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| Name: |
FIRST ALLIED SECURITIES INC |
| City: |
SAN DIEGO |
| State: |
CA |
| Zip: |
92101 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
AAPL |
Apple Inc |
1 |
- |
$197.49 |
$17,344,000 |
29,698 |
2.53% |
3,334,000 |
6,331 |
0 |
Personal Computers |
|
|
XOM |
Exxon Mobil Corp |
2 |
- |
$106.07 |
$9,597,000 |
112,146 |
1.4% |
-151,000 |
-244 |
0.002 |
Integrated Oil & Gas |
|
|
TIP |
iShares Lehman TIPS Bond |
3 |
- |
$108.98 |
$8,599,000 |
71,841 |
1.25% |
817,000 |
5,696 |
0.008 |
Closed - End Fund - E... |
|
|
T |
AT&T Corp |
4 |
- |
$27.47 |
$8,390,000 |
235,277 |
1.22% |
735,000 |
-9,835 |
0.004 |
Long Distance Carriers |
|
|
IJS |
iShares S&P SmCp 600/BRR Vl |
5 |
- |
$94.55 |
$7,605,000 |
102,319 |
1.11% |
-1,301,000 |
-11,030 |
0.391 |
Closed - End Fund - E... |
|
|
BSV |
Vanguard Short-Term Bond |
6 |
- |
$78.07 |
$6,627,000 |
81,688 |
0.97% |
2,433,000 |
29,875 |
0.091 |
Closed - End Fund - E... |
|
|
VZ |
Verizon Communications Inc |
7 |
- |
$43.61 |
$6,570,000 |
147,843 |
0.96% |
760,000 |
-4,134 |
0.005 |
Telecom Services - Do... |
|
|
GE |
General Electric Co |
8 |
- |
$214.49 |
$802,000 |
38,483 |
0.94% |
110,000 |
-790 |
0.003 |
Conglomerates |
|
|
LQD |
iShares Trust Goldman Sachs |
9 |
- |
$106.65 |
$6,098,000 |
51,861 |
0.89% |
-252,000 |
-3,053 |
0.009 |
Closed - End Fund - E... |
|
|
PG |
Procter & Gamble Co |
10 |
- |
$158.65 |
$5,685,000 |
92,815 |
0.83% |
-544,000 |
131 |
0.003 |
Cleaning Products |
|
|
NLY |
Annaly Capital Management Inc |
11 |
- |
$19.28 |
$1,365,250 |
81,360 |
0.8% |
80,000 |
-3,674 |
0.023 |
Mortgage Investment |
|
|
HYG |
iShares iBoxx $ High Yield ... |
12 |
- |
$78.50 |
$5,210,000 |
57,074 |
0.76% |
322,000 |
3,199 |
0.006 |
Closed - End Fund - E... |
|
|
AGG |
iShares Barclays Agency Bond |
13 |
- |
$97.66 |
$5,033,000 |
45,219 |
0.73% |
-2,638,000 |
-24,616 |
0.003 |
Closed - End Fund - E... |
|
|
GLD |
streetTRACKS Gold Trust |
14 |
- |
$304.63 |
$4,861,000 |
31,320 |
0.71% |
-1,255,000 |
-5,807 |
0.008 |
Closed - End Fund - E... |
|
|
IJT |
iShares S&P SC600 BR Gr Indx |
15 |
- |
$125.76 |
$4,844,000 |
59,997 |
0.71% |
-127,000 |
-193 |
0.28 |
Closed - End Fund - E... |
|
|
QCOM |
QUALCOMM Inc |
16 |
- |
$145.10 |
$4,719,000 |
84,758 |
0.69% |
-452,000 |
8,781 |
0.005 |
Communication Equipment |
|
|
IJJ |
iShares S&P MC 400/BARRA VL |
17 |
- |
$117.86 |
$4,654,000 |
57,024 |
0.68% |
-1,083,000 |
-10,146 |
0.173 |
Closed - End Fund - E... |
|
|
IBM |
International Business Mach... |
18 |
- |
$254.14 |
$4,438,000 |
22,692 |
0.65% |
-590,000 |
-1,404 |
0.002 |
Diversified Computer ... |
|
|
QQQ |
Invesco QQQ Trust Series I |
19 |
- |
$488.29 |
$4,428,000 |
69,007 |
0.65% |
-5,797,000 |
-82,365 |
0.008 |
Closed - End Fund - Debt |
|
|
VWO |
Vanguard Emerging Markets S... |
20 |
- |
$45.92 |
$4,385,000 |
109,821 |
0.64% |
-75,000 |
7,221 |
0.008 |
Closed - End Fund - E... |
|
|
VDE |
Vanguard Energy VIPERS |
21 |
- |
$114.18 |
$4,380,000 |
45,020 |
0.64% |
-483,000 |
-1,215 |
0.5 |
Closed - End Fund - E... |
|
|
BMY |
Bristol-Myers Squibb Co |
22 |
- |
$46.88 |
$4,185,000 |
116,424 |
0.61% |
265,000 |
282 |
0.007 |
Drug Manufacturers - ... |
|
|
JNJ |
Johnson & Johnson |
23 |
- |
$155.66 |
$4,080,000 |
60,387 |
0.6% |
317,000 |
3,345 |
0.002 |
Drug Manufacturers - ... |
|
|
MO |
Altria Group Inc |
24 |
- |
$60.40 |
$4,019,000 |
116,315 |
0.59% |
378,000 |
-1,633 |
0.006 |
Cigarettes & Other To... |
|
|
IJK |
iShares S&P mC400/BARRA GR |
25 |
- |
$86.20 |
$3,916,000 |
36,997 |
0.57% |
-110,000 |
1,186 |
0.167 |
Closed - End Fund - E... |
|
|
CHRW |
CH Robinson Worldwide Inc |
26 |
- |
$89.58 |
$3,886,000 |
66,389 |
0.57% |
-462,000 |
0 |
0.041 |
AirDelivery & Freight... |
|
|
DIS |
Walt Disney Co |
27 |
- |
$105.12 |
$3,866,000 |
79,714 |
0.56% |
231,000 |
-3,323 |
0.004 |
Entertainment - Diver... |
|
|
MSFT |
Microsoft Corp |
28 |
- |
$438.17 |
$3,806,000 |
124,404 |
0.56% |
19,000 |
7,000 |
0.002 |
Application Software |
|
|
BRK.B |
Berkshire Hathaway B |
29 |
- |
$513.25 |
$3,796,000 |
45,550 |
0.55% |
-50,000 |
-1,839 |
0.003 |
Property & Casualty I... |
|
|
EEM |
iShares MSCI Emrg Mkt Income |
30 |
- |
$44.61 |
$3,764,000 |
96,180 |
0.55% |
-1,815,000 |
-33,731 |
0.011 |
Closed - End Fund - E... |
|
|
MGC |
Vanguard Mega Cap 300 Index... |
31 |
- |
$185.36 |
$3,735,000 |
79,819 |
0.55% |
-359,000 |
-5,039 |
0.325 |
Closed - End Fund - E... |
|
|
CELG |
Celgene Corp |
32 |
- |
$108.24 |
$3,553,000 |
55,383 |
0.52% |
-672,000 |
880 |
0.007 |
Drug Manufacturers - ... |
|
|
IEF |
iShares Lehman 7-10 Year Tr... |
33 |
- |
$94.28 |
$3,406,000 |
31,557 |
0.5% |
3,061,000 |
28,220 |
0.002 |
Closed - End Fund - E... |
|
|
DBC |
Invesco DB Commodity Tracki... |
34 |
- |
$20.96 |
$3,399,000 |
131,985 |
0.5% |
-839,000 |
-15,154 |
0.064 |
Closed - End Fund - Debt |
|
|
ABT |
Abbott Laboratories |
35 |
- |
$134.00 |
$3,386,000 |
52,516 |
0.49% |
155,000 |
-203 |
0.003 |
Drug Manufacturers - ... |
|
|
IAU |
iShares COMEX Gold Trust |
36 |
- |
$62.34 |
$1,646,500 |
105,804 |
0.48% |
197,000 |
10,673 |
0.024 |
Closed - End Fund - E... |
|
|
CSJ |
iShares Barclays 1-3 Year C... |
37 |
- |
$52.10 |
$3,278,000 |
31,307 |
0.48% |
-343,000 |
-3,148 |
0.035 |
Closed - End Fund - E... |
|
|
AGNC |
AGNC Investment Corp |
38 |
- |
$8.88 |
$3,275,000 |
97,451 |
0.48% |
1,132,000 |
24,899 |
0.027 |
REIT - Housing/Apartm... |
|
|
CVX |
Chevron Corp |
39 |
- |
$137.04 |
$3,230,000 |
30,611 |
0.47% |
140,000 |
1,793 |
0.002 |
Integrated Oil & Gas |
|
|
KMP |
Kinder Morgan Energy Partne... |
40 |
- |
$0.00 |
$3,223,000 |
41,019 |
0.47% |
-400,000 |
-2,762 |
0.018 |
Oil & Gas Pipelines &... |
|
|
INTC |
Intel Corp |
41 |
- |
$21.00 |
$3,172,000 |
119,007 |
0.46% |
-198,000 |
-874 |
0.003 |
Semiconductor- Broad... |
|
|
KO |
Coca-Cola Co |
42 |
- |
$71.17 |
$6,122,000 |
78,288 |
0.45% |
-243,000 |
-10,996 |
0.001 |
Beverage Soft Drinks... |
|
|
IWS |
iShares Tr Rssll Midcap Valu |
43 |
- |
$125.98 |
$3,035,000 |
65,523 |
0.44% |
-408,000 |
-6,003 |
0.073 |
Closed - End Fund - E... |
|
|
SPY |
Standard & Poors Depository... |
44 |
- |
$565.06 |
$3,006,000 |
22,082 |
0.44% |
-4,758,000 |
-33,056 |
0.002 |
Closed - End Fund - E... |
|
|
SHY |
Ishares Barclays 1-3 Treasu... |
45 |
- |
$82.45 |
$3,000,000 |
35,557 |
0.44% |
288,000 |
3,395 |
0.004 |
Closed - End Fund - E... |
|
|
IWR |
iShares Tr Rssll MidCap Indx |
46 |
- |
$86.68 |
$2,979,000 |
28,270 |
0.43% |
-158,000 |
-65 |
0.009 |
Closed - End Fund - E... |
|
|
JKH |
iShares Trust - Mid Growth ... |
47 |
- |
$74.44 |
$2,967,000 |
29,370 |
0.43% |
-232,000 |
-374 |
1.152 |
Closed - End Fund - E... |
|
|
O |
Realty Income Corp |
48 |
- |
$56.25 |
$2,908,000 |
69,612 |
0.42% |
197,000 |
-385 |
0.034 |
REIT - Retail |
|
|
EMB |
iShares JPMorgan USD Emerg ... |
49 |
- |
$89.54 |
$2,897,000 |
25,253 |
0.42% |
402,000 |
3,118 |
0.028 |
Closed - End Fund - E... |
|
|
CAT |
Caterpillar Inc |
50 |
- |
$324.25 |
$2,853,000 |
33,597 |
0.42% |
-396,000 |
3,092 |
0.005 |
Farm & Construction M... |
|
|
PEP |
Pepsico Inc |
51 |
- |
$131.43 |
$2,827,000 |
40,009 |
0.41% |
547,000 |
5,641 |
0.003 |
Beverage Soft Drinks... |
|
|
PFF |
iShares S&P U.S. Preferred ... |
52 |
- |
$30.13 |
$2,800,000 |
71,735 |
0.41% |
87,000 |
2,230 |
0.08 |
Closed - End Fund - E... |
|
|
GOOGL |
Alphabet Inc |
53 |
- |
$154.28 |
$5,506,000 |
9,492 |
0.4% |
138,000 |
1,336 |
0.001 |
Search Engines & Info... |
|
|
CSCO |
Cisco Systems Inc |
54 |
- |
$59.71 |
$2,746,000 |
159,929 |
0.4% |
-609,000 |
1,298 |
0.003 |
Networking & Communic... |
|
|
EPD |
Enterprise Products Partner... |
55 |
- |
$30.64 |
$2,736,000 |
53,387 |
0.4% |
-366,000 |
-8,082 |
0.006 |
Independent Oil & Gas |
|
|
RSP |
Guggenheim ETF Trust - Gugg... |
56 |
- |
$172.61 |
$2,703,000 |
54,591 |
0.39% |
-800,000 |
-12,948 |
0.061 |
Closed - End Fund - E... |
|
|
PFE |
Pfizer Inc |
57 |
- |
$22.97 |
$2,614,000 |
113,669 |
0.38% |
55,000 |
663 |
0.002 |
Drug Manufacturers - ... |
|
|
USB |
US Bancorp Delaware |
58 |
- |
$42.14 |
$2,580,000 |
80,209 |
0.38% |
26,000 |
-398 |
0.004 |
Domestic Regional Banks |
|
|
IVE |
iShares S&P 500/BARRA Value |
59 |
- |
$185.46 |
$2,509,000 |
40,289 |
0.37% |
-1,043,000 |
-14,417 |
0.003 |
Closed - End Fund - E... |
|
|
JKJ |
IShares Trust Small Core In... |
60 |
- |
$54.80 |
$2,489,000 |
27,827 |
0.36% |
-153,000 |
-59 |
1.59 |
Closed - End Fund - E... |
|
|
CHI |
Calamos Convertible Opportu... |
61 |
- |
$10.23 |
$2,479,000 |
201,224 |
0.36% |
-293,000 |
-15,651 |
0.322 |
Closed - End Fund - Debt |
|
|
DUK |
Duke Energy Corp |
62 |
- |
$120.00 |
$823,667 |
35,723 |
0.36% |
222,000 |
40 |
0.008 |
Electric Utilities |
|
|
EFA |
iShares TR MSCI EAFE Indx FD |
63 |
- |
$85.55 |
$2,461,000 |
49,262 |
0.36% |
158,000 |
7,303 |
0.005 |
Closed - End Fund - E... |
|
|
TLT |
iShares Tr Lehman 20+yr Tres |
64 |
- |
$86.92 |
$2,356,000 |
18,817 |
0.34% |
2,169,000 |
17,147 |
0.012 |
Closed - End Fund - E... |
|
|
EVV |
Eaton Vance Limited Duratio... |
65 |
- |
$9.94 |
$2,285,000 |
140,187 |
0.33% |
162,000 |
7,915 |
0.119 |
Closed - End Fund - Debt |
|
|
XLU |
SPDR Utilities Select |
66 |
- |
$80.10 |
$2,261,000 |
61,131 |
0.33% |
431,000 |
8,905 |
0.007 |
Closed - End Fund - E... |
|
|
IWM |
iShares Tr Russell 2000 Indx |
67 |
- |
$201.18 |
$2,260,000 |
28,400 |
0.33% |
402,000 |
5,962 |
0.003 |
Closed - End Fund - E... |
|
|
VNQ |
Vanguard REIT Index VIPERs |
68 |
- |
$88.57 |
$2,184,000 |
33,381 |
0.32% |
79,000 |
309 |
0.01 |
Closed - End Fund - E... |
|
|
ED |
Consolidated Edison Inc |
69 |
- |
$107.75 |
$2,177,000 |
35,014 |
0.32% |
119,000 |
-218 |
0.012 |
Multi Utilities |
|
|
ORCL |
Oracle Corp |
70 |
- |
$150.30 |
$2,165,000 |
72,896 |
0.32% |
181,000 |
4,841 |
0.001 |
Application Software |
|
|
MRK |
Merck & Co Inc |
71 |
- |
$77.65 |
$2,160,000 |
51,732 |
0.32% |
327,000 |
4,004 |
0.002 |
Drug Manufacturers - ... |
|
|
TNH |
Terra Nitrogen Co LP |
72 |
- |
$0.00 |
$2,139,000 |
10,100 |
0.31% |
-419,000 |
-100 |
0.055 |
Agricultural & Fertil... |
|
|
PM |
Philip Morris International... |
73 |
- |
$172.00 |
$2,139,000 |
24,507 |
0.31% |
-54,000 |
-237 |
0 |
Cigarettes & Other To... |
|
|
SO |
Southern Co |
74 |
- |
$90.31 |
$2,127,000 |
45,948 |
0.31% |
4,000 |
-1,296 |
0.005 |
Electric Utilities |
|
|
BAC |
Bank of America Corp |
75 |
- |
$41.60 |
$2,104,000 |
257,262 |
0.31% |
-523,000 |
-17,218 |
0.002 |
Domestic Money Center... |
|
|
VUG |
Vanguard Growth VIPERS |
76 |
- |
$387.98 |
$2,103,000 |
30,929 |
0.31% |
-16,000 |
1,070 |
0.008 |
Closed - End Fund - E... |
|
|
MMM |
3M Co |
77 |
- |
$141.12 |
$2,082,000 |
23,242 |
0.3% |
49,000 |
449 |
0.003 |
Conglomerates |
|
|
GDV |
Gabelli Dividend & Income T... |
78 |
- |
$23.98 |
$2,076,000 |
133,854 |
0.3% |
-125,000 |
-500 |
0.162 |
Closed - End Fund - Debt |
|
|
JPM |
JP Morgan Chase & Co |
79 |
- |
$253.47 |
$2,075,000 |
58,063 |
0.3% |
-290,000 |
6,624 |
0.002 |
Domestic Money Center... |
|
|
EWC |
iShares MSCI-Canada |
80 |
- |
$42.81 |
$2,033,000 |
78,669 |
0.3% |
-207,000 |
-359 |
0.019 |
Closed - End Fund - E... |
|
|
STON |
Stonemor Partners LP |
81 |
- |
$3.53 |
$2,031,000 |
78,365 |
0.3% |
-64,000 |
-7,633 |
0.405 |
Personal Services |
|
|
JNK |
Spdr Lehman Hyb Etf |
82 |
- |
$94.53 |
$665,667 |
16,867 |
0.29% |
124,000 |
1,008 |
0.006 |
Closed - End Fund - E... |
|
|
F |
Ford Motor Co |
83 |
- |
$12.50 |
$1,995,000 |
207,993 |
0.29% |
-56,000 |
43,587 |
0.005 |
Auto Manufacturers |
|
|
MCD |
McDonalds Corp |
85 |
- |
$313.49 |
$1,813,000 |
20,477 |
0.26% |
-111,000 |
863 |
0.002 |
Restaurants |
|
|
WMT |
Wal-Mart Stores Inc |
86 |
- |
$60.24 |
$1,809,000 |
25,942 |
0.26% |
218,000 |
-52 |
0.001 |
Discount, Variety Stores |
|
|
POT |
Potash Corp /Saskatchewan (... |
88 |
- |
$0.00 |
$1,780,000 |
40,740 |
0.26% |
-63,000 |
412 |
0 |
Nonmetallic Mineral M... |
|
|
SLV |
iShares Silver Trust ETF |
87 |
- |
$29.46 |
$1,780,000 |
66,809 |
0.26% |
-499,000 |
-5,829 |
0.026 |
Closed - End Fund - E... |
|
|
VIG |
Vanguard Dividend Appreciat... |
89 |
- |
$192.72 |
$1,771,000 |
31,236 |
0.26% |
85,000 |
2,445 |
0.014 |
Closed - End Fund - Debt |
|
|
BP |
BP Plc (ADR) |
90 |
- |
$28.59 |
$1,748,000 |
43,123 |
0.26% |
229,000 |
9,366 |
0 |
Integrated Oil & Gas |
|
|
SBUX |
Starbucks Corp |
91 |
- |
$82.19 |
$3,436,000 |
64,424 |
0.25% |
-6,000 |
2,742 |
0.002 |
Specialty Eateries |
|
|
FRI |
First Trust S&P Reit Index ... |
92 |
- |
$26.95 |
$1,682,000 |
95,906 |
0.25% |
-52,000 |
-5,256 |
0.107 |
Closed - End Fund - Debt |
|
|
ZBH |
Zimmer Holdings Inc |
93 |
- |
$95.11 |
$1,680,000 |
26,110 |
0.25% |
27,000 |
394 |
0.013 |
Medical Appliances & ... |
|
|
XLK |
SPDR Technology Sector |
94 |
- |
$217.87 |
$1,672,000 |
58,223 |
0.24% |
-564,000 |
-15,905 |
0.006 |
Closed - End Fund - E... |
|
|
IVV |
iShares Core S&P 500 Etf |
95 |
- |
$567.33 |
$1,601,000 |
11,710 |
0.23% |
-216,000 |
-1,157 |
0.009 |
Closed - End Fund - E... |
|
|
JPS |
Nuveen Quality Preferred In... |
96 |
- |
$6.21 |
$1,583,000 |
175,932 |
0.23% |
70,000 |
373 |
0.199 |
Closed - End Fund - Debt |
|
|
PDM |
Piedmont Office Realty Trus... |
97 |
- |
$6.71 |
$1,583,000 |
91,976 |
0.23% |
-303,000 |
-14,298 |
0 |
REIT - Office |
|
|
PPT |
Putnam Premier Income Trust |
98 |
- |
$3.68 |
$1,575,000 |
294,323 |
0.23% |
184,000 |
41,960 |
0.208 |
Closed - End Fund - Debt |
|
|
VAW |
Vanguard Materials VIPERS |
99 |
- |
$186.63 |
$1,551,000 |
19,950 |
0.23% |
-333,000 |
-2,963 |
0.717 |
Closed - End Fund - E... |
|
|
NUV |
Nuveen Municipal Value Fund... |
100 |
- |
$8.71 |
$1,526,000 |
148,156 |
0.22% |
360,000 |
32,335 |
0.076 |
Closed - End Fund - Debt |
|
|
PCN |
Pimco Corporate Income Fund |
101 |
- |
$12.68 |
$1,507,000 |
91,327 |
0.22% |
66,000 |
1,500 |
0.248 |
Closed - End Fund - Debt |
|
