10.25 |
$0 |
0 |
0% |
-204,000 |
-21,677 |
0 |
Closed - End Fund - E... |
|
|
OZK |
Bank OZK |
1570 |
Closed |
$47.55 |
$0 |
0 |
0% |
-414,000 |
-11,171 |
0 |
Domestic Regional Banks |
|
|
ICF |
iShares Tr Cohen & Steers |
1589 |
Closed |
$0.00 |
$0 |
0 |
0% |
-563,000 |
-11,215 |
0 |
Closed - End Fund - E... |
|
|
ENV |
Envestnet, Inc. |
1525 |
Closed |
$63.43 |
$0 |
0 |
0% |
-945,000 |
-21,454 |
0 |
Information Technolog... |
|
|
AEO |
American Eagle Outfitters Inc |
1557 |
Closed |
$24.63 |
$0 |
0 |
0% |
-267,000 |
-16,072 |
0 |
Apparel Stores |
|
|
PCOR |
Procore Technologies, Inc. |
1608 |
Closed |
$68.52 |
$0 |
0 |
0% |
-767,000 |
-11,740 |
0 |
N/A |
|
|
SSYS |
Stratasys Inc |
1544 |
Closed |
$9.84 |
$0 |
0 |
0% |
-494,000 |
-36,269 |
0 |
Computer Peripherals |
|
|
COMT |
iShares Commodities Select ... |
1576 |
Closed |
$27.08 |
$0 |
0 |
0% |
-364,000 |
-12,497 |
0 |
N/A |
|
|
DBI |
Designer Brands Inc |
1595 |
Closed |
$9.57 |
$0 |
0 |
0% |
-11,824,000 |
-934,000 |
0 |
Apparel Stores |
|
|
PVI |
Invesco Vrdo Tax Free Weekl... |
1531 |
Closed |
$24.84 |
$0 |
0 |
0% |
-270,000 |
-10,863 |
0 |
Closed - End Fund - Debt |
|
|
USTB |
Victoryshares Usaa Core Sho... |
1563 |
Closed |
$0.00 |
$0 |
0 |
0% |
-669,000 |
-13,684 |
0 |
N/A |
|
|
FAAR |
First Trust Alternative Abs... |
1550 |
Closed |
$0.00 |
$0 |
0 |
0% |
-306,000 |
-10,673 |
0 |
N/A |
|
|
INGN |
Inogen Inc |
1582 |
Closed |
$7.19 |
$0 |
0 |
0% |
-216,000 |
-41,465 |
0 |
N/A |
|
|
BSM |
Black Stone Minerals, L.p. |
1601 |
Closed |
$16.70 |
$0 |
0 |
0% |
-217,000 |
-12,593 |
0 |
N/A |
|
|
JHPI |
John Hancock Preferred Inco... |
1537 |
Closed |
$0.00 |
$0 |
0 |
0% |
-4,534,000 |
-218,605 |
0 |
N/A |
|
|
AVID |
Avid Technology Inc |
1569 |
Closed |
$27.04 |
$0 |
0 |
0% |
-531,000 |
-19,752 |
0 |
Electronic Equipment |
|
|
MPW |
Medical Properties Trust Inc |
1588 |
Closed |
$4.50 |
$0 |
0 |
0% |
-414,000 |
-76,016 |
0 |
REIT - Healthcare Fac... |
|
|
RJF |
Raymond James Financial Inc |
1524 |
Closed |
$125.58 |
$0 |
0 |
0% |
-28,423,000 |
-283,015 |
0 |
Investment Brokerage ... |
|
|
PAGS |
PagSeguro Digital Ltd. |
1556 |
Closed |
$12.98 |
$0 |
0 |
0% |
-259,000 |
-30,138 |
0 |
N/A |
|
|
HCSG |
Healthcare Services Group Inc |
1607 |
Closed |
$10.83 |
$0 |
0 |
0% |
-270,000 |
-25,840 |
0 |
Business Services |
|
|
FDT |
First Trust Developed Marke... |
1543 |
Closed |
$56.11 |
$0 |
0 |
0% |
-859,000 |
-17,103 |
0 |
N/A |
|
|
GQRE |
Flexshares Global Quality R... |
1575 |
Closed |
$54.74 |
$0 |
0 |
0% |
-498,000 |
-10,176 |
0 |
N/A |
|
|
AXL |
American Axle & Manufacturi... |
1594 |
Closed |
$7.56 |
$0 |
0 |
0% |
-1,855,000 |
-255,478 |
0 |
Auto Parts |
|
|
TECH |
Techne Corp |
1530 |
Closed |
$76.06 |
$0 |
0 |
0% |
-1,037,000 |
-15,233 |
0 |
Biotechnology |
|
|
SCHP |
Schwab U.S. Tips Etf |
1562 |
Closed |
$51.56 |
$0 |
0 |
0% |
-950,000 |
-18,809 |
0 |
N/A |
|
|
AMBA |
Ambarella Inc |
1549 |
Closed |
$47.82 |
$0 |
0 |
0% |
-689,000 |
-13,000 |
0 |
Semiconductor Equipme... |
|
|
EVBG |
Everbridge, Inc. |
1581 |
Closed |
$34.79 |
$0 |
0 |
0% |
-411,000 |
-18,313 |
0 |
N/A |
|
