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| Name: |
THOMAS J. HERZFELD ADVISORS, INC. |
| City: |
MIAMI |
| State: |
FL |
| Zip: |
33116 |
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 |
Ticker |
Company Name |
Position
Rank |
New/Closed
Postion |
Last
Close |
Value |
Shares Held |
% of
Portfolio |
Value
Change |
Change In
Shares Held |
% of Company |
Industry |
|
NRGX |
Pimco Energy & Tactical Cre... |
1 |
- |
$24.56 |
$40,284,000 |
1,641,558 |
13.7% |
1,270,000 |
148,469 |
3.672 |
N/A |
|
|
FSCO |
Fs Global Credit Opportunit... |
2 |
- |
$7.30 |
$22,171,000 |
3,144,864 |
7.54% |
93,000 |
-92,385 |
3.494 |
N/A |
|
|
CUBA |
Herzfeld Caribbean |
3 |
- |
$2.54 |
$16,137,000 |
6,043,689 |
5.49% |
10,306,000 |
3,546,303 |
67.152 |
Closed - End Fund - F... |
|
|
SABA |
Templeton Global Income Fund |
4 |
- |
$9.21 |
$14,801,000 |
1,701,210 |
5.03% |
1,785,000 |
264,620 |
6.02 |
Closed - End Fund - F... |
|
|
HFRO |
Highland Floating Rate Oppo... |
5 |
- |
$5.26 |
$13,922,000 |
2,677,303 |
4.74% |
-406,000 |
-83,475 |
3.729 |
N/A |
|
|
JFR |
Nuveen Floating Rate Income... |
6 |
- |
$8.48 |
$9,934,000 |
1,172,900 |
3.38% |
3,970,000 |
504,309 |
2.078 |
Closed - End Fund - E... |
|
|
PSEC |
Prospect Capital Corp |
7 |
- |
$3.23 |
$9,494,000 |
2,315,582 |
3.23% |
1,614,000 |
487,171 |
0.608 |
Asset Management |
|
|
RA |
Brookfield Real Assets Inco... |
8 |
- |
$13.41 |
$8,773,000 |
666,668 |
2.98% |
848,000 |
71,684 |
1.827 |
N/A |
|
|
SSSS |
Suro Capital Inc |
9 |
- |
$6.46 |
$8,519,000 |
1,714,062 |
2.9% |
537,000 |
356,653 |
8.609 |
Closed - End Fund - E... |
|
|
NPFD |
Nuveen Variable Rate Prefer... |
10 |
- |
$19.30 |
$7,697,000 |
410,089 |
2.62% |
-3,973,000 |
-230,044 |
4.557 |
N/A |
|
|
XFLT |
Xai Octagon Floating Rate &... |
11 |
- |
$5.66 |
$7,435,000 |
1,258,025 |
2.53% |
555,000 |
221,874 |
17.352 |
N/A |
|
|
PAXS |
Pimco Access Income Fund |
12 |
- |
$0.00 |
$6,112,000 |
380,600 |
2.08% |
648,000 |
22,315 |
0.865 |
N/A |
|
|
FFC |
Flaherty & Crumrine/Claymor... |
13 |
- |
$16.37 |
$5,667,000 |
355,738 |
1.93% |
-52,000 |
-12,487 |
0.812 |
Closed - End Fund - E... |
|
|
DMA |
Destra Multi-Alternative Fund |
14 |
- |
$0.00 |
$5,181,000 |
611,015 |
1.76% |
-653,000 |
-78,565 |
6.819 |
N/A |
|
|
TYG |
Tortoise Energy Infrastruct... |
15 |
- |
$4.86 |
$4,553,000 |
105,767 |
1.55% |
-805,000 |
-21,813 |
0.176 |
Closed - End Fund - E... |
|
|
SPMC |
Sound Point Meridian Capita... |
16 |
- |
$0.00 |
$4,489,000 |
225,137 |
1.53% |
-2,503,000 |
-109,407 |
2.502 |
N/A |
|
|
EMO |
Clearbridge Energy Mlp Oppo... |
17 |
- |
$47.80 |
$4,454,000 |
89,770 |
1.52% |
-463,000 |
-15,877 |
0.626 |
N/A |
|
|
KYN |
Kayne Anderson Mlp Investme... |
18 |
- |
$12.58 |
$4,326,000 |
337,162 |
1.47% |
243,000 |
15,922 |
0.267 |
Closed - End Fund - Debt |
|
|
NBXG |
Neuberger Berman Next Gener... |
19 |
- |
$0.00 |
$4,270,000 |
348,571 |
1.45% |
-304,000 |
-10,485 |
0.387 |
N/A |
|
|
DIAX |
Nuveen Dow 30sm Dynamic Ove... |
20 |
- |
$14.46 |
$4,137,000 |
285,536 |
1.41% |
-68,000 |
6,302 |
1.186 |
N/A |
|
|
RFMZ |
Rivernorth Flexible Municip... |
21 |
- |
$0.00 |
$4,064,000 |
302,810 |
1.38% |
641,000 |
47,376 |
3.365 |
N/A |
|
|
LDP |
Cohen & Steers Ltd Duration... |
22 |
- |
$21.08 |
$3,788,000 |
186,043 |
1.29% |
17,000 |
-660 |
0.645 |
N/A |
|
|
BSTZ |
Blackrock Science & Technol... |
23 |
- |
$0.00 |
$3,599,000 |
202,849 |
1.22% |
-1,088,000 |
-23,490 |
0.26 |
N/A |
|
|
MTZ |
Mastec Inc |
24 |
- |
$168.23 |
$3,486,000 |
29,872 |
1.19% |
-1,261,000 |
-5,000 |
0.04 |
Heavy Construction |
|
|
NEE |
NextEra Energy |
25 |
- |
$73.06 |
$3,310,000 |
46,697 |
1.13% |
1,396,000 |
20,000 |
0.002 |
Electric Utilities |
|
|
TBLD |
Thornburg Income Builder Op... |
26 |
- |
$0.00 |
$3,293,000 |
183,561 |
1.12% |
289,000 |
-975 |
2.04 |
N/A |
|
|
CET |
Central Securities Corp |
27 |
- |
$47.91 |
$3,169,000 |
70,484 |
1.08% |
-588,000 |
-11,753 |
0.304 |
Closed - End Fund - E... |
|
|
MFM |
MFS Municipal Income Trust |
28 |
- |
$5.15 |
$3,116,000 |
587,872 |
1.06% |
302,000 |
61,845 |
1.427 |
Closed - End Fund - Debt |
|
|
TEAF |
Tortoise Essential Assets I... |
29 |
- |
$12.22 |
$3,056,000 |
268,982 |
1.04% |
-127,000 |
3,703 |
1.994 |
N/A |
|
|
CEFS |
Saba Closed End Funds Etf |
30 |
- |
$0.00 |
$2,900,000 |
135,966 |
0.99% |
2,548,000 |
119,518 |
1.182 |
N/A |
|
|
PFN |
Pimco Floating Rate Strateg... |
31 |
- |
$7.44 |
$2,736,000 |
362,833 |
0.93% |
-579,000 |
-82,112 |
0.612 |
Closed - End Fund - E... |
|
|
SDHY |
Pgim Short Duration High Yi... |
32 |
- |
$16.90 |
$2,712,000 |
164,585 |
0.92% |
59,000 |
26 |
0.667 |
N/A |
|
|
QQQX |
Nasdaq Premium Income & Gro... |
33 |
- |
$26.40 |
$2,640,000 |
111,162 |
0.9% |
-529,000 |
-6,007 |
0.303 |
Closed - End Fund - Debt |
|
|
PFIX |
Simplify Interest Rate Hedg... |
34 |
- |
$0.00 |
$2,508,000 |
51,764 |
0.85% |
-277,000 |
-1,438 |
0.575 |
N/A |
|
|
MUC |
Blackrock Muniholdings Cali... |
35 |
- |
$10.36 |
$2,505,000 |
233,897 |
0.85% |
212,000 |
18,204 |
0.57 |
Closed - End Fund - Debt |
|
|
TWN |
Taiwan Fund Inc |
36 |
- |
$45.09 |
$2,461,000 |
74,104 |
0.84% |
-195,000 |
5,387 |
0.904 |
Closed - End Fund - F... |
|
|
JRS |
Nuveen Real Estate Income Fund |
37 |
- |
$7.87 |
$2,382,000 |
289,043 |
0.81% |
-137,000 |
-2,880 |
1.007 |
Closed - End Fund - Debt |
|
|
RCL |
Royal Caribbean Cruises Ltd |
38 |
- |
$315.10 |
$1,986,000 |
9,666 |
0.68% |
-2,089,000 |
-8,000 |
0.004 |
Sporting and Park Ent... |
|
|
NCLH |
Norwegian Cruise Line Holdi... |
39 |
- |
$20.98 |
$1,786,000 |
94,207 |
0.61% |
-3,700,000 |
-119,000 |
0.022 |
N/A |
|
|
OFG |
Oriental Financial Group Inc |
40 |
- |
$43.85 |
$1,739,000 |
43,454 |
0.59% |
-100,000 |
0 |
0.085 |
Domestic Money Center... |
|
|
JLS |
Nuveen Mortgage Opportunity... |
41 |
- |
$18.75 |
$1,727,000 |
92,014 |
0.59% |
155,000 |
4,683 |
0.579 |
N/A |
|
|
BPOP |
Popular Inc |
42 |
- |
$112.68 |
$1,718,000 |
18,598 |
0.58% |
-31,000 |
0 |
0.022 |
Foreign Regional Banks |
|
|
FBP |
First Bancorp |
43 |
- |
$21.37 |
$1,700,000 |
88,690 |
0.58% |
51,000 |
0 |
0.041 |
Foreign Regional Banks |
|
|
DMO |
Western Asset Mortgage Defi... |
44 |
- |
$11.95 |
$1,667,000 |
140,994 |
0.57% |
76,000 |
6,202 |
1.351 |
N/A |
|
|
NAD |
Nuveen Dividend Advantage M... |
45 |
- |
$11.35 |
$1,464,000 |
127,072 |
0.5% |
122,000 |
11,955 |
0.063 |
Closed - End Fund - E... |
|
|
PHT |
Pioneer High Income |
46 |
- |
$8.12 |
$1,384,000 |
178,792 |
0.47% |
-11,000 |
-1,190 |
0.612 |
Closed - End Fund - Debt |
|
|
ADX |
Adams Express Co |
47 |
- |
$21.55 |
$1,355,000 |
71,378 |
0.46% |
-298,000 |
-11,681 |
0.076 |
Closed - End Fund - Debt |
|
|
PCK |
Pimco California Municipal ... |
48 |
- |
$5.42 |
$1,263,000 |
223,924 |
0.43% |
514,000 |
93,031 |
0.708 |
Closed - End Fund - F... |
|
|
PDO |
Pimco Dynamic Income Opport... |
49 |
New |
$0.00 |
$1,241,000 |
89,425 |
0.42% |
1,241,000 |
89,425 |
0 |
N/A |
|
|
CMU |
Colonial Municipal Income T... |
50 |
- |
$3.33 |
$1,233,000 |
353,305 |
0.42% |
232,000 |
68,945 |
1.268 |
Closed - End Fund - Debt |
|
|
VMC |
Vulcan Materials Co |
51 |
- |
$264.67 |
$1,171,000 |
5,019 |
0.4% |
-120,000 |
0 |
0.004 |
General Building Mate... |
|
|
SDS |
ProShares UltraShort S&P500 |
53 |
- |
$7.17 |
$1,030,000 |
48,007 |
0.35% |
1,030,000 |
48,007 |
0.075 |
N/A |
|
|
CCL |
Carnival Corp |
54 |
- |
$28.64 |
$1,028,000 |
52,657 |
0.35% |
-1,530,000 |
-50,000 |
0.007 |
Sporting and Park Ent... |
|
|
SCC |
Proshares Ultrashort Consum... |
55 |
New |
$0.00 |
$1,023,000 |
86,805 |
0.35% |
1,023,000 |
86,805 |
0.965 |
N/A |
|
|
SKRE |
ETF OPPORTUNITIES TRUST |
56 |
New |
$0.00 |
$1,014,000 |
70,133 |
0.34% |
1,014,000 |
70,133 |
0.779 |
N/A |
|
|
PSQ |
ProShares Short QQQ |
57 |
New |
$33.96 |
$1,000,000 |
24,606 |
0.34% |
1,000,000 |
24,606 |
0.033 |
Closed - End Fund - Debt |
|
|
CXH |
Mfs Investment Grade Munici... |
58 |
- |
$7.68 |
$955,000 |
120,541 |
0.32% |
179,000 |
23,453 |
1.047 |
Closed - End Fund - Debt |
|
|
MLM |
Martin Marietta Materials Inc |
59 |
- |
$557.68 |
$880,000 |
1,840 |
0.3% |
-1,000,000 |
-1,800 |
0.002 |
General Building Mate... |
|
|
NMCO |
Nuveen Municipal Credit Opp... |
60 |
- |
$0.00 |
$830,000 |
77,573 |
0.28% |
110,000 |
9,745 |
0.129 |
N/A |
|
|
MVT |
Blackrock Munivest Fund II Inc |
61 |
- |
$10.31 |
$772,000 |
73,069 |
0.26% |
317,000 |
29,947 |
0.345 |
Closed - End Fund - Debt |
|
|
CPA |
Copa Holdings SA |
62 |
- |
$109.10 |
$763,000 |
8,250 |
0.26% |
-577,000 |
-7,000 |
0.024 |
Regional Airlines |
|
|
HDGE |
AdvisorShares Ranger Equity... |
63 |
New |
$16.50 |
$750,000 |
42,063 |
0.26% |
750,000 |
42,063 |
0.158 |
Closed - End Fund - Debt |
|
|
DSM |
Dreyfus Strategic Municipal... |
64 |
- |
$7.96 |
$737,000 |
127,724 |
0.25% |
114,000 |
20,451 |
0.259 |
Closed - End Fund - Debt |
|
|
CLM |
Cornerstone Strategic Value... |
65 |
- |
$8.11 |
$660,000 |
88,892 |
0.22% |
-816,000 |
-82,960 |
0.043 |
Closed - End Fund - E... |
|
|
MIO |
Pioneer Municipal High Inco... |
66 |
- |
$0.00 |
$620,000 |
52,597 |
0.21% |
112,000 |
9,753 |
0.584 |
N/A |
|
|
OSW |
Onespaworld Holdings Ltd |
67 |
- |
$20.74 |
$588,000 |
35,000 |
0.2% |
-1,402,000 |
-65,000 |
0.035 |
N/A |
|
|
VGM |
Invesco Van Kampen Tr For |
68 |
- |
$9.59 |
$478,000 |
47,965 |
0.16% |
86,000 |
9,167 |
0.088 |
Closed - End Fund - Debt |
|
|
LEO |
Dreyfus Strategic Municipal... |
69 |
- |
$8.14 |
$436,000 |
71,290 |
0.15% |
139,000 |
22,145 |
0.115 |
Closed - End Fund - Debt |
|
|
GLD |
streetTRACKS Gold Trust |
70 |
- |
$307.55 |
$403,000 |
1,398 |
0.14% |
65,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
MAV |
Pioneer Municipal High Inco... |
71 |
- |
$8.31 |
$368,000 |
44,032 |
0.13% |
73,000 |
9,082 |
0.184 |
Closed - End Fund - Debt |
|
|
ASA |
ASA Gold & Precious Metals Ltd |
72 |
- |
$32.45 |
$364,000 |
12,088 |
0.12% |
109,000 |
-514 |
0.063 |
Closed - End Fund - E... |
|
|
ENX |
Eaton Vance Insured New Yor... |
73 |
- |
$9.28 |
$351,000 |
36,969 |
0.12% |
-206,000 |
-21,475 |
0.235 |
Closed - End Fund - Debt |
|
|
CXE |
Mfs High Income Municipal T... |
74 |
- |
$3.60 |
$346,000 |
93,879 |
0.12% |
66,000 |
17,843 |
0.298 |
Closed - End Fund - Debt |
|
|
VFL |
Delaware Investments Florid... |
75 |
- |
$9.74 |
$318,000 |
31,321 |
0.11% |
64,000 |
6,206 |
0.149 |
Closed - End Fund - Debt |
|
|
TFLO |
Ishares Treasury Floating R... |
76 |
- |
$0.00 |
$226,000 |
4,469 |
0.08% |
117,000 |
2,301 |
0 |
N/A |
|
|
SPY |
Standard & Poors Depository... |
77 |
- |
$617.65 |
$218,000 |
390 |
0.07% |
-11,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
MEGI |
Mainstay Cbre Global Infras... |
78 |
New |
$0.00 |
$186,000 |
14,009 |
0.06% |
186,000 |
14,009 |
0.061 |
N/A |
|
|
CWCO |
Consolidated Water Co. |
79 |
- |
$30.65 |
$149,000 |
6,092 |
0.05% |
-9,000 |
0 |
0.04 |
Foreign Utilities |
|
|
QQQ |
Invesco QQQ Trust Series I |
80 |
- |
$546.99 |
$127,000 |
270 |
0.04% |
-11,000 |
0 |
0 |
Closed - End Fund - Debt |
|
|
STK |
Columbia Seligman Premium |
81 |
- |
$30.45 |
$97,000 |
3,452 |
0.03% |
-31,000 |
-545 |
0.022 |
N/A |
|
|
NFLX |
Netflix Inc |
82 |
- |
$1,293.60 |
$93,000 |
100 |
0.03% |
4,000 |
0 |
0 |
Music & Video Stores |
|
|
MDY |
Standrd Poor Mdcp 400 SPDR |
83 |
- |
$573.66 |
$80,000 |
150 |
0.03% |
-5,000 |
0 |
0 |
Closed - End Fund - E... |
|
|
META |
Meta Platforms Inc |
84 |
- |
$719.22 |
$58,000 |
100 |
0.02% |
-1,000 |
0 |
0 |
Internet Service Prov... |
|
|
FXY |
Invesco Currencyshares Japa... |
85 |
- |
$64.04 |
$37,000 |
600 |
0.01% |
2,000 |
0 |
0.021 |
Closed - End Fund - Debt |
|
|
PFO |
Flaherty & Crumrine Preferr... |
86 |
- |
$9.28 |
$26,000 |
2,865 |
0.01% |
-334,000 |
-37,054 |
0.024 |
Closed - End Fund - Debt |
|
|
FPF |
First Trust Intermediate Du... |
87 |
- |
$18.70 |
$19,000 |
1,013 |
0.01% |
0 |
-42 |
0.002 |
N/A |
|
|
GF |
New Germany Fund Inc |
89 |
- |
$11.96 |
$17,000 |
1,715 |
0.01% |
6,000 |
255 |
0 |
Closed - End Fund - F... |
|
|
IIF |
Morgan Stanley Dean Witter ... |
88 |
- |
$28.21 |
$17,000 |
706 |
0.01% |
2,000 |
130 |
0.015 |
Closed - End Fund - F... |
|
|
TMC |
Tmc The Metals Company Ord Shs |
91 |
- |
$5.94 |
$15,000 |
8,959 |
0.01% |
5,000 |
0 |
0 |
N/A |
|
|
AGD |
Alpine Global Dynamic Divid... |
90 |
- |
$9.47 |
$15,000 |
1,487 |
0.01% |
1,000 |
39 |
0.01 |
Closed - End Fund - E... |
|
|
JOF |
Japan Smaller Capitalizatio... |
92 |
- |
$9.75 |
$14,000 |
1,668 |
0% |
2,000 |
111 |
0.006 |
Closed - End Fund - F... |
|
|
EEA |
The European Equity Fund Inc |
93 |
- |
$8.56 |
$12,000 |
1,293 |
0% |
6,000 |
549 |
0.016 |
Closed - End Fund - F... |
|
|
CHN |
China Fund Inc |
95 |
- |
$14.93 |
$11,000 |
833 |
0% |
1,000 |
9 |
0 |
Closed - End Fund - F... |
|
|
TDF |
Templeton Dragon Fund Inc |
96 |
- |
$9.99 |
$11,000 |
1,181 |
0% |
2,000 |
86 |
0 |
Closed - End Fund - F... |
|
|
AWP |
Alpine Global Premier Prope... |
94 |
- |
$3.94 |
$11,000 |
2,795 |
0% |
2,000 |
334 |
0.012 |
Asset Management |
|
|
JEQ |
Aberdeen Japan Equity Fund Inc |
97 |
- |
$7.50 |
$10,000 |
1,479 |
0% |
2,000 |
17 |
0.069 |
Closed - End Fund - F... |
|
|
TSI |
TCW Strategic Income Fund Inc |
98 |
- |
$4.92 |
$10,000 |
2,000 |
0% |
0 |
0 |
0 |
Closed - End Fund - Debt |
|
|
SVXY |
Proshares Short Vix Short T... |
101 |
- |
$40.65 |
$10,000 |
220 |
0% |
-1,000 |
0 |
0 |
N/A |
|
|
NPWR/WS |
Net Power Equity Warrants E... |
100 |
- |
$0.00 |
$10,000 |
32,771 |
0% |
-108,000 |
0 |
0 |
N/A |
|
|
MXE |
Mexico Equity & Income Fund... |
99 |
- |
$10.65 |
$10,000 |
1,111 |
0% |
1,000 |
-14 |
0 |
Closed - End Fund - F... |
|
