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| Name: |
CALDWELL SUTTER CAPITAL INC. |
| City: |
SAUSALITO |
| State: |
CA |
| Zip: |
94966-0190 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
V |
Visa Inc |
3 |
- |
$277.19 |
$4,572,000 |
16,383 |
2.2% |
547,000 |
923 |
0.001 |
Business Services |
|
|
KNTK |
Kinetik Holdings Inc |
6 |
- |
$39.37 |
$3,851,000 |
96,579 |
1.85% |
891,000 |
7,971 |
0.224 |
N/A |
|
|
CVX |
Chevron Corp |
7 |
- |
$162.54 |
$3,250,000 |
20,605 |
1.56% |
198,000 |
141 |
0.001 |
Integrated Oil & Gas |
|
|
DGICA |
Donegal Group Inc |
8 |
- |
$13.37 |
$3,220,000 |
227,720 |
1.55% |
147,000 |
8,050 |
0.968 |
Property & Casualty I... |
|
|
VIG |
Vanguard Dividend Appreciat... |
14 |
- |
$179.14 |
$2,384,000 |
13,058 |
1.15% |
228,000 |
408 |
0.003 |
Closed - End Fund - Debt |
|
|
SSBI |
Summit State Bank |
16 |
- |
$9.65 |
$2,271,000 |
209,328 |
1.09% |
-282,000 |
1,573 |
3.465 |
Marketing Services |
|
|
PFE |
Pfizer Inc |
17 |
- |
$28.27 |
$2,043,000 |
73,621 |
0.98% |
-28,000 |
1,674 |
0.001 |
Drug Manufacturers - ... |
|
|
BSM |
Black Stone Minerals, L.p. |
25 |
- |
$16.61 |
$1,715,000 |
107,300 |
0.83% |
28,000 |
1,600 |
0.052 |
N/A |
|
|
FB |
Meta Platforms Inc |
33 |
- |
$472.60 |
$1,614,000 |
3,324 |
0.78% |
438,000 |
2 |
0 |
Internet Service Prov... |
|
|
IGM |
iShares S&P GSTI Tech Index Fd |
38 |
- |
$85.28 |
$1,457,000 |
16,902 |
0.7% |
148,000 |
13,982 |
0.19 |
Closed - End Fund - E... |
|
|
HD |
Home Depot Inc |
41 |
- |
$338.83 |
$1,440,000 |
3,754 |
0.69% |
263,000 |
358 |
0 |
Home Improvement Stores |
|
|
SENEA |
Seneca Foods A |
43 |
- |
$59.87 |
$1,291,000 |
22,685 |
0.62% |
206,000 |
2,000 |
0.307 |
Processed & Packaged ... |
|
|
VZ |
Verizon Communications Inc |
62 |
- |
$39.48 |
$983,000 |
23,432 |
0.47% |
114,000 |
390 |
0.001 |
Telecom Services - Do... |
|
|
PG |
Procter & Gamble Co |
67 |
- |
$165.07 |
$889,000 |
5,477 |
0.43% |
160,000 |
500 |
0 |
Cleaning Products |
|
|
JNJ |
Johnson & Johnson |
69 |
- |
$148.95 |
$845,000 |
5,341 |
0.41% |
72,000 |
409 |
0 |
Drug Manufacturers - ... |
|
|
CLX |
Clorox Co |
73 |
- |
$140.42 |
$796,000 |
5,196 |
0.38% |
150,000 |
666 |
0.004 |
Cleaning Products |
|
|
WM |
Waste Management Inc |
75 |
- |
$210.00 |
$773,000 |
3,628 |
0.37% |
695,000 |
3,193 |
0.001 |
Waste Management |
|
|
T |
AT&T Corp |
77 |
- |
$17.11 |
$746,000 |
42,407 |
0.36% |
35,000 |
18 |
0.001 |
Long Distance Carriers |
|
|
ITIC |
Investors Title Co |
81 |
- |
$159.61 |
$717,000 |
4,393 |
0.35% |
183,000 |
1,100 |
0.232 |
Surety & Title Insurance |
|
|
VTV |
Vanguard Value VIPERS |
88 |
- |
$159.58 |
$646,000 |
3,968 |
0.31% |
70,000 |
112 |
0.001 |
Closed - End Fund - E... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
89 |
- |
$90.19 |
$635,000 |
6,713 |
0.31% |
-8,000 |
212 |
0.272 |
Closed - End Fund - E... |
|
|
DUK |
Duke Energy Corp |
94 |
- |
$102.38 |
$621,000 |
6,426 |
0.3% |
8,000 |
104 |
0.001 |
Electric Utilities |
|
|
GOOG |
Alphabet Inc |
95 |
- |
$171.16 |
$601,000 |
3,946 |
0.29% |
160,000 |
819 |
0 |
Search Engines & Info... |
|
|
WMT |
Wal-Mart Stores Inc |
107 |
- |
$60.24 |
$517,000 |
8,588 |
0.25% |
24,000 |
5,461 |
0 |
Discount, Variety Stores |
|
|
UPS |
United Parcel Service Inc |
108 |
- |
$147.77 |
$500,000 |
3,365 |
0.24% |
-17,000 |
78 |
0 |
AirDelivery & Freight... |
|
|
USB |
US Bancorp Delaware |
113 |
- |
$41.69 |
$471,000 |
10,528 |
0.23% |
31,000 |
372 |
0.001 |
Domestic Regional Banks |
|
|
MMM |
3M Co |
119 |
- |
$96.35 |
$445,000 |
4,195 |
0.21% |
8,000 |
198 |
0.001 |
Conglomerates |
|
|
USFR |
Wisdomtree Bloomberg Floati... |
120 |
- |
$50.40 |
$436,000 |
8,675 |
0.21% |
113,000 |
2,253 |
0.002 |
N/A |
|
|
CCI |
Crown Castle International ... |
121 |
- |
$97.31 |
$433,000 |
4,094 |
0.21% |
-6,000 |
287 |
0.001 |
Integrated Telecommun... |
|
|
KMB |
Kimberly Clark Corp |
122 |
- |
$135.93 |
$429,000 |
3,320 |
0.21% |
32,000 |
56 |
0.001 |
Paper & Paper Products |
|
|
NEE |
NextEra Energy |
127 |
- |
$72.85 |
$399,000 |
6,242 |
0.19% |
20,000 |
10 |
0.161 |
Electric Utilities |
|
|
BMY |
Bristol-Myers Squibb Co |
132 |
- |
$43.67 |
$374,000 |
6,904 |
0.18% |
87,000 |
1,311 |
0 |
Drug Manufacturers - ... |
|
|
BCE |
BCE Inc (USA) |
135 |
- |
$33.62 |
$353,000 |
10,393 |
0.17% |
-32,000 |
612 |
0.001 |
Telecom Services - Do... |
|
|
VO |
Vanguard Mid Cap VIPERS |
137 |
- |
$243.59 |
$346,000 |
1,383 |
0.17% |
42,000 |
76 |
0.001 |
Closed - End Fund - E... |
|
|
GIS |
General Mills Inc |
142 |
- |
$69.53 |
$337,000 |
4,811 |
0.16% |
34,000 |
167 |
0 |
Food - Major Diversified |
|
|
MDT |
Medtronic Plc |
143 |
- |
$81.55 |
$335,000 |
3,848 |
0.16% |
23,000 |
57 |
0 |
Medical Appliances & ... |
|
|
KEY |
Keycorp |
144 |
- |
$15.02 |
$331,000 |
20,927 |
0.16% |
40,000 |
742 |
0.002 |
Domestic Money Center... |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
145 |
- |
$81.28 |
$328,000 |
4,011 |
0.16% |
6,000 |
83 |
0 |
Closed - End Fund - E... |
|
|
D |
Dominion Energy Inc |
147 |
- |
$52.15 |
$324,000 |
6,593 |
0.16% |
28,000 |
288 |
0.001 |
Electric Utilities |
|
|
RTX |
RTX Corp |
148 |
- |
$101.02 |
$322,000 |
3,304 |
0.15% |
45,000 |
17 |
0 |
Conglomerates |
|
|
ETE |
Energy Transfer Equity LP |
158 |
- |
$16.25 |
$267,000 |
16,971 |
0.13% |
33,000 |
6 |
0.001 |
Oil & Gas Pipelines &... |
|
|
IYH |
iShares Dow Jones US Health... |
160 |
- |
$59.77 |
$264,000 |
4,265 |
0.13% |
20,000 |
3,412 |
0.042 |
Closed - End Fund - E... |
|
|
UFPI |
Ufp Industries inc |
162 |
- |
$40.21 |
$258,000 |
2,096 |
0.12% |
132,000 |
1,096 |
0.004 |
Lumber,Wood Production |
|
|
WELL |
Welltower Inc |
166 |
- |
$98.40 |
$251,000 |
2,685 |
0.12% |
33,000 |
270 |
0 |
REIT - Healthcare Fac... |
|
|
GOOGL |
Alphabet Inc |
169 |
- |
$169.38 |
$246,000 |
1,628 |
0.12% |
80,000 |
438 |
0 |
Search Engines & Info... |
|
|
KMI |
Kinder Morgan Inc |
170 |
- |
$18.81 |
$241,000 |
13,159 |
0.12% |
12,000 |
164 |
0.001 |
Gas Utilities |
|
|
VEA |
Vanguard Europe Pacific ETF |
171 |
- |
$49.56 |
$240,000 |
4,783 |
0.12% |
29,000 |
376 |
0 |
Closed - End Fund - F... |
|
|
ED |
Consolidated Edison Inc |
174 |
- |
$97.57 |
$239,000 |
2,635 |
0.12% |
11,000 |
131 |
0 |
Multi Utilities |
|
|
CLMT |
Calumet Specialty Products ... |
179 |
- |
$16.11 |
$223,000 |
15,000 |
0.11% |
-9,000 |
2,000 |
0.019 |
Oil & Gas Refining, P... |
|
|
LQD |
iShares Trust Goldman Sachs |
180 |
- |
$106.48 |
$222,000 |
2,037 |
0.11% |
2,000 |
50 |
0 |
Closed - End Fund - E... |
|
|
VV |
Vanguard Large Cap VIPERS |
183 |
- |
$237.29 |
$213,000 |
887 |
0.1% |
163,000 |
657 |
0.001 |
Closed - End Fund - E... |
|
|
REGL |
ProShares S&P MidCap 400 Di... |
184 |
- |
$0.00 |
$212,000 |
2,696 |
0.1% |
18,000 |
57 |
0.002 |
N/A |
|
|
MRVL |
Marvell Technology, Inc. |
187 |
- |
$68.11 |
$209,000 |
2,954 |
0.1% |
32,000 |
25 |
0 |
N/A |
|
|
VB |
Vanguard Small Cap VIPERS |
192 |
- |
$220.83 |
$201,000 |
878 |
0.1% |
29,000 |
70 |
0.046 |
Closed - End Fund - E... |
|
|
AEP |
American Electric Power Co Inc |
203 |
- |
$90.58 |
$193,000 |
2,247 |
0.09% |
31,000 |
252 |
0 |
Electric Utilities |
|
|
ESS |
Essex Property Trust Inc |
210 |
- |
$254.50 |
$187,000 |
765 |
0.09% |
3,000 |
21 |
0 |
REIT - Housing/Apartm... |
|
|
CARR |
Carrier Global Corp |
217 |
- |
$64.31 |
$177,000 |
3,042 |
0.09% |
3,000 |
10 |
0 |
N/A |
|
|
COLB |
Columbia Banking System Inc |
226 |
- |
$20.23 |
$160,000 |
8,276 |
0.08% |
-56,000 |
195 |
0 |
Savings & Loans |
|
|
AB |
AllianceBernstein |
229 |
- |
$32.34 |
$156,000 |
4,482 |
0.08% |
20,000 |
111 |
0 |
Asset Management |
|
|
AGG |
iShares Barclays Agency Bond |
232 |
- |
$96.26 |
$152,000 |
1,551 |
0.07% |
7,000 |
87 |
0 |
Closed - End Fund - E... |
|
|
GKOS |
Glaukos Corp |
240 |
- |
$106.91 |
$140,000 |
1,490 |
0.07% |
138,000 |
1,465 |
0.003 |
N/A |
|
|
BBT |
Truist Financial Corp |
241 |
- |
$35.64 |
$138,000 |
3,543 |
0.07% |
20,000 |
340 |
0 |
Domestic Regional Banks |
|
|
IWM |
iShares Tr Russell 2000 Indx |
245 |
- |
$203.78 |
$133,000 |
634 |
0.06% |
18,000 |
60 |
0.162 |
Closed - End Fund - E... |
|
|
CPB |
Campbell Soup Co |
250 |
- |
$45.01 |
$128,000 |
2,878 |
0.06% |
9,000 |
132 |
0.001 |
Food - Major Diversified |
|
|
PANW |
Palo Alto Networks Inc |
251 |
- |
$303.01 |
$127,000 |
448 |
0.06% |
16,000 |
71 |
0 |
Networking & Communic... |
|
|
SCHD |
Schwab US Dividend Equity ETF |
252 |
- |
$78.51 |
$126,000 |
1,560 |
0.06% |
85,000 |
1,020 |
0.001 |
N/A |
|
|
VWO |
Vanguard Emerging Markets S... |
253 |
- |
$43.20 |
$125,000 |
2,995 |
0.06% |
8,000 |
147 |
0 |
Closed - End Fund - E... |
|
|
MET |
MetLife Inc |
254 |
- |
$71.66 |
$122,000 |
1,646 |
0.06% |
16,000 |
50 |
0 |
Life & Health Insurance |
|
|
SMDV |
Proshares Russell 2000 Divi... |
255 |
- |
$0.00 |
$121,000 |
1,893 |
0.06% |
0 |
29 |
0.017 |
N/A |
|
|
BMO |
Bank of Montreal (USA) |
259 |
- |
$92.86 |
$116,000 |
1,189 |
0.06% |
2,000 |
35 |
0 |
Foreign Money Center ... |
|
|
DE |
Deere & Co |
261 |
- |
$405.42 |
$112,000 |
273 |
0.05% |
103,000 |
250 |
0 |
Farm & Construction M... |
|
|
PFF |
iShares S&P U.S. Preferred ... |
264 |
- |
$31.29 |
$109,000 |
3,385 |
0.05% |
66,000 |
2,000 |
0.005 |
Closed - End Fund - E... |
|
|
VCSH |
Vanguard Scottsdale Funds |
270 |
- |
$76.92 |
$104,000 |
1,348 |
0.05% |
6,000 |
75 |
0.002 |
N/A |
|
|
FPE |
First Trust Preferred Secur... |
280 |
- |
$17.17 |
$95,000 |
5,491 |
0.05% |
7,000 |
300 |
0 |
N/A |
|
|
DHS |
WisdomTree Trust High-Yield... |
283 |
- |
$82.50 |
$92,000 |
1,061 |
0.04% |
61,000 |
679 |
0.01 |
Closed - End Fund - E... |
|
|
DVY |
iShares Dow Select Div |
286 |
- |
$122.90 |
$91,000 |
736 |
0.04% |
11,000 |
50 |
0 |
Closed - End Fund - E... |
|
|
SO |
Southern Co |
284 |
- |
$77.63 |
$91,000 |
1,264 |
0.04% |
6,000 |
50 |
0.001 |
Electric Utilities |
|
|
TSLA |
Tesla Motors Inc |
294 |
- |
$177.81 |
$85,000 |
485 |
0.04% |
40,000 |
303 |
0 |
Auto Manufacturers |
|
|
DD |
DuPont de Nemours Inc |
298 |
- |
$78.20 |
$80,000 |
1,048 |
0.04% |
1,000 |
18 |
0.004 |
Diversified Chemicals |
|
|
APD |
Air Products & Chemicals Inc |
303 |
- |
$246.27 |
$78,000 |
322 |
0.04% |
3,000 |
47 |
0 |
Diversified Chemicals |
|
|
GM |
General Motors Co |
307 |
- |
$42.66 |
$75,000 |
1,658 |
0.04% |
17,000 |
35 |
0 |
Auto Manufacturers |
|
|
TKR |
Timken Co |
315 |
- |
$89.82 |
$68,000 |
775 |
0.03% |
28,000 |
275 |
0.002 |
Machine Tools & Acces... |
|
|
MMC |
Marsh & McLennan Companies Inc |
316 |
- |
$203.59 |
$68,000 |
330 |
0.03% |
12,000 |
35 |
0 |
Insurance Brokers |
|
|
U |
Unity Software Inc. |
319 |
- |
$24.10 |
$67,000 |
2,500 |
0.03% |
67,000 |
2,500 |
0.002 |
N/A |
|
|
TD |
Toronto-Dominion Bank (USA) |
327 |
- |
$56.01 |
$62,000 |
1,031 |
0.03% |
0 |
79 |
0 |
Domestic Money Center... |
|
|
BG |
Bunge Ltd |
331 |
- |
$105.98 |
$61,000 |
596 |
0.03% |
2,000 |
10 |
0 |
Agricultural & Fertil... |
|
|
BEPC |
Brookfield Renewable Corp |
334 |
- |
$29.99 |
$58,000 |
2,373 |
0.03% |
0 |
345 |
0 |
N/A |
|
|
BIPC |
Brookfield Infrastructure O... |
340 |
- |
$34.17 |
$54,000 |
1,510 |
0.03% |
9,000 |
238 |
0 |
N/A |
|
|
EEM |
iShares MSCI Emrg Mkt Income |
344 |
- |
$42.28 |
$52,000 |
1,270 |
0.03% |
2,000 |
16 |
0.001 |
Closed - End Fund - E... |
|
|
EUDV |
Proshares Msci Europe Divid... |
346 |
- |
$0.00 |
$51,000 |
1,035 |
0.02% |
4,000 |
38 |
0.002 |
N/A |
|
|
CMS |
CMS Energy Corp |
354 |
- |
$62.74 |
$49,000 |
806 |
0.02% |
7,000 |
89 |
0 |
Multi Utilities |
|
|
MFC |
Manulife Financial Corporat... |
357 |
- |
$24.47 |
$47,000 |
1,894 |
0.02% |
30,000 |
1,108 |
0 |
Life & Health Insurance |
|
|
TOTL |
SPDR DoubleLine Total Retur... |
361 |
- |
$39.36 |
$46,000 |
1,160 |
0.02% |
5,000 |
150 |
0 |
N/A |
|
|
JPST |
Jp Morgan Ultra Short Incom... |
362 |
- |
$0.00 |
$46,000 |
920 |
0.02% |
40,000 |
800 |
0 |
N/A |
|
|
ESGV |
Vanguard Esg Us Stock Etf |
364 |
- |
$0.00 |
$44,000 |
467 |
0.02% |
21,000 |
196 |
0.002 |
N/A |
|
|
SCZ |
ISHARES MSCI EAFE SM |
373 |
- |
$63.15 |
$42,000 |
659 |
0.02% |
42,000 |
654 |
0 |
Closed - End Fund - E... |
|
|
YLDE |
Clearbridge Dividend Strate... |
371 |
- |
$0.00 |
$42,000 |
880 |
0.02% |
26,000 |
528 |
0.012 |
N/A |
|
|
ENPH |
Enphase Energy, Inc. |
391 |
- |
$112.36 |
$37,000 |
302 |
0.02% |
10,000 |
100 |
0 |
Semiconductor Equipme... |
|
|
DTE |
DTE Energy Co |
392 |
- |
$114.73 |
$36,000 |
320 |
0.02% |
1,000 |
5 |
0 |
Electric Utilities |
|
|
VGT |
Vanguard I T VIPERS |
393 |
- |
$515.42 |
$35,000 |
66 |
0.02% |
7,000 |
9 |
0.127 |
Closed - End Fund - E... |
|
