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Name: |
CALDWELL SUTTER CAPITAL INC. |
City: |
SAUSALITO |
State: |
CA |
Zip: |
94966-0190 |
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Ticker |
Company Name |
Position Rank |
New/Closed Postion |
Last Close |
Value |
Shares Held |
% of Portfolio |
Value Change |
Change In Shares Held |
% of Company |
Industry |
|
AAPL |
Apple Inc |
1 |
- |
$182.74 |
$8,794,000 |
51,286 |
4.23% |
-2,202,000 |
-5,827 |
0 |
Personal Computers |
|
MSA |
MSA Safety Incorporated |
2 |
- |
$187.59 |
$6,659,000 |
34,399 |
3.2% |
784,000 |
-400 |
0.088 |
Medical Appliances & ... |
|
MSFT |
Microsoft Corp |
4 |
- |
$410.54 |
$4,188,000 |
9,955 |
2.02% |
284,000 |
-428 |
0 |
Application Software |
|
CAT |
Caterpillar Inc |
5 |
- |
$344.50 |
$3,992,000 |
10,894 |
1.92% |
406,000 |
-1,236 |
0.002 |
Farm & Construction M... |
|
COST |
Costco Wholesale Corp |
9 |
- |
$763.41 |
$3,186,000 |
4,348 |
1.53% |
-107,000 |
-641 |
0.001 |
Discount, Variety Stores |
|
NAII |
Natural Alternatives Intern... |
11 |
- |
$6.51 |
$2,706,000 |
444,338 |
1.3% |
-229,000 |
-5,357 |
6.857 |
Drug Related Products |
|
IVV |
iShares Core S&P 500 Etf |
12 |
- |
$519.81 |
$2,684,000 |
5,105 |
1.29% |
173,000 |
-153 |
0 |
Closed - End Fund - E... |
|
INBK |
First Internet Bancorp |
13 |
- |
$33.22 |
$2,548,000 |
73,358 |
1.23% |
770,000 |
-150 |
0.749 |
Domestic Regional Banks |
|
IBM |
International Business Mach... |
19 |
- |
$169.90 |
$1,964,000 |
10,284 |
0.95% |
208,000 |
-454 |
0.001 |
Diversified Computer ... |
|
XOM |
Exxon Mobil Corp |
20 |
- |
$116.15 |
$1,861,000 |
16,011 |
0.9% |
234,000 |
-267 |
0 |
Integrated Oil & Gas |
|
PPIH |
Perma Pipe International Ho... |
21 |
- |
$9.24 |
$1,812,000 |
229,307 |
0.87% |
-69,000 |
-7,750 |
2.81 |
Pollution and Treatme... |
|
JPM |
JP Morgan Chase & Co |
22 |
- |
$195.65 |
$1,806,000 |
9,014 |
0.87% |
245,000 |
-164 |
0 |
Domestic Money Center... |
|
MOD |
Modine Manufacturing Co |
23 |
- |
$90.76 |
$1,793,000 |
18,839 |
0.86% |
430,000 |
-4,000 |
0.037 |
Auto Parts |
|
CMCT |
CIM Commercial Trust Corp |
24 |
- |
$20.00 |
$1,765,000 |
414,235 |
0.85% |
200,000 |
-9,992 |
2.837 |
REIT - Office |
|
KYN |
Kayne Anderson Mlp Investme... |
26 |
- |
$9.86 |
$1,711,000 |
170,910 |
0.82% |
128,000 |
-9,352 |
0.135 |
Closed - End Fund - Debt |
|
PKBK |
Parke Bank |
27 |
- |
$16.84 |
$1,710,000 |
99,294 |
0.82% |
-325,000 |
-1,177 |
0.838 |
Domestic Regional Banks |
|
PEP |
Pepsico Inc |
28 |
- |
$177.41 |
$1,688,000 |
9,643 |
0.81% |
-18,000 |
-400 |
0.001 |
Beverage Soft Drinks... |
|
BCML |
Baycom Corp |
29 |
- |
$20.43 |
$1,685,000 |
81,761 |
0.81% |
-256,000 |
-500 |
0.691 |
N/A |
|
AXP |
American Express Co |
30 |
- |
$236.24 |
$1,672,000 |
7,342 |
0.8% |
295,000 |
-10 |
0.001 |
Credit Services |
|
VTI |
Vanguard Total Stock Market... |
32 |
- |
$256.30 |
$1,632,000 |
6,278 |
0.79% |
94,000 |
-207 |
0.001 |
Closed - End Fund - E... |
|
UNP |
Union Pacific Corp |
34 |
- |
$245.90 |
$1,520,000 |
6,182 |
0.73% |
1,000 |
-2 |
0.001 |
Railroads |
|
AMRK |
A-Mark Precious Metals, Inc. |
36 |
- |
$38.15 |
$1,504,000 |
49,002 |
0.72% |
-60,000 |
-2,700 |
0.21 |
N/A |
|
UMH |
UMH Properties Inc |
37 |
- |
$15.90 |
$1,494,000 |
92,021 |
0.72% |
69,000 |
-1,000 |
0.159 |
REIT - Housing/Apartm... |
|
MCI |
Barings Corporate Investors |
39 |
- |
$18.49 |
$1,455,000 |
84,614 |
0.7% |
-160,000 |
-3,000 |
0.908 |
Closed - End Fund - Debt |
|
ARL |
American Realty Investors Inc |
40 |
- |
$14.00 |
$1,448,000 |
80,782 |
0.7% |
4,000 |
-2,142 |
0.505 |
Property Management |
|
CSCO |
Cisco Systems Inc |
42 |
- |
$48.00 |
$1,407,000 |
28,189 |
0.68% |
-35,000 |
-360 |
0.001 |
Networking & Communic... |
|
CWBC |
Community West Bancshares |
45 |
- |
$18.70 |
$1,213,000 |
78,357 |
0.58% |
-158,000 |
-500 |
0.925 |
Domestic Regional Banks |
|
INTC |
Intel Corp |
46 |
- |
$30.00 |
$1,197,000 |
27,096 |
0.58% |
-210,000 |
-910 |
0.001 |
Semiconductor- Broad... |
|
MNTX |
Manitex International Inc |
47 |
- |
$6.49 |
$1,171,000 |
170,725 |
0.56% |
-330,000 |
-1,000 |
0.863 |
Diversified Machinery |
|
DIT |
Amcon Distributing Co |
49 |
- |
$160.00 |
$1,119,000 |
6,082 |
0.54% |
-118,000 |
-261 |
0.881 |
Food Wholesale |
|
MRK |
Merck & Co Inc |
50 |
- |
$131.20 |
$1,109,000 |
8,403 |
0.53% |
156,000 |
-338 |
0 |
Drug Manufacturers - ... |
|
BOND |
Pimco Total Return Exchange... |
51 |
- |
$89.43 |
$1,083,000 |
11,793 |
0.52% |
-78,000 |
-769 |
0.034 |
N/A |
|
NICK |
Nicholas Financial Inc |
52 |
- |
$6.40 |
$1,081,000 |
159,900 |
0.52% |
-29,000 |
-1,000 |
2.028 |
Credit Services |
|
VUG |
Vanguard Growth VIPERS |
53 |
- |
$342.82 |
$1,079,000 |
3,136 |
0.52% |
74,000 |
-97 |
0.233 |
Closed - End Fund - E... |
|
MCD |
McDonalds Corp |
55 |
- |
$268.49 |
$1,072,000 |
3,803 |
0.52% |
-56,000 |
-2 |
0.001 |
Restaurants |
|
ABBV |
Abbvie Inc. |
56 |
- |
$160.45 |
$1,065,000 |
5,847 |
0.51% |
106,000 |
-344 |
0 |
Drug Manufacturers - ... |
|
BA |
Boeing Co |
57 |
- |
$180.35 |
$1,045,000 |
5,414 |
0.5% |
-419,000 |
-201 |
0.001 |
Aerospace/Defense - M... |
|
NWLI |
National Western Life Insur... |
58 |
- |
$490.19 |
$1,040,000 |
2,113 |
0.5% |
-119,000 |
-287 |
0.061 |
Life & Health Insurance |
|
INTG |
Intergroup Corp |
60 |
- |
$19.95 |
$990,000 |
44,102 |
0.48% |
113,000 |
-609 |
1.869 |
Property Management |
|
ENB |
Enbridge Inc (USA) |
61 |
- |
$37.23 |
$988,000 |
27,312 |
0.48% |
-7,000 |
-301 |
0.001 |
Oil & Gas Pipelines &... |
|
BRK.B |
Berkshire Hathaway B |
63 |
- |
$406.37 |
$972,000 |
2,312 |
0.47% |
112,000 |
-99 |
0 |
Property & Casualty I... |
|
QCOM |
QUALCOMM Inc |
70 |
- |
$180.55 |
$826,000 |
4,878 |
0.4% |
73,000 |
-331 |
0 |
Communication Equipment |
|
DLR |
Digital Realty Trust Inc |
72 |
- |
$140.25 |
$803,000 |
5,576 |
0.39% |
34,000 |
-139 |
0.002 |
REIT - Diversified |
|
LMT |
Lockheed Martin Corp |
76 |
- |
$466.16 |
$759,000 |
1,668 |
0.37% |
-26,000 |
-63 |
0.001 |
Aerospace/Defense - M... |
|
OKE |
ONEOK Inc |
79 |
- |
$79.14 |
$729,000 |
9,097 |
0.35% |
80,000 |
-146 |
0.002 |
Gas Utilities |
|
DG |
Dollar General Corp |
80 |
- |
$137.52 |
$723,000 |
4,631 |
0.35% |
22,000 |
-524 |
0 |
Discount, Variety Stores |
|
BAC |
Bank of America Corp |
82 |
- |
$37.71 |
$713,000 |
18,791 |
0.34% |
47,000 |
-994 |
0.001 |
Domestic Money Center... |
|
GILD |
Gilead Sciences Inc |
83 |
- |
$64.92 |
$713,000 |
9,737 |
0.34% |
-80,000 |
-51 |
0 |
Biotechnology |
|
LGL |
LGL Group Inc |
85 |
- |
$5.24 |
$676,000 |
106,491 |
0.33% |
14,000 |
-1,406 |
2.044 |
Conglomerates |
|
LDUR |
Pimco Low Duration Active E... |
86 |
- |
$0.00 |
$663,000 |
6,994 |
0.32% |
-45,000 |
-474 |
0.01 |
N/A |
|
SBUX |
Starbucks Corp |
92 |
- |
$73.50 |
$632,000 |
6,916 |
0.3% |
-63,000 |
-322 |
0.001 |
Specialty Eateries |
|
KEYS |
Keysight Technologies Inc |
97 |
- |
$150.80 |
$598,000 |
3,826 |
0.29% |
-46,000 |
-224 |
0.002 |
N/A |
|
DIS |
Walt Disney Co |
98 |
- |
$105.44 |
$571,000 |
4,666 |
0.27% |
122,000 |
-303 |
0 |
Entertainment - Diver... |
|
PNBK |
Patriot National Bancorp Inc |
99 |
- |
$3.30 |
$566,000 |
150,901 |
0.27% |
-20,000 |
-2,200 |
3.82 |
Domestic Regional Banks |
|
WMB |
Williams Companies Inc |
100 |
- |
$39.32 |
$555,000 |
14,239 |
0.27% |
49,000 |
-296 |
0.002 |
Oil & Gas Pipelines &... |
|
AMGN |
Amgen Inc |
101 |
- |
$307.31 |
$555,000 |
1,952 |
0.27% |
-31,000 |
-82 |
0 |
Biotechnology |
|
FSBW |
Fs Bancorp, Inc. |
102 |
- |
$32.20 |
$537,000 |
15,468 |
0.26% |
-72,000 |
-1,000 |
0.189 |
Domestic Regional Banks |
|
DOW |
DOW Inc |
103 |
- |
$58.64 |
$535,000 |
9,242 |
0.26% |
-22,000 |
-922 |
0.001 |
Diversified Chemicals |
|
AMZN |
Amazon.com Inc |
104 |
- |
$188.00 |
$533,000 |
2,957 |
0.26% |
51,000 |
-217 |
0 |
Internet Software & S... |
|
KO |
Coca-Cola Co |
105 |
- |
$62.85 |
$525,000 |
8,585 |
0.25% |
-68,000 |
-1,486 |
0 |
Beverage Soft Drinks... |
|
UNH |
Unitedhealth Group Inc |
106 |
- |
$503.21 |
$518,000 |
1,047 |
0.25% |
-561,000 |
-1,002 |
0 |
Health Care Plans |
|
O |
Realty Income Corp |
109 |
- |
$54.79 |
$495,000 |
9,152 |
0.24% |
-221,000 |
-3,314 |
0.001 |
REIT - Retail |
|
DVN |
Devon Energy Corp |
110 |
- |
$50.56 |
$493,000 |
9,830 |
0.24% |
38,000 |
-205 |
0.001 |
Independent Oil & Gas |
|
IWR |
iShares Tr Rssll MidCap Indx |
112 |
- |
$81.56 |
$476,000 |
5,664 |
0.23% |
21,000 |
-196 |
0.002 |
Closed - End Fund - E... |
|
NVDA |
NVIDIA Corporation |
114 |
- |
$904.12 |
$463,000 |
513 |
0.22% |
175,000 |
-70 |
0 |
Semiconductor - Speci... |
|
NUE |
Nucor Corp |
115 |
- |
$169.80 |
$460,000 |
2,326 |
0.22% |
53,000 |
-12 |
0.001 |
Steel & Iron |
|
BMRC |
Bank of Marin Bancorp |
118 |
- |
$15.97 |
$452,000 |
26,944 |
0.22% |
-166,000 |
-1,104 |
0.198 |
Domestic Regional Banks |
|
STGW |
Stagwell Inc |
130 |
- |
$6.97 |
$387,000 |
62,200 |
0.19% |
-72,000 |
-7,000 |
0.048 |
Marketing Services |
|
MA |
MasterCard Inc A |
131 |
- |
$454.77 |
$386,000 |
802 |
0.19% |
-3,000 |
-110 |
0 |
Business Services |
|
F |
Ford Motor Co |
151 |
- |
$12.50 |
$298,000 |
22,472 |
0.14% |
1,000 |
-1,932 |
0.001 |
Auto Manufacturers |
|
AVGO |
Broadcom Limited |
152 |
- |
$1,325.37 |
$298,000 |
225 |
0.14% |
1,000 |
-41 |
0 |
Semiconductor- Broad... |
|
WFC |
Wells Fargo & Co |
153 |
- |
$61.23 |
$294,000 |
5,077 |
0.14% |
36,000 |
-173 |
0 |
Domestic Money Center... |
|
TRV |
Travelers Companies Inc |
154 |
- |
$217.34 |
$292,000 |
1,270 |
0.14% |
50,000 |
-1 |
0.001 |
Property & Casualty I... |
|
PRU |
Prudential Financial Inc |
155 |
- |
$116.69 |
$292,000 |
2,483 |
0.14% |
30,000 |
-48 |
0 |
Life & Health Insurance |
|
PM |
Philip Morris International... |
156 |
- |
$98.25 |
$291,000 |
3,175 |
0.14% |
-8,000 |
-3 |
0 |
Cigarettes & Other To... |
|
MO |
Altria Group Inc |
157 |
- |
$44.29 |
$274,000 |
6,272 |
0.13% |
-4,000 |
-621 |
0 |
Cigarettes & Other To... |
|
IBB |
iShares Tr Nasdaq Biotech |
161 |
- |
$132.59 |
$263,000 |
1,917 |
0.13% |
-9,000 |
-85 |
0.003 |
Closed - End Fund - E... |
|
PNC |
PNC Financial Services Grou... |
163 |
- |
$157.21 |
$258,000 |
1,599 |
0.12% |
5,000 |
-32 |
0 |
Domestic Money Center... |
|
WDAY |
Workday, Inc. |
165 |
- |
$249.63 |
$252,000 |
925 |
0.12% |
-6,000 |
-11 |
0 |
Application Software |
|
EPD |
Enterprise Products Partner... |
168 |
- |
$28.39 |
$249,000 |
8,519 |
0.12% |
16,000 |
-333 |
0 |
Independent Oil & Gas |
|
VCTR |
Victory Capital Holdings Inc |
167 |
- |
$52.11 |
$249,000 |
5,878 |
0.12% |
40,000 |
-200 |
0.009 |
N/A |
|
SPY |
Standard & Poors Depository... |
173 |
- |
$517.19 |
$239,000 |
457 |
0.12% |
15,000 |
-14 |
0.001 |
Closed - End Fund - E... |
|
PSX |
Phillips 66 |
175 |
- |
$146.94 |
$235,000 |
1,440 |
0.11% |
37,000 |
-44 |
0.059 |
Oil & Gas Refining, P... |
|
GSK |
GlaxoSmithKline Plc (ADR) |
178 |
- |
$40.41 |
$230,000 |
5,354 |
0.11% |
-3,000 |
-938 |
0 |
Drug Manufacturers - ... |
|
GPMT |
Granite Point Mortgage Trus... |
186 |
- |
$0.00 |
$211,000 |
44,280 |
0.1% |
-61,000 |
-1,500 |
0 |
N/A |
|
LRCX |
Lam Research Corp |
185 |
- |
$913.28 |
$211,000 |
217 |
0.1% |
34,000 |
-9 |
0.08 |
Semiconductor Equipme... |
|
NHF |
NexPoint Credit Strategies ... |
189 |
- |
$5.83 |
$207,000 |
31,421 |
0.1% |
-47,000 |
-504 |
0 |
Closed - End Fund - Debt |
|
CL |
Colgate Palmolive Co |
188 |
- |
$93.47 |
$207,000 |
2,295 |
0.1% |
22,000 |
-27 |
0.138 |
Personal Products |
|
IP |
International Paper Co |
190 |
- |
$39.28 |
$206,000 |
5,279 |
0.1% |
-27,000 |
-1,170 |
0.001 |
Paper & Paper Products |
|
IEI |
iShares Barclays 3-7 Year T... |
197 |
- |
$114.39 |
$200,000 |
1,728 |
0.1% |
-9,000 |
-52 |
0 |
Closed - End Fund - E... |
|
TXN |
Texas Instruments Inc |
196 |
- |
$183.95 |
$200,000 |
1,147 |
0.1% |
-1,000 |
-31 |
0 |
Semiconductor- Broad... |
|
NKE |
Nike Inc B |
199 |
- |
$93.59 |
$196,000 |
2,088 |
0.09% |
-33,000 |
-25 |
0 |
Textile - Apparel Foo... |
|
BIF |
Boulder Growth & Income Fund |
200 |
- |
$14.53 |
$195,000 |
12,932 |
0.09% |
0 |
-1,112 |
0.039 |
Closed - End Fund - Debt |
|
JPC |
Nuveen Multi-Strategy Incom... |
201 |
- |
$7.22 |
$195,000 |
27,144 |
0.09% |
-34,000 |
-6,720 |
0 |
Closed - End Fund - Debt |
|
BLK |
BlackRock Inc A |
202 |
- |
$778.33 |
$193,000 |
231 |
0.09% |
-2,000 |
-9 |
0.041 |
Investment Brokerage ... |
|
GAIN |
Gladstone Investment Corp |
204 |
- |
$14.16 |
$193,000 |
13,560 |
0.09% |
-5,000 |
-405 |
0 |
Closed - End Fund - E... |
|
CVS |
CVS/Caremark Corp |
205 |
- |
$54.91 |
$191,000 |
2,399 |
0.09% |
-6,000 |
-98 |
0.359 |
Drug Stores |
|
QSR |
Restaurant Brands Internati... |
207 |
- |
$73.38 |
$190,000 |
2,391 |
0.09% |
-17,000 |
-260 |
0.001 |
N/A |
|
COP |
ConocoPhillips |
209 |
- |
$123.06 |
$187,000 |
1,471 |
0.09% |
9,000 |
-59 |
0.001 |
Integrated Oil & Gas |
|
AFL |
AFLAC Inc |
212 |
- |
$84.83 |
$182,000 |
2,115 |
0.09% |
-3,000 |
-129 |
0 |
Life & Health Insurance |
|