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Insider Information:   Chadwick Robert E
Relationship:   CEO, President, AFFILI...
City:   Pasadena
State:   CA
   
Insider Summary:
  
   
Companies Owned :   5    
Direct Shares   40,484    

Indirect Shares

  28,514      
Direct Value   $614,263    

Indirect Value

  $350,911      
Total Shares   68,998      
Total Value   $965,175      


Flaherty & Crumrine Preferred Income Opportunity Fund Inc
 $66,428 Flaherty & Crumrine/claymore Total Return Fund Inc
 $22,875 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc
 $129,900 Flaherty & Crumrine Preferred Income Fund Inc
 $20,660 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
 $374,400 Flaherty & Crumrine Preferred Income Opportunity Fund Inc
 $66,428 Flaherty & Crumrine/claymore Total Return Fund Inc
 $22,875 Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc
 $129,900 Flaherty & Crumrine Preferred Income Fund Inc
 $20,660 Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
 $374,400
 


Historical Performance :
Based on 6 Month Return Percentages
Buys 
Sells 

     Total Filings :

    0   
    0    

     Stock price went up :

    0   
    0    
     Stock price went down :
    0   
    0    
   
     Gain/Loss Ratio :
   0.0   
   0.0   
     Percentage Gain/Loss :
     0.0%
   0.0%
     
   
Holdings :
     Menu Company Name Ticker Relation Direct Date Direct Shares Indirect Date Indirect Shares Total Value Sold  
            Flaherty & Crumrine Preferred In... PFO Chief Financial Officer 2007-12-17 8,013 2006-12-26 8,603    Premium*  
            Flaherty & Crumrine/claymore Tot... FLC Vice President, CFO 2005-04-05 1,500 2006-12-26 4,198    Premium*  
            Flaherty & Crumrine/Claymore Pre... FFC Vice President, CFO 2008-12-29 8,971 2006-12-26 4,346    Premium*  
            Flaherty & Crumrine Preferred In... PFD Vice President, CFO 2005-09-28 2,000 2006-12-26 7,169    Premium*  
            Flaherty & Crumrine Dynamic Pref... DFP CEO, President, AFFILI... 2018-12-18 20,000 2013-04-17 4,198    Premium*  
* Premium Members only  

Records found :    17         Free Registration Required For Full Results.    Limit: 25

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  Page 1 of 1
Ticker Company Name Relation   Off-Dir-10% Trans. Date Form Action Price Mkt Value D/I Shares    Holdings   
Rank

 
3m +/-  
Form
DFP Flaherty & Crumrine Dynam... CEO, PresidentAFFILIATED PERSO   •       •      –    2018-12-18 4 B $20.00 $100,000 D/D 5,000 20,000 2.81 -
DFP Flaherty & Crumrine Dynam... CEO, PresidentAffiliate of Inv   •       •      –    2016-11-14 4 B $21.90 $109,500 D/D 5,000 15,000 2.81 -
DFP Flaherty & Crumrine Dynam... CEO and President   •       –      –    2015-06-08 4 B $22.51 $112,548 D/D 5,000 10,000 2.74 -
DFP Flaherty & Crumrine Dynam... CFO, VP & Treasurer   •       –      –    2013-08-16 4 B $20.70 $103,500 D/D 5,000 5,000 2.74 -
DFP Flaherty & Crumrine Dynam... CFO, VP and TreasurerOfficer   •       –      –    2013-04-17 3 IO $0.00 $0 I/I 0 4,198 -
FFC Flaherty & Crumrine/Claym... Vice President, CFO   •       –      –    2008-12-29 4 B $7.20 $50,400 D/D 7,000 8,971 2.74 -
PFO Flaherty & Crumrine Prefe... Chief Financial Officer   •       –      –    2007-12-17 4 B $9.04 $45,200 D/D 5,000 8,013 2.74 -
FLC Flaherty & Crumrine/claym... Vice President, CFO   •       –      –    2006-12-26 4 A $21.60 $90,677 I/I 4,198 4,198 0 -
FFC Flaherty & Crumrine/Claym... Vice President, CFO   •       –      –    2006-12-26 4 A $21.57 $93,743 I/I 4,346 4,346 0 -
PFO Flaherty & Crumrine Prefe... Vice President, CFO   •       –      –    2006-12-26 4 A $12.30 $105,817 I/I 8,603 8,603 0 -
PFD Flaherty & Crumrine Prefe... Vice President, CFO   •       –      –    2006-12-26 4 A $16.95 $121,515 I/I 7,169 7,169 0 -
PFO Flaherty & Crumrine Prefe... CFO,Vice President & Treasurer   •       –      –    2006-05-15 4 B $10.84 $10,840 D/D 1,000 2,718 2.74 -
PFD Flaherty & Crumrine Prefe... CFO, VP, Secretary, Treasurer   •       –      –    2005-09-28 4 B $15.96 $32,000 D/D 2,000 2,000 2.74 -
FLC Flaherty & Crumrine/claym... CFO, VP, Treasurer & Secretary   •       –      –    2005-04-05 4 B $21.45 $21,445 D/D 1,000 1,500 2.74 -
FFC Flaherty & Crumrine/Claym... CFO, VP, Treasurer & Secretary   •       –      –    2005-04-05 4 B $21.80 $21,800 D/D 1,000 1,584 2.74 -
PFO Flaherty & Crumrine Prefe... Vice President   •       –      –    2004-04-06 4 B $12.95 $19,425 D/D 1,500 1,500 2.74 -
FLC Flaherty & Crumrine/claym... Vice President   •       –      –    2004-01-05 4 B $25.46 $12,730 D/D 500 500 2.74 -

  17  Records found
  1     
  Page 1 of 1  
 
Free Registration Required For Full Results.    Limit: 25

 
 
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
OE - Options Exercised A - Aquired
  IO - Initital Ownership D - Disposed