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| Name: |
CALDWELL SUTTER CAPITAL INC. |
| City: |
SAUSALITO |
| State: |
CA |
| Zip: |
94966-0190 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
NEN |
New England Realty Associat... |
15 |
- |
$69.45 |
$2,325,000 |
32,339 |
1.12% |
71,000 |
0 |
0.886 |
Property Management |
|
|
CSWI |
CSW Industrials Inc |
18 |
- |
$247.88 |
$2,033,000 |
8,664 |
0.98% |
236,000 |
0 |
0.059 |
N/A |
|
|
BANR |
Banner Corp |
31 |
- |
$46.67 |
$1,665,000 |
34,687 |
0.8% |
-193,000 |
0 |
0.099 |
Savings & Loans |
|
|
JW.A |
John Wiley & Sons Inc A |
35 |
- |
$38.87 |
$1,506,000 |
39,488 |
0.72% |
253,000 |
0 |
0.072 |
Publishing |
|
|
AXR |
Amrep Corp |
44 |
- |
$20.61 |
$1,252,000 |
53,872 |
0.6% |
68,000 |
0 |
0.665 |
Residential Construct... |
|
|
CP |
Canadian Pacific Railway Li... |
48 |
- |
$81.67 |
$1,168,000 |
13,250 |
0.56% |
120,000 |
0 |
0.001 |
Railroads |
|
|
CSWC |
Capital Southwest Corp |
54 |
- |
$26.48 |
$1,079,000 |
43,228 |
0.52% |
54,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
HON |
Honeywell International Inc |
59 |
- |
$198.05 |
$1,030,000 |
5,017 |
0.5% |
-22,000 |
0 |
0.001 |
Conglomerates |
|
|
XLE |
SPDR Energy Sector |
64 |
- |
$93.10 |
$933,000 |
9,883 |
0.45% |
104,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
ELSE |
Electro Sensors Inc |
65 |
- |
$4.10 |
$932,000 |
223,581 |
0.45% |
83,000 |
0 |
6.557 |
Scientific & Technica... |
|
|
AIV |
Apartment Investment & Mana... |
68 |
- |
$30.35 |
$857,000 |
104,700 |
0.41% |
37,000 |
0 |
0.07 |
REIT - Housing/Apartm... |
|
|
ONB |
Old National Bancorp |
71 |
- |
$17.39 |
$809,000 |
46,492 |
0.39% |
24,000 |
0 |
0.016 |
Domestic Regional Banks |
|
|
DHR |
Danaher Corp |
74 |
- |
$249.55 |
$786,000 |
3,147 |
0.38% |
58,000 |
0 |
0 |
General Building Mate... |
|
|
MPV |
Babson Capital Participatio... |
78 |
- |
$15.47 |
$731,000 |
45,377 |
0.35% |
23,000 |
0 |
0.444 |
Closed - End Fund - Debt |
|
|
VDE |
Vanguard Energy VIPERS |
84 |
- |
$130.04 |
$690,000 |
5,237 |
0.33% |
76,000 |
0 |
0.009 |
Closed - End Fund - E... |
|
|
JW.B |
John Wiley & Sons Inc Class B |
87 |
- |
$38.85 |
$650,000 |
17,104 |
0.31% |
100,000 |
0 |
0.188 |
Publishing |
|
|
SSBK |
Southern States Bancshares,... |
90 |
- |
$0.00 |
$635,000 |
24,494 |
0.31% |
-82,000 |
0 |
0 |
N/A |
|
|
BRK.A |
Berkshire Hathaway Inc |
91 |
- |
$612,100.00 |
$634,000 |
1 |
0.31% |
91,000 |
0 |
0 |
Property & Casualty I... |
|
|
NRIM |
Northrim Bancorp Inc |
93 |
- |
$51.10 |
$625,000 |
12,367 |
0.3% |
-83,000 |
0 |
0.199 |
Domestic Regional Banks |
|
|
SMBK |
SmartFinancial Inc |
96 |
- |
$22.29 |
$599,000 |
28,431 |
0.29% |
-97,000 |
0 |
0.187 |
Domestic Regional Banks |
|
|
XLF |
SPDR Financial Sector |
111 |
- |
$41.36 |
$486,000 |
11,544 |
0.23% |
52,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
NSC |
Norfolk Southern Corp |
116 |
- |
$249.65 |
$459,000 |
1,800 |
0.22% |
34,000 |
0 |
0.001 |
Railroads |
|
|
BK |
Bank of New York Mellon Corp |
117 |
- |
$57.51 |
$458,000 |
7,943 |
0.22% |
45,000 |
0 |
0.001 |
Domestic Money Center... |
|
|
AAXJ |
Ishares Msci All Country As... |
123 |
- |
$70.29 |
$420,000 |
6,192 |
0.2% |
8,000 |
0 |
0.001 |
Closed - End Fund - Debt |
|
|
LOW |
Lowes Companies Inc |
124 |
- |
$232.07 |
$418,000 |
1,639 |
0.2% |
53,000 |
0 |
0 |
Home Improvement Stores |
|
|
ABT |
Abbott Laboratories |
125 |
- |
$104.94 |
$412,000 |
3,623 |
0.2% |
13,000 |
0 |
0 |
Drug Manufacturers - ... |
|
|
STT |
State Street Corp |
126 |
- |
$75.32 |
$410,000 |
5,300 |
0.2% |
-1,000 |
0 |
0.002 |
Asset Management |
|
|
CVCY |
Central Valley Community Ba... |
128 |
- |
$19.89 |
$399,000 |
20,043 |
0.19% |
-49,000 |
0 |
0 |
Domestic Regional Banks |
|
|
HEDJ |
Wisdomtree International He... |
129 |
- |
$47.59 |
$393,000 |
8,136 |
0.19% |
44,000 |
0 |
0.029 |
N/A |
|
|
RGR |
Sturm Ruger & Co Inc |
133 |
- |
$43.10 |
$372,000 |
8,056 |
0.18% |
6,000 |
0 |
0.046 |
Sporting Goods |
|
|
VOO |
Vanguard S&P 500 Etf |
134 |
- |
$475.42 |
$371,000 |
771 |
0.18% |
34,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
FTV |
Fortive Corp |
136 |
- |
$76.53 |
$351,000 |
4,084 |
0.17% |
50,000 |
0 |
0.001 |
N/A |
|
|
SMID |
Smith Midland Corp |
138 |
- |
$36.04 |
$342,000 |
7,272 |
0.16% |
55,000 |
0 |
0.145 |
General Building Mate... |
|
|
SPLP |
Steel Partners Holdings L.p. |
139 |
- |
$38.00 |
$341,000 |
8,611 |
0.16% |
-3,000 |
0 |
0.034 |
Conglomerates |
|
|
AMP |
Ameriprise Financial Inc |
140 |
- |
$425.94 |
$338,000 |
772 |
0.16% |
45,000 |
0 |
0.001 |
Asset Management |
|
|
SLB |
Schlumberger Ltd |
141 |
- |
$47.86 |
$337,000 |
6,150 |
0.16% |
17,000 |
0 |
0.001 |
Oil & Gas Equipment &... |
|
|
GE |
General Electric Co |
146 |
- |
$168.86 |
$326,000 |
1,858 |
0.16% |
89,000 |
0 |
0 |
Conglomerates |
|
|
FBMS |
First Bancshares Inc /ms/ |
149 |
- |
$25.23 |
$307,000 |
11,815 |
0.15% |
-40,000 |
0 |
0.055 |
Domestic Regional Banks |
|
|
XLK |
SPDR Technology Sector |
150 |
- |
$204.84 |
$300,000 |
1,440 |
0.14% |
23,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
CET |
Central Securities Corp |
159 |
- |
$41.45 |
$266,000 |
6,378 |
0.13% |
25,000 |
0 |
0.027 |
Closed - End Fund - E... |
|
|
XLY |
SPDR cnsmr discr sel sect |
164 |
- |
$177.85 |
$255,000 |
1,388 |
0.12% |
7,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
QQQ |
Invesco QQQ Trust Series I |
172 |
- |
$440.06 |
$240,000 |
541 |
0.12% |
18,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
BGH |
Buckeye Gp Holdings L.p. |
176 |
- |
$14.24 |
$235,000 |
16,400 |
0.11% |
15,000 |
0 |
0 |
Oil & Gas Pipelines &... |
|
|
FRPH |
Patriot Transportation Hold... |
177 |
- |
$31.00 |
$234,000 |
3,816 |
0.11% |
-6,000 |
0 |
0.041 |
Trucking |
|
|
COLM |
Columbia Sportswear Co |
182 |
- |
$81.93 |
$219,000 |
2,700 |
0.11% |
4,000 |
0 |
0.004 |
Textile - Apparel Clo... |
|
|
CSM |
Proshares Large Cap Core P |
191 |
- |
$0.00 |
$202,000 |
3,330 |
0.1% |
20,000 |
0 |
0.006 |
N/A |
|
|
PCG |
PG&E Corp |
194 |
- |
$17.84 |
$201,000 |
12,006 |
0.1% |
-15,000 |
0 |
0 |
Multi Utilities |
|
|
PBJ |
Invesco Dynamic Food & Beve... |
193 |
- |
$47.58 |
$201,000 |
4,126 |
0.1% |
12,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
ORI |
Old Republic International ... |
195 |
- |
$31.14 |
$200,000 |
6,500 |
0.1% |
9,000 |
0 |
0.004 |
Surety & Title Insurance |
|
|
GS |
Goldman Sachs Group Inc |
198 |
- |
$446.95 |
$199,000 |
477 |
0.1% |
15,000 |
0 |
0 |
Investment Brokerage ... |
|
|
PBHC |
Pathfinder Bancorp Inc |
206 |
- |
$12.48 |
$191,000 |
15,373 |
0.09% |
-24,000 |
0 |
0 |
Savings & Loans |
|
|
NDAQ |
Nasdaq OMX Group Inc |
208 |
- |
$59.91 |
$189,000 |
3,000 |
0.09% |
15,000 |
0 |
0.001 |
Business Services |
|
|
EBC |
Eastern Bankshares, Inc. |
211 |
- |
$13.62 |
$186,000 |
13,500 |
0.09% |
-6,000 |
0 |
0.007 |
N/A |
|
|
FFWM |
First Foundation Inc. |
213 |
- |
$5.56 |
$181,000 |
23,971 |
0.09% |
-51,000 |
0 |
0.059 |
N/A |
|
|
BARK |
Original Bark Ord Shs |
216 |
- |
$1.17 |
$177,000 |
142,830 |
0.09% |
62,000 |
0 |
0.086 |
N/A |
|
|
AMAL |
Amalgamated Bank |
218 |
- |
$25.49 |
$176,000 |
7,345 |
0.08% |
-22,000 |
0 |
0.024 |
N/A |
|
|
PWB |
Invesco Dynamic Large Cap G... |
220 |
- |
$88.27 |
$170,000 |
1,900 |
0.08% |
22,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
TCI |
Transcontinental Realty Inv... |
221 |
- |
$29.29 |
$169,000 |
4,500 |
0.08% |
13,000 |
0 |
0.052 |
Property Management |
|
|
MNSB |
MainStreet Bancshares Inc |
225 |
- |
$16.50 |
$160,000 |
8,818 |
0.08% |
-59,000 |
0 |
0.161 |
N/A |
|
|
NECB |
Northeast Community Bancorp... |
227 |
- |
$16.87 |
$157,000 |
10,000 |
0.08% |
-20,000 |
0 |
0.061 |
Savings & Loans |
|
|
XLC |
Communication Services Sele... |
233 |
- |
$81.26 |
$152,000 |
1,862 |
0.07% |
17,000 |
0 |
0 |
N/A |
|
|
IAU |
iShares COMEX Gold Trust |
234 |
- |
$43.65 |
$150,000 |
3,565 |
0.07% |
11,000 |
0 |
0.028 |
Closed - End Fund - E... |
|
|
HURC |
Hurco Companies Inc |
236 |
- |
$18.26 |
$149,000 |
7,415 |
0.07% |
-11,000 |
0 |
0.113 |
Scientific & Technica... |
|
|
CVE |
Cenovus Energy Inc |
237 |
- |
$20.75 |
$145,000 |
7,250 |
0.07% |
24,000 |
0 |
0.001 |
Oil & Gas Drilling & ... |
|
|
SDY |
streetTRACKS Series Trust -... |
239 |
- |
$129.90 |
$141,000 |
1,075 |
0.07% |
7,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
OTIS |
Otis Worldwide Corp |
242 |
- |
$94.52 |
$136,000 |
1,366 |
0.07% |
14,000 |
0 |
0 |
N/A |
|
|
MPTI |
M-Tron Industries, Inc. |
246 |
- |
$29.10 |
$133,000 |
4,433 |
0.06% |
-25,000 |
0 |
0 |
N/A |
|
|
OCFC |
Oceanfirst Financial Corp |
247 |
- |
$15.58 |
$131,000 |
7,964 |
0.06% |
-7,000 |
0 |
0.013 |
Savings & Loans |
|
|
NOBL |
ProShares S&P 500 Dividend ... |
248 |
- |
$0.00 |
$129,000 |
1,275 |
0.06% |
8,000 |
0 |
0.002 |
N/A |
|
|
DFUS |
Dimensional U S Equity Etf |
249 |
- |
$56.36 |
$129,000 |
2,264 |
0.06% |
12,000 |
0 |
0 |
N/A |
|
|
ADP |
Automatic Data Processing Inc |
256 |
- |
$242.94 |
$119,000 |
475 |
0.06% |
8,000 |
0 |
0 |
Business Software & S... |
|
|
X |
United States Steel Corp |
257 |
- |
$38.35 |
$118,000 |
2,900 |
0.06% |
-23,000 |
0 |
0.006 |
Metal Fabrication |
|
|
IWD |
iShares Russell 1000 Value |
260 |
- |
$175.05 |
$115,000 |
644 |
0.06% |
9,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
DFUV |
DFA Dimensional Us Marketwi... |
263 |
- |
$39.62 |
$110,000 |
2,700 |
0.05% |
10,000 |
0 |
0 |
N/A |
|
|
ACWI |
iShares MSCI ACWI Index |
262 |
- |
$109.38 |
$110,000 |
1,001 |
0.05% |
8,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
EQC |
Equity Commonwealth |
265 |
- |
$18.97 |
$109,000 |
5,786 |
0.05% |
-2,000 |
0 |
0 |
REIT - Office |
|
|
TTS |
Tile Shop Holdings, Inc. |
267 |
- |
$6.86 |
$105,000 |
15,000 |
0.05% |
-5,000 |
0 |
0.115 |
Residential Construct... |
|
|
EQC.PD |
Commonwealth Reit Prfd D |
269 |
- |
$24.85 |
$105,000 |
4,200 |
0.05% |
-1,000 |
0 |
0 |
N/A |
|
|
IWF |
iShares Russell 1000 Growth |
272 |
- |
$335.19 |
$104,000 |
310 |
0.05% |
10,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
CEF |
Sprott Physical Gold & Silv... |
271 |
- |
$21.42 |
$104,000 |
5,100 |
0.05% |
6,000 |
0 |
0 |
N/A |
|
|
TCBK |
Trico Bancshares |
274 |
- |
$37.57 |
$100,000 |
2,719 |
0.05% |
-17,000 |
0 |
0.009 |
Domestic Regional Banks |
|
|
FLIC |
First Of Long Island Corp |
275 |
- |
$10.50 |
$99,000 |
8,885 |
0.05% |
-19,000 |
0 |
0.037 |
Domestic Regional Banks |
|
|
MS |
Morgan Stanley |
276 |
- |
$95.64 |
$98,000 |
1,044 |
0.05% |
1,000 |
0 |
0 |
Investment Brokerage ... |
|
|
BYLK |
Baylake Corp |
277 |
- |
$80.79 |
$97,000 |
1,129 |
0.05% |
6,000 |
0 |
0.012 |
Domestic Regional Banks |
|
|
VLTO |
Veralto Corp |
278 |
- |
$96.73 |
$96,000 |
1,082 |
0.05% |
7,000 |
0 |
0 |
N/A |
|
|
ILPT |
Industrial Logistics Proper... |
279 |
- |
$3.95 |
$95,000 |
22,032 |
0.05% |
-9,000 |
0 |
0.036 |
N/A |
|
|
EZU |
iShares MSCI-EMU |
281 |
- |
$0.00 |
$94,000 |
1,838 |
0.05% |
7,000 |
0 |
0.001 |
Closed - End Fund - E... |
|
|
XLP |
SPDR Consmr Stpls Sector |
282 |
- |
$76.52 |
$93,000 |
1,224 |
0.04% |
5,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
EWG |
iShares MSCI-Germany |
285 |
- |
$31.66 |
$91,000 |
2,851 |
0.04% |
6,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
CVBF |
CVB Financial Corp |
287 |
- |
$17.18 |
$90,000 |
5,068 |
0.04% |
-12,000 |
0 |
0.004 |
Domestic Regional Banks |
|
|
ORCL |
Oracle Corp |
288 |
- |
$117.39 |
$89,000 |
706 |
0.04% |
15,000 |
0 |
0 |
Application Software |
|
|
RLJ |
Rlj Lodging Trust |
289 |
- |
$24.87 |
$88,000 |
3,600 |
0.04% |
-2,000 |
0 |
0.002 |
REIT - Hotel/Motel |
|
|
HYG |
iShares iBoxx $ High Yield ... |
290 |
- |
$77.00 |
$87,000 |
1,119 |
0.04% |
0 |
0 |
0.083 |
Closed - End Fund - E... |
|
|
RVSB |
Riverview Bancorp Inc |
291 |
- |
$4.20 |
$87,000 |
18,500 |
0.04% |
-31,000 |
0 |
0 |
Savings & Loans |
|
|
PSLV |
Sprott Physical Silver Trus... |
295 |
- |
$9.23 |
$85,000 |
10,300 |
0.04% |
2,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
ERII |
Energy Recovery, Inc. |
300 |
- |
$13.49 |
$79,000 |
5,000 |
0.04% |
-15,000 |
0 |
0.009 |
Multi Utilities |
|
|
IEFA |
Ishares Core Msci Eafe |
302 |
- |
$0.00 |
$78,000 |
1,054 |
0.04% |
4,000 |
0 |
0 |
N/A |
|
|
UBFO |
United Security Bancshares |
301 |
- |
$7.35 |
$78,000 |
10,065 |
0.04% |
-7,000 |
0 |
0.06 |
Domestic Regional Banks |
|
|
SPG |
Simon Property Group Inc |
304 |
- |
$147.88 |
$77,000 |
491 |
0.04% |
7,000 |
0 |
0 |
REIT - Retail |
|
|
XLI |
SPDR Industrial Sector |
305 |
- |
$124.35 |
$77,000 |
610 |
0.04% |
7,000 |
0 |
0 |
Closed - End Fund - E... |
|
